0000914208-12-000451.txt : 20120727 0000914208-12-000451.hdr.sgml : 20120727 20120727132446 ACCESSION NUMBER: 0000914208-12-000451 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120727 DATE AS OF CHANGE: 20120727 EFFECTIVENESS DATE: 20120727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Invesco Private Capital, Inc. CENTRAL INDEX KEY: 0001128452 IRS NUMBER: 133725888 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12271 FILM NUMBER: 12989834 BUSINESS ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-439-3217 MAIL ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: INVESCO PRIVATE CAPITAL INC DATE OF NAME CHANGE: 20001116 13F-HR/A 1 invescopvtcap12312012.txt INVESCO PRIVATE CAPITAL, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F/A FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [X]: Amendment Number: 1 This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Invesco Private Capital, Inc. Address: 1555 Peachtree Street, N.E. Atlanta, GA 30309 Form 13F File Number 028-12271 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott A. Trapani Title: Chief Compliance Officer Phone: 404-881-3435 Signature, Place, and Date of Signing: /s/ Scott A. Trapani Atlanta, GA 07/25/2012 [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 028-12271 Invesco Private Capital, Inc. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 19 Form 13F Information Table Value Total: 1,098,301 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name A 028-12271 Invesco Private Capital, Inc. 1 028-13083 WL Ross & Co. LLC
SECURITY TITILE CUSIP MARKET PAR SH/ PUT/ INVEST- OTHER VOTING VOTING VOTING DESCRIPTION OF VALUE VALUE PRN CALL MENT MNGRS SOLE SHARED NONE CLASS THOUSANDS DISCRETION Air Lease Corporation Common 00912X302 100768 4250000 SH DEFINED 1 4250000 0 0 Assured Guaranty Ltd. Common G0585R106 260637 19835370 SH DEFINED 1 19835370 0 0 Bankunited Inc Common 06652K103 301728 13721131 SH DEFINED 1 13721131 0 0 Bioscrip Inc Common 09069N108 2427 444541 SH DEFINED 1 444541 0 0 Cascade Bancorp Common 147154207 50233 11468750 SH DEFINED 1 11468750 0 0 Cooper Tire & Rubber Common 216831107 2880 205600 SH DEFINED 1 205600 0 0 Delta Air Lines Common 247361702 1278 158000 SH DEFINED 1 158000 0 0 Exco Resources Inc Common 269279402 297054 28426240 SH DEFINED 1 28426240 0 0 Hanesbrands Inc Common 410345102 3319 151826 SH DEFINED 1 151826 0 0 Key Energy Svcs Inc Common 492914106 5390 348400 SH DEFINED 1 348400 0 0 Sun Bancorp Inc Common 86663B102 51496 21279241 SH DEFINED 1 21279241 0 0 United Continental Common 910047109 6988 370300 SH DEFINED 1 370300 0 0 Callidus Software, Inc. Common 13123E500 9767 1521406 SH DEFINED 1521406 0 0 Cyclacel Pharmaceuticals Common 23254L108 480 814213 SH DEFINED 814213 0 0 Harmonic, Inc. Common 413160102 2620 519823 SH DEFINED 519823 0 0 Infinera, Inc. Common 45667G103 291 46275 SH DEFINED 46275 0 0 Maxlinear Common 57776J100 53 11064 SH DEFINED 11064 0 0 MetroPCS Common 591708102 868 100000 SH DEFINED 100000 0 0 ZipRealty Common 98974v107 25 22282 SH DEFINED 22282 0 0 Grand Total (in Thousands) 1,098,301 Total Count 19