0001209191-15-062092.txt : 20150722 0001209191-15-062092.hdr.sgml : 20150722 20150722195412 ACCESSION NUMBER: 0001209191-15-062092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150722 FILED AS OF DATE: 20150722 DATE AS OF CHANGE: 20150722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OOMA INC CENTRAL INDEX KEY: 0001327688 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1880 EMBARCADERO ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 6505666610 MAIL ADDRESS: STREET 1: 1880 EMBARCADERO ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEI JAMES CENTRAL INDEX KEY: 0001167196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 151000947 MAIL ADDRESS: STREET 1: 435 TASSO ST STREET 2: SUITE 120 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tanaka Susumu CENTRAL INDEX KEY: 0001418206 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 151000948 MAIL ADDRESS: STREET 1: 2207 BRIDGEPOINTE PARKWAY STREET 2: SUITE 100 CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Orsak Michael CENTRAL INDEX KEY: 0001418083 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 151000949 MAIL ADDRESS: STREET 1: 2207 BRIDGEPOINTE PARKWAY STREET 2: SUITE 100 CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Worldview Capital IV, L.P. CENTRAL INDEX KEY: 0001648243 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 151000950 BUSINESS ADDRESS: STREET 1: 101 S ELLSWORTH AVENUE SUITE 401 CITY: SAN MATEO STATE: CA ZIP: 94401 BUSINESS PHONE: 650-322-3800 MAIL ADDRESS: STREET 1: 101 S ELLSWORTH AVENUE SUITE 401 CITY: SAN MATEO STATE: CA ZIP: 94401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WORLDVIEW TECHNOLOGY PARTNERS IV LP CENTRAL INDEX KEY: 0001130736 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 151000951 BUSINESS ADDRESS: STREET 1: 435 TASSO ST STREET 2: STE 120 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6503223800 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WORLDVIEW STRATEGIC PARTNERS IV LP CENTRAL INDEX KEY: 0001144548 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 151000953 BUSINESS ADDRESS: STREET 1: 435 TASSO STREET STREET 2: SUITE 120 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6503223800 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Worldview Equity I, L.L.C. CENTRAL INDEX KEY: 0001648242 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 151000954 BUSINESS ADDRESS: STREET 1: 101 S ELLSWORTH AVENUE SUITE 401 CITY: SAN MATEO STATE: CA ZIP: 94401 BUSINESS PHONE: 650-322-3800 MAIL ADDRESS: STREET 1: 101 S ELLSWORTH AVENUE SUITE 401 CITY: SAN MATEO STATE: CA ZIP: 94401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. CENTRAL INDEX KEY: 0001418120 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 151000952 BUSINESS ADDRESS: STREET 1: 2207 BRIDGEPOINTE PARKWAY STREET 2: SUITE 100 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-322-3800 MAIL ADDRESS: STREET 1: 2207 BRIDGEPOINTE PARKWAY STREET 2: SUITE 100 CITY: SAN MATEO STATE: CA ZIP: 94404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-07-22 0 0001327688 OOMA INC OOMA 0001648242 Worldview Equity I, L.L.C. 101 S. ELLSWORTH AVENUE SUITE 401 SAN MATEO CA 94401 0 0 1 0 0001144548 WORLDVIEW STRATEGIC PARTNERS IV LP 101 S. ELLSWORTH AVENUE SUITE 401 SAN MATEO CA 94401 0 0 1 0 0001418120 WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. 101 S. ELLSWORTH AVENUE SUITE 401 SAN MATEO CA 94401 0 0 1 0 0001130736 WORLDVIEW TECHNOLOGY PARTNERS IV LP 101 S. ELLSWORTH AVENUE SUITE 401 SAN MATEO CA 94401 0 0 1 0 0001648243 Worldview Capital IV, L.P. 101 S. ELLSWORTH AVENUE SUITE 401 SAN MATEO CA 94401 0 0 1 0 0001418083 Orsak Michael 101 S. ELLSWORTH AVENUE SUITE 401 SAN MATEO CA 94401 0 0 1 0 0001418206 Tanaka Susumu 101 S. ELLSWORTH AVENUE SUITE 401 SAN MATEO CA 94401 0 0 1 0 0001167196 WEI JAMES 101 S. ELLSWORTH AVENUE SUITE 401 SAN MATEO CA 94401 1 0 1 0 Common Stock 2015-07-22 4 C 0 37574 0.00 A 38480 I By Worldview Strategic Partners IV, L.P. Common Stock 2015-07-22 4 C 0 2523 0.00 A 41003 I By Worldview Strategic Partners IV, L.P. Common Stock 2015-07-22 4 C 0 1313 0.00 A 42316 I By Worldview Strategic Partners IV, L.P. Common Stock 2015-07-22 4 C 0 827294 0.00 A 847294 I By Worldview Technology International IV, L.P. Common Stock 2015-07-22 4 C 0 55550 0.00 A 902844 I By Worldview Technology International IV, L.P. Common Stock 2015-07-22 4 C 0 28935 0.00 A 931779 I By Worldview Technology International IV, L.P. Common Stock 2015-07-22 4 C 0 5092260 0.00 A 5215376 I By Worldview Technology Partners IV, L.P. Common Stock 2015-07-22 4 C 0 341927 0.00 A 5557303 I By Worldview Technology Partners IV, L.P. Common Stock 2015-07-22 4 C 0 178112 0.00 A 5735415 I By Worldview Technology Partners IV, L.P. Series Alpha Convertible Preferred Stock 2015-07-22 4 C 0 37574 0.00 D Common Stock 37574 0 I By Worldview Strategic Partners IV, L.P. Series Alpha-1 Convertible Preferred Stock 2015-07-22 4 C 0 2523 0.00 D Common Stock 2523 0 I By Worldview Strategic Partners IV, L.P. Series Beta Convertible Preferred Stock 2015-07-22 4 C 0 604 0.00 D Common Stock 1313 0 I By Worldview Strategic Partners IV, L.P. Series Alpha Convertible Preferred Stock 2015-07-22 4 C 0 827294 0.00 D Common Stock 827294 0 I By Worldview Technology International IV, L.P. Series Alpha-1 Convertible Preferred Stock 2015-07-22 4 C 0 55550 0.00 D Common Stock 55550 0 I By Worldview Technology International IV, L.P. Series Beta Convertible Preferred Stock 2015-07-22 4 C 0 13306 0.00 D Common Stock 28935 0 I By Worldview Technology International IV, L.P. Series Alpha Convertible Preferred Stock 2015-07-22 4 C 0 5092260 0.00 D Common Stock 5092260 0 I By Worldview Technology Partners IV, L.P. Series Alpha-1 Convertible Preferred Stock 2015-07-22 4 C 0 341927 0.00 D Common Stock 341927 0 I By Worldview Technology Partners IV, L.P. Series Beta Convertible Preferred Stock 2015-07-22 4 C 0 81904 0.00 D Common Stock 178112 0 I By Worldview Technology Partners IV, L.P. Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"). Worldview Capital IV, L.P., the general partner of Strategic IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Strategic IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by Strategic IV. Such persons and entities disclaim beneficial ownership of shares held by Strategic IV, except to the extent of any pecuniary interest therein. Shares held directly by Worldview Technology International IV, L.P. ("International IV"). Worldview Capital IV, L.P., the general partner of International IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by International IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by International IV. Such persons and entities disclaim beneficial ownership of shares held by International IV, except to the extent of any pecuniary interest therein. Shares held directly by Worldview Technology Partners IV, L.P. ("Technology IV"). Worldview Capital IV, L.P., the general partner of Technology IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Technology IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by Technology IV. Such persons and entities disclaim beneficial ownership of shares held by Technology IV, except to the extent of any pecuniary interest therein. The Series Alpha Convertible Preferred Stock converted into the issuer's common stock on a one-for-one basis upon the closing of the issuer's initial public offering. The Series Alpha Convertible Stock had no expiration date. The Series Alpha-1 Convertible Preferred Stock converted into the issuer's common stock on a one-for-one basis upon the closing of the issuer's initial public offering. The Series Alpha-1 Convertible Preferred Stock had no expiration date. Each share of Series Beta convertible preferred stock converted into that number of the issuer's common stock equal to the ratio of $21.2028 divided by $9.75 upon the closing of the issuer's initial public offering. The Series Beta Convertible Stock had no expiration date. /s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C. 2015-07-22 /s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., the general partner of Worldview Strategic Partners IV, L.P. 2015-07-22 /s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., the general partner of Worldview Technology International IV, L.P. 2015-07-22 /s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., the general partner of Worldview Technology Partners IV, L.P. 2015-07-22 /s/ James N. Strawbridge, as attorney-in-fact for Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P. 2015-07-22 /s/ James N. Strawbridge, as attorney-in-fact for Michael Orsak 2015-07-22 /s/ James N. Strawbridge, as attorney-in-fact for Susumu Tanaka 2015-07-22 /s/ James N. Strawbridge, as attorney-in-fact for James Wei 2015-07-22