SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
MULRONEY BRIAN

(Last) (First) (Middle)
1981 MCGILL COLLEGE AVENUE

(Street)
MONTREAL, QUEBEC CANADA

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/03/2007
3. Issuer Name and Ticker or Trading Symbol
Hicks Acquisition CO I Inc. [ TOH ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.0001 per share 69,000 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Founders Warrants(1) (1) (1) Common Stock, par value $0.0001 per share 69,000 $7.5 D
Explanation of Responses:
1. Each founder's unit consists of one share of common stock, par value $0.0001 per share, and one warrant ("Founder's Warrant"). Each Founder's Warrant entitles the holder to purchase one share of common stock. Founder's Warrants are identical to the warrants currently being offered by the Hicks Acquisition Company I, Inc. (the "Issuer"), except for those differences set forth in the Issuer's Form S-1 filed with the Commission on June 14, 2007, as may be amended from time to time. In addition, the Founder's Warrants may not be exercised unless and until the last sale price of the Issuer' common stock equals or exceeds $13.75 for any 20 days within any 30 day trading period beginning 90 days after the Issuer's initial business combination, and shall expire at 5:00 p.m., New York time, four years from the date of the Issuer's final prospectus.
Remarks:
The Power of Attorney, executed by the Reporting Person, authorizing Joseph B. Armes and Thomas O. Hicks, Jr. to sign and file this Form 3 on the Reporting Person's behalf is attached hereto as Exhibit A.
/s/ Joseph B. Armes, on behalf of Brian Mulroney 10/03/2007
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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