0000914208-11-000438.txt : 20110812
0000914208-11-000438.hdr.sgml : 20110812
20110812155344
ACCESSION NUMBER: 0000914208-11-000438
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110812
DATE AS OF CHANGE: 20110812
EFFECTIVENESS DATE: 20110812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Invesco Private Capital, Inc.
CENTRAL INDEX KEY: 0001128452
IRS NUMBER: 133725888
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12271
FILM NUMBER: 111031300
BUSINESS ADDRESS:
STREET 1: 1555 PEACHTREE STREET NE
STREET 2: SUITE 1800
CITY: ATLANTA
STATE: GA
ZIP: 30309
BUSINESS PHONE: 404-439-3217
MAIL ADDRESS:
STREET 1: 1555 PEACHTREE STREET NE
STREET 2: SUITE 1800
CITY: ATLANTA
STATE: GA
ZIP: 30309
FORMER COMPANY:
FORMER CONFORMED NAME: INVESCO PRIVATE CAPITAL INC
DATE OF NAME CHANGE: 20001116
13F-HR
1
ipcinc06302011.txt
INVESCO PRIVATE CAPITAL INC.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]: Amendment Number:_
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Invesco Private Capital, Inc.
Address: 1555 Peachtree Street, N.E.
Atlanta, GA 30309
Form 13F File Number 028-12271
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that i is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Scott A. Trapani
Title: Chief Compliance Officer
Phone: 404-881-3435
Signature, Place, and Date of Signing:
/s/ Scott A. Trapani Atlanta, GA 08/08/2011
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
028-12271 Invesco Private Capital, Inc.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 23
Form 13F Information Table Value Total: 1,254,774 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
A 028-12271 Invesco Private Capital, Inc.
1 028-13083 WL Ross & Co. LLC
SECURITY TITLE CUSIP MARKET PAR SH/ PUT/ INVEST- OTHER VOTING VOTING VOTING
DESCRIPTION OF VALUE VALUE PRN CALL MENT MNGRS SOLE SHARED NONE
CLASS THOUSANDS DISCRETION
Assured Guaranty Ltd. Common G0585R106 261227 16016396 SH DEFINED 1 16016396 0 0
Bankunited Inc Common 06652K103 364159 13721131 SH DEFINED 1 13721131 0 0
Cascade Bancorp Common 147154207 115834 11468750 SH DEFINED 1 11468750 0 0
Exco Resources Inc Common 269279402 370650 21000000 SH DEFINED 1 21000000 0 0
Sun Bancorp Inc Common 86663B102 75399 20657168 SH DEFINED 1 20657168 0 0
Buffalo Wild Wings Inc Common 119848109 2692 40600 SH DEFINED 1 40600 0 0
Cincinnati Bell Inc Common 171871106 261 78473 SH DEFINED 1 78473 0 0
Hanesbrands Inc Common 410345102 10082 353152 SH DEFINED 1 353152 0 0
Manitowoc Inc Common 563571108 303 18000 SH DEFINED 1 18000 0 0
United Continental Common 910047109 8525 376700 SH DEFINED 1 376700 0 0
United Sates Oil Fund LP Units Common 91232N108 2644 71000 SH DEFINED 1 71000 0 0
Bioscrip Inc Common 09069N108 3909 602341 SH DEFINED 1 602341 0 0
Cooper Tire & Rubber Common 216831107 5118 258600 SH DEFINED 1 258600 0 0
Delta Air Lines Common 247361702 5353 583800 SH DEFINED 1 583800 0 0
Key Energy Svcs Inc Common 492914106 9119 506600 SH DEFINED 1 506600 0 0
Plains Expl & Prodtn Co Common 726505100 3545 93000 SH DEFINED 1 93000 0 0
Callidus Software, Inc. Common 13123E500 8900 1521406 SH DEFINED 1521406 0 0
Cyclacel Pharmaceuticals Common 23254L108 1107 814213 SH DEFINED 814213 0 0
Infinera, Inc. Common 45667G103 320 46275 SH DEFINED 46275 0 0
ZipRealty Common 98974v107 51 22282 SH DEFINED 22282 0 0
MetroPCS Common 591708102 1721 100000 SH DEFINED 100000 0 0
Harmonic, Inc. Common 413160102 3758 519823 SH DEFINED 519823 0 0
Maxlinear Common 57776J100 96 11064 SH DEFINED 11064 0 0
Grand Total (in Thousands) 1254774
total count 23