0001140361-12-031344.txt : 20120627 0001140361-12-031344.hdr.sgml : 20120627 20120627162713 ACCESSION NUMBER: 0001140361-12-031344 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120625 FILED AS OF DATE: 20120627 DATE AS OF CHANGE: 20120627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Slager David Mark CENTRAL INDEX KEY: 0001477733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32551 FILM NUMBER: 12929813 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGEND INTERNATIONAL HOLDINGS INC CENTRAL INDEX KEY: 0001132143 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 233067904 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LEVEL 8 580 ST KILDA RD STREET 2: MELBOURNE CITY: VICTORIA STATE: C3 ZIP: 8008 BUSINESS PHONE: 61392341000 MAIL ADDRESS: STREET 1: LEVEL 8 580 ST KILDA RD STREET 2: MELBOURNE CITY: VICTORIA STATE: C3 ZIP: 8008 FORMER COMPANY: FORMER CONFORMED NAME: SUNDEW INTERNATIONAL INC DATE OF NAME CHANGE: 20010112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Regals Fund LP CENTRAL INDEX KEY: 0001542836 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32551 FILM NUMBER: 12929814 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 212-256-8402 MAIL ADDRESS: STREET 1: 767 FIFTH AVE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REGALS CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001542838 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32551 FILM NUMBER: 12929815 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-256-8402 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: Regals Management LP DATE OF NAME CHANGE: 20120221 4 1 doc1.xml FORM 4 X0305 4 2012-06-25 0 0001132143 LEGEND INTERNATIONAL HOLDINGS INC LGDI 0001542838 REGALS CAPITAL MANAGEMENT LP 152 WEST 57TH STREET 9TH FLOOR NEW YORK NY 10019 0 0 1 0 0001542836 Regals Fund LP 152 WEST 57TH STREET, 9TH FLOOR NEW YORK NY 10019 0 0 1 0 0001477733 Slager David Mark 152 WEST 57TH STREET, 9TH FLOOR NEW YORK NY 10019 0 0 1 0 Common Stock 2012-06-25 4 P 0 22640725 .1 A 46914015 I See Regals Capital Management LP, a Delaware limited partnership ("Regals Management"), Regals Fund LP, a Delaware limited partnership (the "Fund"), and David M. Slager ("Mr. Slager"), are the reporting persons (the "Reporting Persons") for the referenced securities. Mr. Slager is Managing Member of the general partner of Regals Management. Regals Management is the investment manager of the Fund. The shares of the issuer's common stock reported herein are held for the account of the Fund. As a result, each of the Reporting Persons may be deemed to be a beneficial owner of the securities owned by the Fund for purposes of Rule 16a-1(a)(1) under the Securities Exchange Act of 1934, as amended (the "Act"). Pursuant to Rule 16a-1(a)(4) under the Act, Regals Management and Mr. Slager disclaim beneficial in the securities owned by the Fund except to the extent, if any, of their pecuniary interest therein. David M. Slager, as Managing Member of Regals Capital Holdings LLC, general partner of Regals Capital Management LP 2012-06-27 David M. Slager, as Managing Member of Regals Fund GP LLC, general partner of Regals Fund, LP 2012-06-27 David M. Slager 2012-06-27