0001209191-11-033395.txt : 20110607
0001209191-11-033395.hdr.sgml : 20110607
20110607132407
ACCESSION NUMBER: 0001209191-11-033395
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110606
FILED AS OF DATE: 20110607
DATE AS OF CHANGE: 20110607
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PAIK JESUN
CENTRAL INDEX KEY: 0001253199
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50245
FILM NUMBER: 11897950
MAIL ADDRESS:
STREET 1: 1 MILBANK AVE
STREET 2: 3F
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NARA BANCORP INC
CENTRAL INDEX KEY: 0001128361
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 954170121
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3731 WILSHIRE BLVD
STREET 2: SUITE 1000
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
BUSINESS PHONE: 2136391700
MAIL ADDRESS:
STREET 1: 3731 WILSHIRE BLVD
STREET 2: SUITE 1000
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
4
1
doc4.xml
FORM 4 SUBMISSION
X0303
4
2011-06-06
0
0001128361
NARA BANCORP INC
NARA
0001253199
PAIK JESUN
3731 WILSHIRE BLVD., SUITE 1000
LOS ANGELES
CA
90010
1
0
0
0
Common Stock
2011-06-06
4
M
0
10000
4.75
A
61033
D
Common Stock
2011-06-06
4
M
0
10000
4.75
A
71033
D
Common Stock
2011-06-06
4
S
0
10000
7.9366
D
61033
D
Non-statutory stock options
4.75
2011-06-06
4
M
0
10000
0.00
D
2011-07-20
Common Stock
10000
10000
D
Non-statutory stock options
4.75
2011-06-06
4
M
0
10000
0.00
D
2011-07-20
Common Stock
10000
0
D
The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $7.755 to $8.23, inclusive. The reporting person undertakes to provide to Nara Bancorp, inc., any security holder of Nara Bancorp, Inc., or the staff othe Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The original option grant, representing a right to purchase a total of 30,000 shares, became exercisable in three equal annual installments on the grant anniversary date, commencing with the first anniversary date of July 20, 2002. Since the original option grant, NARA stock went through two stock splits 2-for-1, resulting in the reporting person's ownership of additional 80,000 stock options.
/s/ Helen Kim, Attorney-in-fact
2011-06-07