0001209191-11-033395.txt : 20110607 0001209191-11-033395.hdr.sgml : 20110607 20110607132407 ACCESSION NUMBER: 0001209191-11-033395 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110606 FILED AS OF DATE: 20110607 DATE AS OF CHANGE: 20110607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAIK JESUN CENTRAL INDEX KEY: 0001253199 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50245 FILM NUMBER: 11897950 MAIL ADDRESS: STREET 1: 1 MILBANK AVE STREET 2: 3F CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NARA BANCORP INC CENTRAL INDEX KEY: 0001128361 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 954170121 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3731 WILSHIRE BLVD STREET 2: SUITE 1000 CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136391700 MAIL ADDRESS: STREET 1: 3731 WILSHIRE BLVD STREET 2: SUITE 1000 CITY: LOS ANGELES STATE: CA ZIP: 90010 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-06-06 0 0001128361 NARA BANCORP INC NARA 0001253199 PAIK JESUN 3731 WILSHIRE BLVD., SUITE 1000 LOS ANGELES CA 90010 1 0 0 0 Common Stock 2011-06-06 4 M 0 10000 4.75 A 61033 D Common Stock 2011-06-06 4 M 0 10000 4.75 A 71033 D Common Stock 2011-06-06 4 S 0 10000 7.9366 D 61033 D Non-statutory stock options 4.75 2011-06-06 4 M 0 10000 0.00 D 2011-07-20 Common Stock 10000 10000 D Non-statutory stock options 4.75 2011-06-06 4 M 0 10000 0.00 D 2011-07-20 Common Stock 10000 0 D The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $7.755 to $8.23, inclusive. The reporting person undertakes to provide to Nara Bancorp, inc., any security holder of Nara Bancorp, Inc., or the staff othe Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The original option grant, representing a right to purchase a total of 30,000 shares, became exercisable in three equal annual installments on the grant anniversary date, commencing with the first anniversary date of July 20, 2002. Since the original option grant, NARA stock went through two stock splits 2-for-1, resulting in the reporting person's ownership of additional 80,000 stock options. /s/ Helen Kim, Attorney-in-fact 2011-06-07