FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/01/2010 |
3. Issuer Name and Ticker or Trading Symbol
FOSTER WHEELER AG [ FWLT ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Registered Shares | 8,277 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) | 12/31/2008(1) | 12/31/2012(1) | Common Registered Shares | 3,152 | $70.95 | D | |
Employee Stock Option (Right to Buy) | 12/31/2009(2) | 12/31/2013(2) | Common Registered Shares | 50,467 | $14.52 | D | |
Employee Stock Option (Right to Buy) | 12/31/2007(3) | 12/31/2011(3) | Common Registered Shares | 4,876 | $25.05 | D | |
Employee Stock Option (Right to Buy) | 12/31/2010(4) | 12/31/2014(4) | Common Registered Shares | 27,650 | $31.96 | D | |
Employee Stock Options (Right to Buy) | 12/31/2009(2) | 12/31/2013(2) | Common Registered Shares | 17,888 | $21.43 | D | |
Restricted Stock Units (Right to Acquire) | 12/31/2010(5) | 12/31/2012(5) | Common Registered Shares | 11,733 | (6) | D | |
Restricted Stock Units (Right to Acquire) | 12/31/2008(7) | 12/31/2010(7) | Common Registered Shares | 451 | (6) | D | |
Restricted Stock Units (Right to Acquire) | 12/31/2009(8) | 12/31/2011(8) | Common Registered Shares | 19,541 | (6) | D |
Explanation of Responses: |
1. Granted pursuant to Foster Wheeler Omnibus Incentive Plan. Options vest as to one-third of the share on December 31, 2008, one-third of the shares on December 31, 2009, and the remaining one-third of the shares on December 31, 2010. |
2. Granted pursuant to Foster Wheeler Omnibus Incentive Plan. Options vest as to one-third of the share on December 31, 2009, one-third of the shares on December 31, 2010, and the remaining one-third of the shares on December 31, 2011. |
3. Granted pursuant to Foster Wheeler Omnibus Incentive Plan. Options vest as to one-third of the share on December 31, 2007, one-third of the shares on December 31, 2008, and the remaining one-third of the shares on December 31, 2009. |
4. Granted pursuant to Foster Wheeler AG Omnibus Incentive Plan. Options vest as to one-third of the share on December 31, 2010, one-third of the shares on December 31, 2011, and the remaining one-third of the shares on December 31, 2012. |
5. Granted pursuant to Foster Wheeler AG Omnibus Incentive Plan. The restricted stock units vest as to one-third of the shares on December 31, 2010, one-third of the shares on December 2011, and the remaining one-third of the shares on December 31, 2012. Upon vesting, registered shares will be issued on a one-for-one basis. |
6. 1-for-1 |
7. Granted pursuant to Foster Wheeler Omnibus Incentive Plan. The restricted stock units vest on December 31, 2010. Upon vesting, shares will be issued on a one-for-one basis. |
8. Granted pursuant to Foster Wheeler Omnibus Incentive Plan. The restricted stock units vest as to one-half of the shares on December 31, 2010, and the remaining one-half of the shares on December 31, 2011. Upon vesting, shares will be issued on a one-for-one basis. |
/s/ John A. Doyle, Jr., by Power of Atty. | 01/06/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |