0001079973-21-000883.txt : 20210902 0001079973-21-000883.hdr.sgml : 20210902 20210902183533 ACCESSION NUMBER: 0001079973-21-000883 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210819 FILED AS OF DATE: 20210902 DATE AS OF CHANGE: 20210902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Guzzetta Michael Richard CENTRAL INDEX KEY: 0001612614 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32917 FILM NUMBER: 211234566 MAIL ADDRESS: STREET 1: 412 MULBERRY STREET CITY: MARIETTA STATE: OH ZIP: 45750 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ProtoKinetix, Inc. CENTRAL INDEX KEY: 0001128189 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943355026 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 412 MULBERRY STREET CITY: MARIETTA STATE: OH ZIP: 45750 BUSINESS PHONE: 304-299-5070 MAIL ADDRESS: STREET 1: 412 MULBERRY STREET CITY: MARIETTA STATE: OH ZIP: 45750 FORMER COMPANY: FORMER CONFORMED NAME: RJV NETWORK INC DATE OF NAME CHANGE: 20010130 4 1 ownership.xml X0306 4 2021-08-19 0 0001128189 ProtoKinetix, Inc. PKTX 0001612614 Guzzetta Michael Richard 412 MULBERRY STREET MARIETTA OH 45750 0 1 0 0 CFO Common Stock 2021-08-19 4 P 0 2500 0.11 A 703869 D Common Stock 2021-08-26 4 P 0 1000 0.15 A 704869 D Common Stock 2021-09-01 4 P 0 1500 0.15 A 706369 D Stock Option 0.11 2028-08-03 Common Stock 7500000 7500000 D Stock Option 0.11 2028-08-03 Common Stock 260000 260000 D Stock Option 0.09 2023-11-08 Common Stock 4000000 4000000 D Purchase of shares on the open market. Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. Fully vested. Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. 65,000 shares of common stock vest September 30, 2021; thereafter 65,000 shares vest every three months. Options granted pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on June 12, 2020. Fully vested. /s/ Michael R. Guzzetta 2021-09-02