0001179110-18-009776.txt : 20180717
0001179110-18-009776.hdr.sgml : 20180717
20180717184221
ACCESSION NUMBER: 0001179110-18-009776
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180713
FILED AS OF DATE: 20180717
DATE AS OF CHANGE: 20180717
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Seidler Kutsenda Management Company, LLC
CENTRAL INDEX KEY: 0001604933
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36401
FILM NUMBER: 18957390
BUSINESS ADDRESS:
STREET 1: 4640 ADMIRALTY WAY
STREET 2: SUITE 1200
CITY: MARINA DEL REY
STATE: CA
ZIP: 90292
BUSINESS PHONE: 213-683-4622
MAIL ADDRESS:
STREET 1: 4640 ADMIRALTY WAY
STREET 2: SUITE 1200
CITY: MARINA DEL REY
STATE: CA
ZIP: 90292
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEIDLER EQUITY PARTNERS III L P
CENTRAL INDEX KEY: 0001355140
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36401
FILM NUMBER: 18957391
BUSINESS ADDRESS:
STREET 1: C/O SEIDLER KUTSENDA MANAGEMENT COMPANY
STREET 2: 4640 ADMIRALTY WAY, SUITE 1200
CITY: MARINA DEL REY
STATE: CA
ZIP: 90292
BUSINESS PHONE: 213-683-4622
MAIL ADDRESS:
STREET 1: C/O SEIDLER KUTSENDA MANAGEMENT COMPANY
STREET 2: 4640 ADMIRALTY WAY, SUITE 1200
CITY: MARINA DEL REY
STATE: CA
ZIP: 90292
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPORTSMAN'S WAREHOUSE HOLDINGS, INC.
CENTRAL INDEX KEY: 0001132105
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940]
IRS NUMBER: 391795614
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 7035 HIGH TECH DRIVE
CITY: MIDVALE
STATE: UT
ZIP: 84047-3706
BUSINESS PHONE: 801-556-6681
MAIL ADDRESS:
STREET 1: 7035 HIGH TECH DRIVE
CITY: MIDVALE
STATE: UT
ZIP: 84047-3706
FORMER COMPANY:
FORMER CONFORMED NAME: SPORTSMAN'S WAREHOUSE HOLDINGS, INC
DATE OF NAME CHANGE: 20131211
FORMER COMPANY:
FORMER CONFORMED NAME: SPORTSMANS WAREHOUSE HOLDINGS INC
DATE OF NAME CHANGE: 20010109
4
1
edgar.xml
FORM 4 -
X0306
4
2018-07-13
0
0001132105
SPORTSMAN'S WAREHOUSE HOLDINGS, INC.
SPWH
0001604933
Seidler Kutsenda Management Company, LLC
4640 ADMIRALTY WAY, SUITE 1200
MARINA DEL REY
CA
90292
1
0
0
0
0001355140
SEIDLER EQUITY PARTNERS III L P
4640 ADMIRALTY WAY, SUITE 1200
MARINA DEL REY
CA
90292
1
0
0
0
Common Stock
2018-07-13
4
S
0
30000
5.2637
D
3542652
I
See footnote 3
Common Stock
2018-07-16
4
S
0
20000
5.2777
D
3522652
I
See footnote 3
Common Stock
2018-07-17
4
S
0
15000
5.3848
D
3507652
I
See footnote 3
Includes 28,007 shares of the Issuer's common stock sold by Seidler Equity Partners III, L.P. ("SEP III") and 1,993 shares of the Issuer's common stock sold by SK Capital Holdings. L.P. ("SK Capital"). The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.25 to $5.30, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Represents the total beneficial ownership of shares of the Issuer's common stock owned by SEP III and SK Capital. SEM III, LLC ("SEM III") is the general partner of SEP III and Omnibus GP, LLC ("Omnibus GP") is the general partner of SK Capital. In addition, Seidler Kutsenda Management Company, LLC ("SKMC") serves as the investment manager of SEP III. SEM III and Omnibus GP, as the general partners of SEP III and SK Capital, respectively, have ultimate voting and dispositive power over all of the shares owned by SEP III and SK Capital, respectively. SEM III and SKMC may be deemed, pursuant to Rule 13d-3 under the Exchange Act to beneficially own the common stock held by SEP III, and Omnibus GP may be deemed, pursuant to Rule 13d-3 under the Exchange Act to beneficially own the common stock held by SK Capital. SEM III, Omnibus GP and SKMC disclaim beneficial ownership of the shares of common stock held by SEP III and SK Capital, as applicable, except to the extent of their indirect...
..pecuniary interests, if any, in those shares. Mr. Christopher Eastland, a member of our Board of Directors since August 2009, is an officer of SK Capital and SEM III.
Includes 18,672 shares of the Issuer's common stock sold by SEP III and 1,328 shares of the Issuer's common stock sold by SK Capital. The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.26 to $5.30, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Includes 14,004 shares of the Issuer's common stock sold by SEP III and 996 shares of the Issuer's common stock sold by SK Capital. The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.35 to $5.415, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Director by deputization
Eric Kutsenda
2018-07-17
Chris Eastland
2018-07-17