0001209191-18-008524.txt : 20180208 0001209191-18-008524.hdr.sgml : 20180208 20180208180428 ACCESSION NUMBER: 0001209191-18-008524 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180206 FILED AS OF DATE: 20180208 DATE AS OF CHANGE: 20180208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCARTHY TIMOTHY P CENTRAL INDEX KEY: 0001284407 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32108 FILM NUMBER: 18586904 MAIL ADDRESS: STREET 1: 641 MAPLEWOOD DRIVE CITY: COVINGTON STATE: LA ZIP: 70433 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HORNBECK OFFSHORE SERVICES INC /LA CENTRAL INDEX KEY: 0001131227 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 721375844 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 103 NORTHPARK BOULEVARD STREET 2: SUITE 300 CITY: COVINGTON STATE: LA ZIP: 70433 BUSINESS PHONE: 9857272000 MAIL ADDRESS: STREET 1: 103 NORTHPARK BOULEVARD STREET 2: SUITE 300 CITY: COVINGTON STATE: LA ZIP: 70433 FORMER COMPANY: FORMER CONFORMED NAME: HORNBECK LEEVAC MARINE SERVICES INC DATE OF NAME CHANGE: 20010104 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-06 0 0001131227 HORNBECK OFFSHORE SERVICES INC /LA HOS 0001284407 MCCARTHY TIMOTHY P 103 NORTHPARK BLVD, SUITE 300 COVINGTON LA 70433 0 1 0 0 SVP & Chief Human Resources Of COMMON STOCK 2018-02-06 4 D 0 36 0.00 D 127006 D PHANTOM STOCK 2018-02-06 4 A 0 143212 0.00 A 2019-02-06 2021-02-06 COMMON STOCK 143212 143212 D PHANTOM STOCK 2018-02-06 4 A 0 143212 0.00 A 2021-02-06 2021-02-06 COMMON STOCK 143212 143212 D These shares represent the forfeiture of a portion of a performance - vest restricted stock unit award granted February 5, 2013. Includes 500 shares acquired under the Company's employee stock purchase plan on June 30, 2017 and 500 shares acquired under the Company's employee stock purchase plan on December 31, 2017. These time-vest phantom restricted stock unit awards will vest in three equal annual installments on the 1st, 2nd and 3rd anniversaries of the Grant Date. Each is the economic equivalent of one share of the Company's Common Stock. These phantom shares are payable in either stock, cash or notes payable at the election of the Company. These performance-vest phantom restricted stock awards can vest in whole or in part on the 3rd anniversary of the Grant Date based upon the Company achieving certain levels of specified performance objectives. The number of units listed above represent the maximum amount that may be earned, or 150% of the target grant. Each is the economic equivalent of one share of the Company's Common Stock. These phantom shares are payable in either stock, cash or notes payable at the election of the Company. /s/ Beth A. LaBrosse as POA for Timothy P. McCarthy 2018-02-08