0001131058-23-000003.txt : 20231122 0001131058-23-000003.hdr.sgml : 20231122 20231122152724 ACCESSION NUMBER: 0001131058-23-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231121 FILED AS OF DATE: 20231122 DATE AS OF CHANGE: 20231122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COURTER STEPHEN E CENTRAL INDEX KEY: 0001131058 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36720 FILM NUMBER: 231433183 MAIL ADDRESS: STREET 1: C/O CADIZ INC. STREET 2: 550 SOUTH HOPE STREET, 2850 CITY: LOS ANGELES STATE: X1 ZIP: 90071 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Upland Software, Inc. CENTRAL INDEX KEY: 0001505155 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 272992077 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512-960-1010 MAIL ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: Silverback Acquisition Corp DATE OF NAME CHANGE: 20101105 4 1 wk-form4_1700684833.xml FORM 4 X0508 4 2023-11-21 0 0001505155 Upland Software, Inc. UPLD 0001131058 COURTER STEPHEN E 401 CONGRESS AVE., SUITE 1850 AUSTIN TX 78701 1 0 0 0 0 Common Stock 2023-11-21 2023-11-21 4 S 0 20448 4.432 D 74232 D This transaction was executed in multiple trades at prices ranging from $4.315 to $4.68; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Upland Software, or a security holder of Upland Software. /s/ Matthew Smith (as attorney-in-fact for Mr. Courter) 2023-11-22