0001209191-21-012858.txt : 20210222 0001209191-21-012858.hdr.sgml : 20210222 20210222181237 ACCESSION NUMBER: 0001209191-21-012858 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210218 FILED AS OF DATE: 20210222 DATE AS OF CHANGE: 20210222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wells Jason P. CENTRAL INDEX KEY: 0001661849 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31447 FILM NUMBER: 21661968 MAIL ADDRESS: STREET 1: 77 BEALE ST. STREET 2: P.O. BOX 770000 CITY: SAN FRANCISCO STATE: CA ZIP: 94177 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CENTERPOINT ENERGY INC CENTRAL INDEX KEY: 0001130310 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 740694415 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1111 LOUISIANA ST. CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132073000 MAIL ADDRESS: STREET 1: 1111 LOUISIANA ST. CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: RELIANT ENERGY REGCO INC DATE OF NAME CHANGE: 20001220 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-18 0 0001130310 CENTERPOINT ENERGY INC CNP 0001661849 Wells Jason P. 1111 LOUISIANA HOUSTON TX 77002 0 1 0 0 EVP & CFO Common Stock 2021-02-18 4 A 0 19209 0.00 A 97416 D Time-based restricted stock units ("RSUs") awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting (i) in February 2024 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date, (ii) in the event of his earlier disability or death, or (iii) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting, provided, however, that any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. Total includes (i) 26,288 time-based RSUs previously awarded under the Plan and vesting in September 2021 and (ii) 26,288 time-based RSUs previously awarded under the Plan and vesting in September 2022. Reporting Person must continue to be an employee of Issuer through the applicable vesting dates. Additionally, includes 25,631 time-based RSUs previously awarded under the Plan and vesting (a) in September 2023 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date, (b) in the event of his earlier disability or death, or (c) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting. Vincent A. Mercaldi, Attorney-in-Fact 2021-02-22