0001209191-15-062092.txt : 20150722
0001209191-15-062092.hdr.sgml : 20150722
20150722195412
ACCESSION NUMBER: 0001209191-15-062092
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150722
FILED AS OF DATE: 20150722
DATE AS OF CHANGE: 20150722
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OOMA INC
CENTRAL INDEX KEY: 0001327688
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 1880 EMBARCADERO ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94303
BUSINESS PHONE: 6505666610
MAIL ADDRESS:
STREET 1: 1880 EMBARCADERO ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WEI JAMES
CENTRAL INDEX KEY: 0001167196
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37493
FILM NUMBER: 151000947
MAIL ADDRESS:
STREET 1: 435 TASSO ST
STREET 2: SUITE 120
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tanaka Susumu
CENTRAL INDEX KEY: 0001418206
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37493
FILM NUMBER: 151000948
MAIL ADDRESS:
STREET 1: 2207 BRIDGEPOINTE PARKWAY
STREET 2: SUITE 100
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Orsak Michael
CENTRAL INDEX KEY: 0001418083
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37493
FILM NUMBER: 151000949
MAIL ADDRESS:
STREET 1: 2207 BRIDGEPOINTE PARKWAY
STREET 2: SUITE 100
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Worldview Capital IV, L.P.
CENTRAL INDEX KEY: 0001648243
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37493
FILM NUMBER: 151000950
BUSINESS ADDRESS:
STREET 1: 101 S ELLSWORTH AVENUE SUITE 401
CITY: SAN MATEO
STATE: CA
ZIP: 94401
BUSINESS PHONE: 650-322-3800
MAIL ADDRESS:
STREET 1: 101 S ELLSWORTH AVENUE SUITE 401
CITY: SAN MATEO
STATE: CA
ZIP: 94401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WORLDVIEW TECHNOLOGY PARTNERS IV LP
CENTRAL INDEX KEY: 0001130736
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37493
FILM NUMBER: 151000951
BUSINESS ADDRESS:
STREET 1: 435 TASSO ST
STREET 2: STE 120
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 6503223800
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WORLDVIEW STRATEGIC PARTNERS IV LP
CENTRAL INDEX KEY: 0001144548
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37493
FILM NUMBER: 151000953
BUSINESS ADDRESS:
STREET 1: 435 TASSO STREET
STREET 2: SUITE 120
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 6503223800
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Worldview Equity I, L.L.C.
CENTRAL INDEX KEY: 0001648242
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37493
FILM NUMBER: 151000954
BUSINESS ADDRESS:
STREET 1: 101 S ELLSWORTH AVENUE SUITE 401
CITY: SAN MATEO
STATE: CA
ZIP: 94401
BUSINESS PHONE: 650-322-3800
MAIL ADDRESS:
STREET 1: 101 S ELLSWORTH AVENUE SUITE 401
CITY: SAN MATEO
STATE: CA
ZIP: 94401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P.
CENTRAL INDEX KEY: 0001418120
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37493
FILM NUMBER: 151000952
BUSINESS ADDRESS:
STREET 1: 2207 BRIDGEPOINTE PARKWAY
STREET 2: SUITE 100
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-322-3800
MAIL ADDRESS:
STREET 1: 2207 BRIDGEPOINTE PARKWAY
STREET 2: SUITE 100
CITY: SAN MATEO
STATE: CA
ZIP: 94404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-07-22
0
0001327688
OOMA INC
OOMA
0001648242
Worldview Equity I, L.L.C.
101 S. ELLSWORTH AVENUE
SUITE 401
SAN MATEO
CA
94401
0
0
1
0
0001144548
WORLDVIEW STRATEGIC PARTNERS IV LP
101 S. ELLSWORTH AVENUE
SUITE 401
SAN MATEO
CA
94401
0
0
1
0
0001418120
WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P.
101 S. ELLSWORTH AVENUE
SUITE 401
SAN MATEO
CA
94401
0
0
1
0
0001130736
WORLDVIEW TECHNOLOGY PARTNERS IV LP
101 S. ELLSWORTH AVENUE
SUITE 401
SAN MATEO
CA
94401
0
0
1
0
0001648243
Worldview Capital IV, L.P.
101 S. ELLSWORTH AVENUE
SUITE 401
SAN MATEO
CA
94401
0
0
1
0
0001418083
Orsak Michael
101 S. ELLSWORTH AVENUE
SUITE 401
SAN MATEO
CA
94401
0
0
1
0
0001418206
Tanaka Susumu
101 S. ELLSWORTH AVENUE
SUITE 401
SAN MATEO
CA
94401
0
0
1
0
0001167196
WEI JAMES
101 S. ELLSWORTH AVENUE
SUITE 401
SAN MATEO
CA
94401
1
0
1
0
Common Stock
2015-07-22
4
C
0
37574
0.00
A
38480
I
By Worldview Strategic Partners IV, L.P.
Common Stock
2015-07-22
4
C
0
2523
0.00
A
41003
I
By Worldview Strategic Partners IV, L.P.
Common Stock
2015-07-22
4
C
0
1313
0.00
A
42316
I
By Worldview Strategic Partners IV, L.P.
Common Stock
2015-07-22
4
C
0
827294
0.00
A
847294
I
By Worldview Technology International IV, L.P.
Common Stock
2015-07-22
4
C
0
55550
0.00
A
902844
I
By Worldview Technology International IV, L.P.
Common Stock
2015-07-22
4
C
0
28935
0.00
A
931779
I
By Worldview Technology International IV, L.P.
Common Stock
2015-07-22
4
C
0
5092260
0.00
A
5215376
I
By Worldview Technology Partners IV, L.P.
Common Stock
2015-07-22
4
C
0
341927
0.00
A
5557303
I
By Worldview Technology Partners IV, L.P.
Common Stock
2015-07-22
4
C
0
178112
0.00
A
5735415
I
By Worldview Technology Partners IV, L.P.
Series Alpha Convertible Preferred Stock
2015-07-22
4
C
0
37574
0.00
D
Common Stock
37574
0
I
By Worldview Strategic Partners IV, L.P.
Series Alpha-1 Convertible Preferred Stock
2015-07-22
4
C
0
2523
0.00
D
Common Stock
2523
0
I
By Worldview Strategic Partners IV, L.P.
Series Beta Convertible Preferred Stock
2015-07-22
4
C
0
604
0.00
D
Common Stock
1313
0
I
By Worldview Strategic Partners IV, L.P.
Series Alpha Convertible Preferred Stock
2015-07-22
4
C
0
827294
0.00
D
Common Stock
827294
0
I
By Worldview Technology International IV, L.P.
Series Alpha-1 Convertible Preferred Stock
2015-07-22
4
C
0
55550
0.00
D
Common Stock
55550
0
I
By Worldview Technology International IV, L.P.
Series Beta Convertible Preferred Stock
2015-07-22
4
C
0
13306
0.00
D
Common Stock
28935
0
I
By Worldview Technology International IV, L.P.
Series Alpha Convertible Preferred Stock
2015-07-22
4
C
0
5092260
0.00
D
Common Stock
5092260
0
I
By Worldview Technology Partners IV, L.P.
Series Alpha-1 Convertible Preferred Stock
2015-07-22
4
C
0
341927
0.00
D
Common Stock
341927
0
I
By Worldview Technology Partners IV, L.P.
Series Beta Convertible Preferred Stock
2015-07-22
4
C
0
81904
0.00
D
Common Stock
178112
0
I
By Worldview Technology Partners IV, L.P.
Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"). Worldview Capital IV, L.P., the general partner of Strategic IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Strategic IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by Strategic IV. Such persons and entities disclaim beneficial ownership of shares held by Strategic IV, except to the extent of any pecuniary interest therein.
Shares held directly by Worldview Technology International IV, L.P. ("International IV"). Worldview Capital IV, L.P., the general partner of International IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by International IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by International IV. Such persons and entities disclaim beneficial ownership of shares held by International IV, except to the extent of any pecuniary interest therein.
Shares held directly by Worldview Technology Partners IV, L.P. ("Technology IV"). Worldview Capital IV, L.P., the general partner of Technology IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Technology IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by Technology IV. Such persons and entities disclaim beneficial ownership of shares held by Technology IV, except to the extent of any pecuniary interest therein.
The Series Alpha Convertible Preferred Stock converted into the issuer's common stock on a one-for-one basis upon the closing of the issuer's initial public offering. The Series Alpha Convertible Stock had no expiration date.
The Series Alpha-1 Convertible Preferred Stock converted into the issuer's common stock on a one-for-one basis upon the closing of the issuer's initial public offering. The Series Alpha-1 Convertible Preferred Stock had no expiration date.
Each share of Series Beta convertible preferred stock converted into that number of the issuer's common stock equal to the ratio of $21.2028 divided by $9.75 upon the closing of the issuer's initial public offering. The Series Beta Convertible Stock had no expiration date.
/s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C.
2015-07-22
/s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., the general partner of Worldview Strategic Partners IV, L.P.
2015-07-22
/s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., the general partner of Worldview Technology International IV, L.P.
2015-07-22
/s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., the general partner of Worldview Technology Partners IV, L.P.
2015-07-22
/s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P.
2015-07-22
/s/ James N. Strawbridge, as attorney-in-fact for Michael Orsak
2015-07-22
/s/ James N. Strawbridge, as attorney-in-fact for Susumu Tanaka
2015-07-22
/s/ James N. Strawbridge, as attorney-in-fact for James Wei
2015-07-22