-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UA1b70rBjhF87akLa7G84XtAPibGf8TYo9eN0veL36x7C8hwv9axAtrwbwR4lu1r HJQmB2TJTp7g6NzU9YFwJQ== 0000912057-02-005809.txt : 20020414 0000912057-02-005809.hdr.sgml : 20020414 ACCESSION NUMBER: 0000912057-02-005809 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020214 GROUP MEMBERS: DANIEL J. NOVA GROUP MEMBERS: HIGHLAND MANAGEMENT PARTNERS III LP GROUP MEMBERS: PAUL A. MAEDER GROUP MEMBERS: ROBERT F. HIGGINS GROUP MEMBERS: WYCLIFFE K. GROUSBECK SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ODYSSEY HEALTHCARE INC CENTRAL INDEX KEY: 0001129623 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] IRS NUMBER: 431723043 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-62185 FILM NUMBER: 02543294 BUSINESS ADDRESS: STREET 1: 717 N HARWOOD STREET 2: SUITE 1500 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2149229711 MAIL ADDRESS: STREET 1: 717 N HARWOOD STREET 2: SUITE 1500 CITY: DALLAS STATE: TX ZIP: 75201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND CAPITAL PARTNERS III LP CENTRAL INDEX KEY: 0000947793 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6175311500 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 SC 13G 1 a2070187zsc13g.txt SCHEDULE 13G OMB APPROVAL ------------ OMB Number: 3235-0145 Expires: November 30, 1999 Estimated average burden hours per response...14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13D-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(b) (AMENDMENT NO. )* ODYSSEY HEALTHCARE, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.001 PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 67611V101 - -------------------------------------------------------------------------------- (CUSIP Number) DECEMBER 31, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-1(c) /X/ Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 13 pages - ---------------------- ------------------------------- CUSIP NO. 67611V101 13G PAGE 2 OF 13 PAGES - ---------------------- ------------------------------- - ------- ------------------------------------------------------------------------ 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Highland Capital Partners III Limited Partnership - ------- ------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------- ------------------------------------------------------------------------ 3 SEC USE ONLY - ------- ------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------- ------------------------------------------------------------------------ 5 SOLE VOTING POWER 0 NUMBER OF ----- ------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 868,824 ----- ------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 0 ----- ------------------------------------------------ WITH 8 SHARED DISPOSITIVE POWER 868,824 - ------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 868,824 - ------- ------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) - ------- ------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.1% - ------- ------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - ------- ------------------------------------------------------------------------ Page 2 of 13 pages - ---------------------- ------------------------------- CUSIP NO. 67611V101 13G PAGE 3 OF 13 PAGES - ---------------------- ------------------------------- - ------- ------------------------------------------------------------------------ 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Highland Management Partners III Limited Partnership - ------- ------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------- ------------------------------------------------------------------------ 3 SEC USE ONLY - ------- ------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------- ------------------------------------------------------------------------ 5 SOLE VOTING POWER 0 NUMBER OF ----- ------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 868,824 ----- ------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 0 ----- ------------------------------------------------ WITH 8 SHARED DISPOSITIVE POWER 868,824 - ------------------------- ----- ------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 868,824 - ------- ------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) - ------- ------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.1% - ------- ------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - ------- ------------------------------------------------------------------------ Page 3 of 13 pages - ---------------------- ------------------------------- CUSIP NO. 67611V101 13G PAGE 4 OF 13 PAGES - ---------------------- ------------------------------- - ------- ------------------------------------------------------------------------ 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Robert F. Higgins - ------- ------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------- ------------------------------------------------------------------------ 3 SEC USE ONLY - ------- ------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------- ----- ------------------------------------------------ 5 SOLE VOTING POWER 0 NUMBER OF ----- ------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 905,024 ----- ------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 0 ----- ------------------------------------------------ WITH 8 SHARED DISPOSITIVE POWER 905,024 - ------------------------- ----- ------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 905,024 - ------- ------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) - ------- ------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.3% - ------- ------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ------- ------------------------------------------------------------------------ Page 4 of 13 pages - ---------------------- ------------------------------- CUSIP NO. 67611V101 13G PAGE 5 OF 13 PAGES - ---------------------- ------------------------------- - ------- ------------------------------------------------------------------------ 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Paul A. Maeder - ------- ------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------- ------------------------------------------------------------------------ 3 SEC USE ONLY - ------- ------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------- ------------------------------------------------------------------------ 5 SOLE VOTING POWER 0 NUMBER OF ----- ------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 905,024 ----- ------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 0 ----- ------------------------------------------------ WITH 8 SHARED DISPOSITIVE POWER 905,024 - ------------------------- ----- ------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 905,024 - ------- ------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) - ------- ------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.3% - ------- ------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ------- ------------------------------------------------------------------------ Page 5 of 13 pages - ---------------------- ------------------------------- CUSIP NO. 67611V101 13G PAGE 6 OF 13 PAGES - ---------------------- ------------------------------- - ------- ------------------------------------------------------------------------ 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Wycliffe K. Grousbeck - ------- ------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------- ------------------------------------------------------------------------ 3 SEC USE ONLY - ------- ------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------- ------------------------------------------------------------------------ 5 SOLE VOTING POWER 0 NUMBER OF ----- ------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 905,024 ----- ------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 0 ----- ------------------------------------------------ WITH 8 SHARED DISPOSITIVE POWER 905,024 - ------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 905,024 - ------- ------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) - ------- ------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.3% - ------- ------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ------- ------------------------------------------------------------------------ Page 6 of 13 pages - ---------------------- ------------------------------- CUSIP NO. 67611V101 13G PAGE 7 OF 13 PAGES - ---------------------- ------------------------------- - ------- ------------------------------------------------------------------------ 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Daniel J. Nova - ------- ------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) / / - ------- ------------------------------------------------------------------------ 3 SEC USE ONLY - ------- ------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------- ----- ------------------------------------------------ 5 SOLE VOTING POWER 0 NUMBER OF ----- ------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 905,024 ----- ------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 0 ----- ------------------------------------------------ WITH 8 SHARED DISPOSITIVE POWER 905,024 - ------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 905,024 - ------- ------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) - ------- ------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.3% - ------- ------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ------- ------------------------------------------------------------------------ Page 7 of 13 pages - ---------------------- ------------------------------- CUSIP NO. 67611V101 13G PAGE 8 OF 13 PAGES - ---------------------- ------------------------------- Item 1(a). NAME OF ISSUER: Odyssey Healthcare, Inc. (the "Company") Item 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 717 N. Harwood, Suite 1500, Dallas, TX 75201
ITEM 2(a) ITEM 2(b) ITEM 2(c) - --------- --------- --------- CITIZENSHIP OR PLACE NAME OF PERSON FILING ADDRESS OF ORGANIZATION - --------------------- ------- --------------- Highland Capital Partners III Limited 92 Hayden Avenue Delaware Partnership ("Highland Capital"), a Lexington, MA 02421 Delaware limited partnership Highland Management Partners III Limited 92 Hayden Avenue Delaware Partnership ("Highland Management"), a Lexington, MA 02421 Delaware limited partnership and the sole general partner of Highland Capital Robert F. Higgins ("Higgins") Highland Capital Partners, Inc. United States 92 Hayden Avenue Lexington, MA 02421 Paul A. Maeder ("Maeder") Highland Capital Partners, Inc. United States 92 Hayden Avenue Lexington, MA 02421 Daniel J. Nova ("Nova") Highland Capital Partners, Inc. United States 92 Hayden Avenue Lexington, MA 02421 Wycliffe K. Grousbeck ("Grousbeck") Highland Capital Partners, Inc. United States 92 Hayden Avenue Lexington, MA 02421
Item 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, $.001 par value. Item 2(e). CUSIP NUMBER: 67611V101 Page 8 of 13 pages - ---------------------- ------------------------------- CUSIP NO. 67611V101 13G PAGE 9 OF 13 PAGES - ---------------------- ------------------------------- Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(b), OR 13D-2(b), CHECK WHETHER THE PERSON FILING IS A: Not applicable. Item 4. OWNERSHIP. (a) Amount Beneficially Owned: Highland Capital is the record owner of and beneficially owns 868,824 shares (the "Shares") of Common Stock. Highland Capital has the power to vote or direct the disposition of all of the Shares. Such power is exercised through Highland Management as the sole general partner of Highland Capital. Highland Management, as the general partner of Highland Capital, may be deemed to own the Shares beneficially. Higgins, Maeder, Nova and Grousbeck (the "Managers") have the power over all investment decisions of Highland Management and therefore may be deemed to share beneficial ownership of the Shares by virtue of their status as controlling persons of Highland Management. In addition, Highland Entrepreneurs' Fund III Limited Partnership ("HEF III") is the record owner of and beneficially owns 36,200 shares (the "HEF III Shares") of Common Stock. HEF III has the power to vote or direct the disposition of all of the HEF III Shares. Such power is exercised through HEF III, L.L.C. ("HEF III LLC") as the sole general partner of HEF III. HEF III LLC, as the general partner of HEF III, may be deemed to own the HEF III Shares beneficially. The Managers have the power over all investment decisions of HEF III LLC and therefore may be deemed to share beneficial ownership of the HEF III Shares by virtue of their status as controlling persons of HEF III LLC. Highland Management disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein, if any, and each of the Managers disclaims beneficial ownership of the Shares and the HEF Shares, except to the extent of his pecuniary interest therein, if any. (b) Percent of Class: Each of Highland Capital and Highland Management may be deemed to own beneficially 6.1% of the outstanding Common Stock. Each of the Managers may be deemed to own beneficially 6.3% of the outstanding Common Stock. The foregoing percentage is based on the 14,253,182 shares of Common Stock reported to be outstanding as of November 26, 2001 in the Company's Quarterly Report on Form 10-Q for the quarter ended September 30, 2001. (c) Number of shares as to which such person has: (i) Each of Highland Capital and Highland Management has sole power to vote or direct the vote of -0- shares. (ii) Highland Capital, Highland Management and each of the Managers have shared power to vote or to direct the vote of 868,824 shares. In addition, each of the Managers have shared power to vote or to direct the vote of an additional 36,200 shares, for an aggregate number of 905,024 shares. Page 9 of 13 pages - ---------------------- ------------------------------- CUSIP NO. 67611V101 13G PAGE 10 OF 13 PAGES - ---------------------- ------------------------------- (iii) Each of Highland Capital and Highland Management has sole power to dispose or to direct the disposition of -0- shares. (iv) Highland Capital, Highland Management and each of the Managers have shared power to dispose or to direct the disposition of 868,824 shares. In addition, each of the Managers have shared power to dispose or to direct the disposition of an additional 36,200 shares, for an aggregate number of 905,024 shares. Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable. Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Highland Capital, Highland Management, and each of the Managers expressly disclaim membership in a "group" as defined in Rule 13d - 1(b)(1)(ii)(J). Item 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. Item 10. CERTIFICATION. Not applicable. Page 10 of 13 pages - ---------------------- ------------------------------- CUSIP NO. 67611V101 13G PAGE 11 OF 13 PAGES - ---------------------- ------------------------------- SIGNATURE After reasonable inquiry and to the best of his or its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: February 12, 2002 HIGHLAND CAPITAL PARTNERS III LIMITED PARTNERSHIP By: Highland Management Partners III Limited Partnership, Its General Partner By: /S/ ROBERT F. HIGGINS ------------------------ General Partner HIGHLAND MANAGEMENT PARTNERS III LIMITED PARTNERSHIP By: /S/ ROBERT F. HIGGINS ------------------------------- Managing Member /S/ ROBERT F. HIGGINS - -------------------------- Robert F. Higgins /S/ PAUL A. MAEDER - -------------------------- Paul A. Maeder /S/ WYCLIFFE K. GROUSBECK - --------------------------- Wycliffe K. Grousbeck /S/ DANIEL J. NOVA - --------------------------- Daniel J. Nova Page 11 of 13 pages - ---------------------- ------------------------------- CUSIP NO. 67611V101 13G PAGE 12 OF 13 PAGES - ---------------------- ------------------------------- Exhibit Index
EXHIBIT NO. DESCRIPTION PAGE NO. ---------- ----------- -------- 1 Agreement of Joint Filing 13
Page 12 of 13 pages EX-1 3 a2070187zex-1.txt EXHIBIT 1 - ---------------------- ------------------------------- CUSIP NO. 67611V101 13G PAGE 13 OF 13 PAGES - ---------------------- ------------------------------- EXHIBIT 1 AGREEMENT OF JOINT FILING Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed on behalf of all of the undersigned with respect to the ownership of shares of Common Stock of Odyssey Healthcare, Inc. This agreement may be executed in any number of counterparts, each of which shall be deemed an original. EXECUTED as a sealed instrument this 12th day of February, 2002. HIGHLAND CAPITAL PARTNERS III LIMITED PARTNERSHIP By: Highland Management Partners III Limited Partnership, Its General Partner By: /S/ ROBERT F. HIGGINS ------------------------ General Partner HIGHLAND MANAGEMENT PARTNERS III LIMITED PARTNERSHIP By: /S/ ROBERT F. HIGGINS ------------------------- Managing Member /S/ ROBERT F. HIGGINS - --------------------------- Robert F. Higgins /S/ PAUL A. MAEDER - --------------------------- Paul A. Maeder /S/ WYCLIFFE K. GROUSBECK - --------------------------- Wycliffe K. Grousbeck /S/ DANIEL J. NOVA - --------------------------- Daniel J. Nova Page 13 of 13 pages -----END PRIVACY-ENHANCED MESSAGE-----