0001131058-23-000003.txt : 20231122
0001131058-23-000003.hdr.sgml : 20231122
20231122152724
ACCESSION NUMBER: 0001131058-23-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231121
FILED AS OF DATE: 20231122
DATE AS OF CHANGE: 20231122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COURTER STEPHEN E
CENTRAL INDEX KEY: 0001131058
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36720
FILM NUMBER: 231433183
MAIL ADDRESS:
STREET 1: C/O CADIZ INC.
STREET 2: 550 SOUTH HOPE STREET, 2850
CITY: LOS ANGELES
STATE: X1
ZIP: 90071
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Upland Software, Inc.
CENTRAL INDEX KEY: 0001505155
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 272992077
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 401 CONGRESS AVE.
STREET 2: SUITE 1850
CITY: AUSTIN
STATE: TX
ZIP: 78701
BUSINESS PHONE: 512-960-1010
MAIL ADDRESS:
STREET 1: 401 CONGRESS AVE.
STREET 2: SUITE 1850
CITY: AUSTIN
STATE: TX
ZIP: 78701
FORMER COMPANY:
FORMER CONFORMED NAME: Silverback Acquisition Corp
DATE OF NAME CHANGE: 20101105
4
1
wk-form4_1700684833.xml
FORM 4
X0508
4
2023-11-21
0
0001505155
Upland Software, Inc.
UPLD
0001131058
COURTER STEPHEN E
401 CONGRESS AVE., SUITE 1850
AUSTIN
TX
78701
1
0
0
0
0
Common Stock
2023-11-21
2023-11-21
4
S
0
20448
4.432
D
74232
D
This transaction was executed in multiple trades at prices ranging from $4.315 to $4.68; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Upland Software, or a security holder of Upland Software.
/s/ Matthew Smith (as attorney-in-fact for Mr. Courter)
2023-11-22