-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JqT6/QfzZEmQTu9PZxm+XQTWd0OtGUXd0U5WtY5a/teoX32bhwPYczMIama9aVzq n2NycHk9l87vvLS/opMBNg== 0000950134-07-012865.txt : 20070605 0000950134-07-012865.hdr.sgml : 20070605 20070604191022 ACCESSION NUMBER: 0000950134-07-012865 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070605 DATE AS OF CHANGE: 20070604 GROUP MEMBERS: BYRON K ADAMS JR GROUP MEMBERS: KYLE A ANDERSON GROUP MEMBERS: ROSEWOOD CAPITAL ASSOCIATES IV LLC GROUP MEMBERS: ROSEWOOD CAPITAL ASSOCIATES LLC GROUP MEMBERS: ROSEWOOD CAPITAL IV LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYNCHRONOSS TECHNOLOGIES INC CENTRAL INDEX KEY: 0001131554 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 061594540 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81877 FILM NUMBER: 07899015 BUSINESS ADDRESS: STREET 1: 750 ROUTE 202 SOUTH STREET 2: SUITE 600 CITY: BRIDGEWATER STATE: NJ ZIP: 08807 BUSINESS PHONE: 866-620-3940 MAIL ADDRESS: STREET 1: 750 ROUTE 202 SOUTH STREET 2: SUITE 600 CITY: BRIDGEWATER STATE: NJ ZIP: 08807 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROSEWOOD CAPITAL III LP CENTRAL INDEX KEY: 0001043950 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 943274638 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: SUITE 1330 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153625526 MAIL ADDRESS: STREET 1: PRESTON GATES & ELLIS LLP STREET 2: ONE MARITIME PLAZA STE 1330 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 SC 13G/A 1 f30902a1sc13gza.htm AMENDMENT TO SCHEDULE 13G sc13gza
 

     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

Synchronoss Technologies Inc.
(Name of Issuer)
Common Stock, par value $0.0001 per share
(Title of Class of Securities)
87157B 10 3
(CUSIP Number)
January 19, 2007
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


 

                     
CUSIP No.
 
87157B 10 3 
 

 

           
1   NAMES OF REPORTING PERSONS:
Rosewood Capital III, L.P.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    94-3274638
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   þ
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Delaware
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  0
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  0%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  PN

2


 

                     
CUSIP No.
 
87157B 10 3 
 

 

           
1   NAMES OF REPORTING PERSONS:
Rosewood Capital Associates, L.L.C.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    94-3192044
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   þ
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Delaware
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  0
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  0%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  OO
Rosewood Capital Associates, L.L.C is the general partner of Rosewood Capital III, L.P.

3


 

                     
CUSIP No.
 
87157B 10 3 
 

 

           
1   NAMES OF REPORTING PERSONS:
Rosewood Capital IV, L.P.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    22-3707169
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   þ
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Delaware
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  0
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  0%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  PN

4


 

                     
CUSIP No.
 
87157B 10 3 
 

 

           
1   NAMES OF REPORTING PERSONS:
Rosewood Capital Associates IV, L.L.C.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    22-3707171
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   þ
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Delaware
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  0
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  0%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  OO
*Rosewood Capital Associates IV, L.L.C. is the general partner of Rosewood Capital IV, L.P. and Rosewood IV Associates, L.P.

5


 

                     
CUSIP No.
 
87157B 10 3 
 

 

           
1   NAMES OF REPORTING PERSONS:
Kyle A. Anderson
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   þ
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  USA
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  0
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  0%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN

6


 

                     
CUSIP No.
 
87157B 10 3 
 

 

           
1   NAMES OF REPORTING PERSONS:
Byron K. Adams Jr.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   þ
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  USA
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  0
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  0%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN

7


 

         
Item 1.
       
 
  (a)   Name of Issuer
 
      Synchronoss Technologies Inc.
 
       
 
  (b)   Address of Issuer’s Principal Executive Offices
 
      750 Route 202 South, Suite 600, Bridgewater, NJ 08807.
 
       
 
       
Item 2.
       
 
  (a)   Name of Person Filing
 
      Rosewood Capital III, L.P.,
 
      Rosewood Capital Associates, L.L.C.,
 
      Rosewood Capital IV, L.P.,
 
      Rosewood Capital Associates IV, L.L.C.,
 
      Kyle A. Anderson and Byron K. Adams, Jr.
 
       
 
  (b)   Address of Principal Business Office or, if none, Residence
 
      One Maritime Plaza #1401, San Francisco, CA 94111
 
       
 
  (c)   Citizenship
 
      See the responses to Item 4 on the attached cover pages.
 
       
 
  (d)   Title of Class of Securities
 
      Common Stock, $0.0001 par value per share
 
       
 
  (e)   CUSIP Number
 
      87157B103
 
       
             
Item 3.   If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
           
 
  (a)   ¨   Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
 
           
 
  (b)   ¨   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
 
           
 
  (c)   ¨   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
 
           
 
  (d)   ¨   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
 
           
 
  (e)   ¨   An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
           
 
  (f)   ¨   An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
           
 
  (g)   ¨   A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
 
           
 
  (h)   ¨   A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
           
 
  (i)   ¨   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
           
 
  (j)   ¨   Group, in accordance with §240.13d-1(b)(1)(ii)(J).
 
           
    Not applicable.
         
Item 4.   Ownership
 
       
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
       
 
  (a)   Amount beneficially owned:
 
      See the responses to Item 9 on the attached cover pages.
 
       
 
  (b)   Percent of class:
 
      See the responses to Item 11 on the attached cover pages.
 
       
 
  (c)   Number of shares as to which the person has:
 
       
 
       

8


 

         
 
  (i)   Sole power to vote or to direct the value
 
      See the responses to Item 5 on the attached cover pages.
 
       
 
  (ii)   Shared power to vote or to direct the vote See the responses to Item 6 on the attached cover pages.
 
      See the responses to Item 6 on the attached cover pages.
 
       
 
  (iii)   Sole power to dispose or to direct the disposition of
 
      See the responses to Item 7 on the attached cover pages.
 
       
 
  (iv)   Shared power to dispose or to direct the disposition of
 
      See the responses to Item 8 on the attached cover pages.
 
       
 
      Rosewood Capital Associates, LLC is the general partner of Rosewood Capital III, L.P. Rosewood Capital Associates IV, LLC is the general partner of Rosewood Capital IV, L.P. and Rosewood IV Associates L.P., Byron K. Adams Jr. and Kyle A. Anderson are the managing members of Rosewood Capital Associates, LLC, L.P. Each of Byron K. Adams Jr., Kyle A. Anderson and Peter Breck are the managing members of Rosewood Capital Associates IV, L.L.C.
 
       
Item 5.
      Ownership of Five Percent or Less of a Class
 
       
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ý
 
 
       
Item 6.
      Ownership of More than Five Percent on Behalf of Another Person
 
       
 
      Not applicable.
 
       
 
       
Item 7.
      Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
 
       
 
      Not applicable.
 
       
 
       
Item 8.
      Identification and Classification of Members of the Group
 
       
 
      See Exhibit 99.2 for a list of group members.
 
       
 
       
Item 9.
      Notice of Dissolution of Group
 
       
 
      Not applicable.
 
       
 
       
Item 10.
      Certification
 
       
 
      Not applicable.
 
       

9


 

SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
DATED: May 31, 2007
         
  ROSEWOOD CAPITAL III, L.P.

By: Rosewood Capital Associates, L.L.C.
Its: General Partner
 
 
  By:   /s/ Kevin Reilly    
    Name:   Kevin Reilly   
    Title:   Managing Member   
 
         
  ROSEWOOD CAPITAL ASSOCIATES, L.L.C.
 
 
  By:   /s/ Kevin Reilly    
    Name:   Kevin Reilly   
    Title:   Managing Member   
 
         
  ROSEWOOD CAPITAL IV, L.P.

By: Rosewood Capital Associates IV, L.L.C.
Its: General Partner
 
 
  By:   /s/ Kevin Reilly    
    Name:   Kevin Reilly   
    Title:   Managing Member   
 
         
  ROSEWOOD CAPITAL ASSOCIATES IV, L.L.C.
 
 
  By:   /s/ Kevin Reilly    
    Name:   Kevin Reilly   
    Title:   Managing Member   
 
         
  KYLE A. ANDERSON
 
 
  By:   /s/ Kyle A. Anderson    
       
       
 
         
  BYRON K. ADAMS JR.
 
 
  By:   /s/ Byron K. Adams Jr.    
       
       

10


 

         
JOINT FILING AGREEMENT
     We, the signatories of the statement to which this Joint Filing Agreement is attached, hereby agree that such statement is filed, and any amendments thereto filed by any or all of us will be filed, on behalf of each of us, and that this Agreement be included as an exhibit to such statement.
DATED: May 31, 2007
         
  ROSEWOOD CAPITAL III, L.P.

By: Rosewood Capital Associates, L.L.C.
Its: General Partner
 
 
  By:   /s/ Kevin Reilly    
    Name:   Kevin Reilly   
    Title:   Managing Member   
 
         
  ROSEWOOD CAPITAL ASSOCIATES, L.L.C.
 
 
  By:   /s/ Kevin Reilly    
    Name:   Kevin Reilly   
    Title:   Managing Member   
 
         
  ROSEWOOD CAPITAL IV, L.P.

By: Rosewood Capital Associates IV, L.L.C.
Its: General Partner
 
 
  By:   /s/ Kevin Reilly    
    Name:   Kevin Reilly   
    Title:   Managing Member   
 
         
  ROSEWOOD CAPITAL ASSOCIATES IV, L.L.C.
 
 
  By:   /s/ Kevin Reilly    
    Name:   Kevin Reilly   
    Title:   Managing Member   
 
         
  KYLE A. ANDERSON
 
 
  By:   /s/ Kyle A. Anderson    
       
       
 
         
  BYRON K. ADAMS JR.
 
 
  By:   /s/ Byron K. Adams Jr.    
       
       

11


 

         
Members Of Group
ROSEWOOD CAPITAL III, L.P.
ROSEWOOD CAPITAL ASSOCIATES, L.L.C.
ROSEWOOD CAPITAL IV, L.P.
ROSEWOOD CAPITAL ASSOCIATES IV, L.L.C.
KYLE A. ANDERSON
BYRON K. ADAMS JR.

12

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