0001181431-14-002937.txt : 20140117 0001181431-14-002937.hdr.sgml : 20140117 20140117164549 ACCESSION NUMBER: 0001181431-14-002937 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140117 DATE AS OF CHANGE: 20140117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIERRA BANCORP CENTRAL INDEX KEY: 0001130144 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 330937517 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 86 NORTH MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 BUSINESS PHONE: 5597824900 MAIL ADDRESS: STREET 1: 86 NORTH MAIN STREET CITY: PORTERVILLE STATE: CA ZIP: 93257 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FIELDS ROBERT L CENTRAL INDEX KEY: 0001168762 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-33063 FILM NUMBER: 14535582 MAIL ADDRESS: STREET 1: 86 N MAIN ST CITY: PORTERVILLE STATE: CA ZIP: 93257 5/A 1 rrd400222.xml CORRECTED STOCK OPTIONS PURCHASED IN 2013 X0306 5/A 2013-12-31 2014-01-17 0 0 0 0001130144 SIERRA BANCORP BSRR 0001168762 FIELDS ROBERT L 86 N. MAIN STREET PORTERVILLE CA 93257 1 0 0 0 Common Stock 2013-07-18 5 M 0 5000 8.80 A 470578 D Common Stock 2013-07-18 5 M 0 5000 10.58 A 475578 D Common Stock 2013-07-18 5 M 0 5000 10.21 A 480578 D Stock Option 8.80 2013-07-18 5 M 0 5000 8.80 D 2009-11-19 2019-11-19 Common Stock 5000 0 D Stock Option 10.58 2013-07-18 5 M 0 5000 10.58 D 2011-11-17 2021-11-17 Common Stock 5000 0 D Stock Option 10.21 2013-07-18 5 M 0 5000 10.21 D 2012-11-15 2022-11-15 Common Stock 5000 0 D Correcting Form 5 Table II submitted this date by HTML Stock Options purchased /s/ Robert L. Fields 2014-01-17