0001130381-12-000001.txt : 20120215 0001130381-12-000001.hdr.sgml : 20120215 20120214175959 ACCESSION NUMBER: 0001130381-12-000001 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120215 DATE AS OF CHANGE: 20120214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ECOLOGY & ENVIRONMENT INC CENTRAL INDEX KEY: 0000809933 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 160971022 STATE OF INCORPORATION: NY FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39143 FILM NUMBER: 12613289 BUSINESS ADDRESS: STREET 1: 368 PLEASANTVIEW DR CITY: LANCASTER STATE: NY ZIP: 14086 BUSINESS PHONE: 7166848060 MAIL ADDRESS: STREET 1: 368 PLEASANTVIEW DRIVE CITY: LANCASTER STATE: NY ZIP: 14086 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WEDBUSH, Inc. CENTRAL INDEX KEY: 0001130381 IRS NUMBER: 953565499 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2136888080 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90017 FORMER COMPANY: FORMER CONFORMED NAME: E CAPITAL CORP DATE OF NAME CHANGE: 20001221 SC 13G/A 1 eei2012.txt 13 G/A ECOLOGY AND ENVIRONMENT, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE13G/A Under the Securities Exchange Act of 1934 (Amendment No__9__)* ECOLOGY AND ENVIRONMENT, INC. --------------------------------------------------------------------- (Name of Issuer) Class A Common --------------------------------------------------------------------- (Title of Class of Securities) 278878103 ----------------- (CUSIP Number) December 31, 2011 --------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /x/ Rule 13d-1(b) /x/ Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1745 (3-98) Page 1 of 5 CUSIP No. 278878103 -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) WEDBUSH, Inc. --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / --------------------------------------------------------------------- 3. SEC Use Only --------------------------------------------------------------------- 4. Citizenship or Place of Organization California --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 106,112 Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 195,402 Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 106,112 ---------------------------------------------- 8.Shared Dispositive Power 210,631 --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 210,631 --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 8.1% --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) --------------------------------------------------------------------- CO Page 2 of 5 CUSIP No. 278878103 -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Edward W. Wedbush --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / --------------------------------------------------------------------- 3. SEC Use Only --------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 89,290 Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 195,402 Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 89,290 ---------------------------------------------- 8.Shared Dispositive Power 210,631 --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 210,631 --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 8.1% --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) --------------------------------------------------------------------- IN Page 3 of 5 Cusip No. 278878103 13G ECOLOGY AND ENVIRONMENT, INC. --------------------------------------------------------------------- Item 1. Name and Address of Issuer. (a) This statement relates to the shares of the common stock of ECOLOGY AND ENVIRONMENT, INC. ("Issuer"). (b) Issuer's address: 368 Pleasant View Drive Lancaster, NY 14086 Item 2. Filers (a) This statement is filed by WEDBUSH, Inc. ("WI") and Edward W. Wedbush ("EWW"). (b) Business address of the above filers are as follows: WI - 1000 Wilshire Blvd., Los Angeles, CA 90017-2457 EWW - P.O. Box 30014, Los Angeles, CA 90030-0014 (c) WI is a California corporation. EWW is a citizen of the United States of America. (d) Common stock (e) 278878103 Item 3. Classification of Filers (a) WI is a control person. (b) - (j) Not applicable (b) - (j) Not applicable (b) - (j) Not applicable Page 4 of 5 Item 4. Ownership (a) WI has sole ownership of 106,112 Shares of the Issuer; EWW has sole ownership of 89,290 Shares; (b) Of the Shares outstanding; WI owns approximately 4.09%; EWW owns approximately 3.44% (c) Number of Shares as to which the filer has: (i) Sole power to vote: WI has sole power to vote on 106,112 Shares; EWW has 89,290 sole Shares. (ii) Shared power to vote: WI has 195,402 Shares; EWW has 195,402 Shares. (iii) Sole power to dispose: WI has sole power to dispose on 106,112 Shares; EWW has 195,402 Shares to dispose. (iv) Shared power to dispose; WI has 210,631 Shares; EWW has 210,631 Shares. Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another. Not applicable. Item 7. Identification and Classification of Subsidiary which Acquired the Securities Being Reported on by the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of a Group. Name Category WEDBUSH, Inc. HC Edward W. Wedbush IN EWW is the Chairman of WI. EWW owns a majority of the outstanding Shares of WI. Accordingly, EWW may be deemed the beneficial owner of the Issuer's Shares owned by WI. However, beneficial ownership of the Issuer's Shares is hereby disclaimed by EWW. Page 5 of 5 Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the Issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. WEDBUSH, Inc. 02/09/12 --------------------------- Date ERIC D. WEDBUSH ------------------ Eric D. Wedbush --------------------------- Signature ERIC D. WEDBUSH ------------------ Eric D. Wedbush/ President --------------------------- Name/Title Edward W. Wedbush 02/09/12 --------------------------- Date EDWARD W. WEDBUSH ------------------ Edward W. Wedbush --------------------------- Signature EDWARD W. WEDBUSH ------------------ Edward W. Wedbush --------------------------- Name/Title