X0306
4
2018-06-18
0
0001128189
ProtoKinetix, Inc.
PKTX
0001516077
SMITH CLARENCE EDWARD
1845 COUNTRY ROAD #214
ST. AUGUSTINE
FL
32084
1
1
1
0
President & CEO
Common Stock
2018-06-18
4
P
0
5800
0.076
A
4555602
I
See footnote
Common Stock
2018-06-22
4
P
0
41200
0.088
A
4596802
I
See footnote
Common Stock
56179740
D
Common Stock
1850000
I
See footnote
Stock Option
0.06
2021-08-31
Common Stock
5000000
5000000
D
Stock Option
0.05
2020-12-31
Common Stock
5000000
5000000
D
Stock Option
0.08
2019-12-31
Common Stock
5000000
5000000
D
Shares held by the Clarence E. Smith Trust.
Shares held by Mr. Smith's retirement account.
Options granted pursuant to 2017 Stock Option and Stock Bonus Plan. On December 31, 2017, 1,250,000 shares vest; thereafter 1,250,000 shares vest each quarter
Options granted pursuant to 2017 Stock Option and Stock Bonus Plan. On March 31, 2017, 1,250,000 shares vest; thereafter 1,250,000 shares vest each quarter.
Options granted pursuant to 2015 Stock Option and Stock Bonus Plan. On March 31, 2016, 1,250,000 shares vest; thereafter 1,250,000 shares vest each quarter.
/s/ Clarence E. Smith
2018-06-25