0001544110-13-000003.txt : 20131206
0001544110-13-000003.hdr.sgml : 20131206
20131206171705
ACCESSION NUMBER: 0001544110-13-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131204
FILED AS OF DATE: 20131206
DATE AS OF CHANGE: 20131206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VOCERA COMMUNICATIONS, INC.
CENTRAL INDEX KEY: 0001129260
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 943354663
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 525 RACE STREET
STREET 2: SUITE 150
CITY: SAN JOSE
STATE: CA
ZIP: 95126-3495
BUSINESS PHONE: 408-882-5100
MAIL ADDRESS:
STREET 1: 525 RACE STREET
STREET 2: SUITE 150
CITY: SAN JOSE
STATE: CA
ZIP: 95126-3495
FORMER COMPANY:
FORMER CONFORMED NAME: VOCERA COMMUNICATIONS INC
DATE OF NAME CHANGE: 20001204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ascher Brian D.
CENTRAL INDEX KEY: 0001544110
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35469
FILM NUMBER: 131263939
MAIL ADDRESS:
STREET 1: 3340 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-12-04
0001129260
VOCERA COMMUNICATIONS, INC.
VCRA
0001544110
Ascher Brian D.
C/O VENROCK
3340 HILLVIEW AVE.
PALO ALTO
CA
94304
1
0
0
0
Common Stock
2013-12-04
4
J
0
686000
0
D
1685726
I
By Funds
Common Stock
2013-12-04
4
J
0
3833
0
A
1689559
I
By Funds and LLC
Common Stock
2013-12-06
4
S
0
14000
16.26
D
1675559
I
By Funds and LLC
On December 4, 2013, Venrock Associates III, L.P. ("VA3") and Venrock Associates, L.P. ("VA" and together with VA3, the "Venrock Funds") distributed an aggregate of 686,000 shares of the common stock of the Issuer to their respective partners pro rata based on their respective interests in the Venrock Funds (the "Distribution").
Following the Distribution, the shares held by VA3, VA and Venrock Entrepreneurs Fund III, L.P. ("VEF3") are as follows: 1,337,384 shares held by VA3, 300,909 shares held by VA and 47,433 shares held by VEF3.
Venrock Management III, LLC ("VM3") and VEF Management III, LLC ("VEFM3") are the sole general partners of VA3 and VEF3, respectively, and may be deemed to beneficially own the shares held by VA3 and VEF3, respectively. VM3 and VEFM3 expressly disclaim beneficial ownership over all shares held by VA3 and VEF3, respectively, except to the extent of their indirect pecuniary interests therein.
In the Distribution, VM3 received 3,833 shares. For VM3, this represents a change in form of ownership from indirect to direct but does not represent a change in beneficial ownership.
Represents an aggregate of 1,337,384 shares held by VA3, 300,909 shares held by VA, 33,433 shares held by VEF3 and 3,833 shares held by VM3.
/s/ Brian D. Ascher
2013-12-06