0001398344-18-002320.txt : 20180214
0001398344-18-002320.hdr.sgml : 20180214
20180214132020
ACCESSION NUMBER: 0001398344-18-002320
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180214
DATE AS OF CHANGE: 20180214
EFFECTIVENESS DATE: 20180214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: IMPAX ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001127990
IRS NUMBER: 271374824
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05955
FILM NUMBER: 18610343
BUSINESS ADDRESS:
STREET 1: 30 PENHALLOW STREET
STREET 2: SUITE 400
CITY: PORTSMOUTH
STATE: NH
ZIP: 03801
BUSINESS PHONE: 8007671729
MAIL ADDRESS:
STREET 1: 30 PENHALLOW STREET
STREET 2: SUITE 400
CITY: PORTSMOUTH
STATE: NH
ZIP: 03801
FORMER COMPANY:
FORMER CONFORMED NAME: PAX WORLD MANAGEMENT LLC
DATE OF NAME CHANGE: 20100329
FORMER COMPANY:
FORMER CONFORMED NAME: PAX WORLD MANAGEMENT CORP
DATE OF NAME CHANGE: 20001108
13F-HR
1
primary_doc.xml
13F-HR
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false
false
false
0001127990
XXXXXXXX
12-31-2017
12-31-2017
false
IMPAX ASSET MANAGEMENT LLC
30 Penhallow Street
Suite 400
Portsmouth
NH
03801
13F HOLDINGS REPORT
028-05955
N
Alicia DuBois
Chief Financial Officer
603-431-8022
/s/ Alicia DuBois
Portsmouth
NH
02-14-2018
1
210
1741353
1
0001616658
028-16245
Pax Ellevate Management LLC
INFORMATION TABLE
2
fp0031092_13fhr-table.xml
13F INFORMATION TABLE
Abbott Laboratories
COM
002824100
907
15895
SH
SOLE
1
15895
0
0
Accenture PLC, Class A
SHS CLASS A
G1151C101
880
5745
SH
SOLE
1
5745
0
0
Aetna, Inc.
COM
00817Y108
548
3036
SH
SOLE
1
3036
0
0
Alcoa Corp.
COM
013872106
1347
24999
SH
SOLE
24999
0
0
Alleghany Corp.
COM
017175100
1490
2500
SH
SOLE
2500
0
0
Allstate Corp., The
COM
020002101
359
3427
SH
SOLE
1
3427
0
0
Alphabet, Inc., Class A
CAP STK CL A
02079K305
2926
2778
SH
DFND
1
2778
0
0
Alphabet, Inc., Class A
CAP STK CL A
02079K305
18353
17423
SH
DFND
17423
0
0
Alphabet, Inc., Class C
CAP STK CL C
02079K107
3026
2892
SH
DFND
1
2892
0
0
Alphabet, Inc., Class C
CAP STK CL C
02079K107
18495
17675
SH
DFND
17675
0
0
Amazon.com, Inc.
COM
023135106
30335
25939
SH
SOLE
25939
0
0
Amdocs, Ltd.
SHS
G02602103
1473
22500
SH
SOLE
22500
0
0
American Electric Power Co., Inc.
COM
025537101
338
4598
SH
SOLE
1
4598
0
0
American Tower Corp., REIT
COM
03027X100
16339
114525
SH
SOLE
114525
0
0
American Water Works Co., Inc.
COM
030420103
3667
40086
SH
SOLE
1
40086
0
0
Ameriprise Financial, Inc.
COM
03076C106
251
1482
SH
SOLE
1
1482
0
0
Antero Resources Corp.
COM
03674X106
27171
1430056
SH
SOLE
1430056
0
0
Aon PLC
SHS CL A
G0408V102
332
2474
SH
SOLE
1
2474
0
0
Apple, Inc.
COM
037833100
41440
244875
SH
SOLE
244875
0
0
Apptio, Inc., Class A
CL A
03835c108
14722
625926
SH
SOLE
625926
0
0
Aptiv PLC
SHS
G6095L109
9764
115100
SH
SOLE
115100
0
0
Aramark
COM
03852U106
3206
75000
SH
SOLE
75000
0
0
Autodesk, Inc.
COM
052769106
201
1914
SH
SOLE
1
1914
0
0
Bank of America Corp.
COM
060505104
2690
91123
SH
DFND
1
91123
0
0
Bank of America Corp.
COM
060505104
21845
740000
SH
DFND
740000
0
0
Beacon Roofing Supply, Inc.
COM
073685109
24183
379281
SH
SOLE
379281
0
0
Becton Dickinson & Co.
COM
075887109
459
2144
SH
DFND
1
2144
0
0
Becton Dickinson & Co.
COM
075887109
11217
52400
SH
DFND
52400
0
0
Beneficial Bancorp, Inc.
COM
08171T102
13983
850000
SH
SOLE
850000
0
0
Best Buy Co., Inc.
COM
086516101
285
4156
SH
SOLE
1
4156
0
0
Biogen, Inc.
COM
09062X103
650
2040
SH
DFND
1
2040
0
0
Biogen, Inc.
COM
09062X103
19821
62218
SH
DFND
62218
0
0
BlackRock, Inc.
COM
09247X101
11867
23100
SH
SOLE
23100
0
0
Blue Buffalo Pet Products, Inc.
COM
09531U102
10825
330119
SH
SOLE
330119
0
0
Brookdale Senior Living, Inc.
COM
112463104
11167
1151286
SH
SOLE
1151286
0
0
Callidus Software, Inc.
COM
13123E500
12606
440000
SH
SOLE
440000
0
0
Capitol Federal Financial, Inc.
COM
14057j101
26729
1993202
SH
SOLE
1993202
0
0
Carter's, Inc.
COM
146229109
19998
170213
SH
SOLE
170213
0
0
Catalent, Inc.
COM
148806102
7064
171945
SH
SOLE
171945
0
0
CatchMark Timber Trust, Inc, Class A, REIT
CL A
14912Y202
14751
1123442
SH
SOLE
1123442
0
0
Celanese Corp., Class A
COM SER A
150870103
3962
37000
SH
SOLE
37000
0
0
Celgene Corp.
COM
151020104
13993
134085
SH
SOLE
134085
0
0
Charter Financial Corp.
COM
16122W108
7051
401997
SH
SOLE
401997
0
0
Cisco Systems, Inc.
COM
17275R102
3225
84200
SH
DFND
1
84200
0
0
Cisco Systems, Inc.
COM
17275R102
16547
432037
SH
DFND
432037
0
0
Citizens Financial Group, Inc.
COM
174610105
195
4653
SH
DFND
1
4653
0
0
Citizens Financial Group, Inc.
COM
174610105
23068
549500
SH
DFND
549500
0
0
Citrix Systems, Inc.
COM
177376100
4083
46393
SH
SOLE
46393
0
0
CME Group, Inc.
COM CL A
12572Q105
13364
91500
SH
SOLE
91500
0
0
Coca-Cola Co., The
COM
191216100
1705
37160
SH
SOLE
1
37160
0
0
Colgate-Palmolive Co.
COM
194162103
585
7753
SH
SOLE
1
7753
0
0
Comfort Systems USA, Inc.
COM
199908104
11923
273146
SH
SOLE
273146
0
0
Concho Resources, Inc.
COM
20605P101
4125
27459
SH
SOLE
27459
0
0
ConocoPhillips
COM
20825C104
627
11415
SH
DFND
1
11415
0
0
ConocoPhillips
COM
20825C104
12460
227000
SH
DFND
227000
0
0
Consolidated Edison, Inc.
COM
209115104
243
2855
SH
SOLE
1
2855
0
0
CSX Corp.
COM
126408103
465
8460
SH
SOLE
1
8460
0
0
Cummins, Inc.
COM
231021106
268
1519
SH
SOLE
1
1519
0
0
CVS Health Corp.
COM
126650100
680
9383
SH
SOLE
1
9383
0
0
Deckers Outdoor Corp.
COM
243537107
8617
107383
SH
SOLE
107383
0
0
Discover Financial Services
COM
254709108
270
3506
SH
SOLE
1
3506
0
0
Dollar General Corp.
COM
256677105
2477
26634
SH
SOLE
1
26634
0
0
Dominion Energy, Inc.
COM
25746U109
467
5763
SH
SOLE
1
5763
0
0
Ecolab, Inc.
COM
278865100
10817
80612
SH
SOLE
80612
0
0
Eli Lilly & Co.
COM
532457108
768
9089
SH
SOLE
1
9089
0
0
EMCOR Group, Inc.
COM
29084Q100
12377
151400
SH
SOLE
151400
0
0
Estee Lauder Cos, Inc., The, Class A
CL A
518439104
3710
29159
SH
DFND
1
29159
0
0
Estee Lauder Cos, Inc., The, Class A
CL A
518439104
17057
134055
SH
DFND
134055
0
0
ExlService Holdings, Inc.
COM
302081104
8726
144596
SH
SOLE
144596
0
0
Expeditors Intl. of Washington, Inc.
COM
302130109
1525
23575
SH
SOLE
23575
0
0
Facebook, Inc., Class A
CL A
30303M102
3819
21641
SH
SOLE
1
21641
0
0
Forest City Realty Trust, Inc, ClassA REIT
CL A
345605109
3452
143253
SH
SOLE
143253
0
0
General Mills, Inc.
COM
370334104
1424
24021
SH
SOLE
1
24021
0
0
Genpact, Ltd.
SHS
G3922B107
1337
42110
SH
SOLE
42110
0
0
Hain Celestial Group, Inc, The
COM
405217100
11668
275263
SH
SOLE
275263
0
0
Hartford Financial Services Group
COM
416515104
731
12990
SH
SOLE
1
12990
0
0
Hewlett Packard Enterprise Co.
COM
42824C109
217
15109
SH
SOLE
1
15109
0
0
Home Depot, Inc., The
COM
437076102
2078
10964
SH
DFND
1
10964
0
0
Home Depot, Inc., The
COM
437076102
21777
114900
SH
DFND
114900
0
0
HomeTrust Bancshares, Inc.
COM
437872104
23653
918567
SH
SOLE
918567
0
0
HP, Inc.
COM
40434L105
325
15472
SH
SOLE
1
15472
0
0
IBM
COM
459200101
1256
8187
SH
SOLE
1
8187
0
0
ICON PLC
SHS
G4705A100
13255
118194
SH
SOLE
118194
0
0
Ingersoll-Rand PLC
SHS
G47791101
19328
216703
SH
SOLE
216703
0
0
Ingredion, Inc.
COM
457187102
482
3446
SH
SOLE
1
3446
0
0
Intuit, Inc.
COM
461202103
1130
7162
SH
SOLE
1
7162
0
0
Investors Bancorp, Inc.
COM
46146L101
31564
2274094
SH
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2274094
0
0
IQVIA Holdings, Inc.
COM
46266C105
3916
40000
SH
SOLE
40000
0
0
Itron, Inc.
COM
465741106
3410
50000
SH
SOLE
50000
0
0
Jamba, Inc.
COM
47023A309
3523
437083
SH
SOLE
437083
0
0
Johnson & Johnson
COM
478160104
3449
24687
SH
DFND
1
24687
0
0
Johnson & Johnson
COM
478160104
19728
141200
SH
DFND
141200
0
0
Johnson Controls International PLC
SHS
G51502105
13363
350636
SH
SOLE
350636
0
0
Jones Lang LaSalle, Inc.
COM
48020Q107
69
461
SH
DFND
1
461
0
0
Jones Lang LaSalle, Inc.
COM
48020Q107
2755
18500
SH
DFND
18500
0
0
JPMorgan Chase & Co.
COM
46625H100
17027
159218
SH
SOLE
159218
0
0
Kaiser Aluminum Corp.
COM PAR $0.01
483007704
12413
116174
SH
SOLE
116174
0
0
Kearny Financial Corp/MD
COM
48716p108
3571
247128
SH
SOLE
247128
0
0
Kellogg Co.
COM
487836108
3680
54137
SH
SOLE
1
54137
0
0
KeyCorp.
COM
493267108
3841
190443
SH
SOLE
1
190443
0
0
Kimberly-Clark Corp.
COM
494368103
394
3262
SH
SOLE
1
3262
0
0
KLX, Inc.
COM
482539103
18549
271777
SH
SOLE
271777
0
0
Korn/Ferry International
COM
500643200
13757
332444
SH
SOLE
332444
0
0
Kroger Co., The
COM
501044101
231
8417
SH
SOLE
1
8417
0
0
Lamb Weston Holdings, Inc.
COM
513272104
3011
53333
SH
SOLE
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0
0
Legg Mason, Inc.
COM
524901105
24291
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SH
SOLE
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0
0
Ligand Pharmaceuticals, Inc.
COM
53220K504
24034
175520
SH
SOLE
175520
0
0
Macy's, Inc.
COM
55616P104
924
36686
SH
SOLE
1
36686
0
0
Marriott International, Inc., Class A
CL A
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SH
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1
17562
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Masco Corp.
COM
574599106
1784
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SH
SOLE
40597
0
0
MasTec, Inc.
COM
576323109
14426
294709
SH
SOLE
294709
0
0
MasterCard, Inc., Class A
CL A
57636Q104
1329
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SH
SOLE
1
8783
0
0
McKesson Corp.
COM
58155q103
307
1970
SH
SOLE
1
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0
0
Medtronic PLC
SHS
G5960L103
1019
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SH
SOLE
1
12624
0
0
Meridian Bancorp, Inc.
COM
58958U103
20746
1007106
SH
SOLE
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0
0
MetLife, Inc.
COM
59156R108
425
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SH
SOLE
1
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0
0
Michael Kors Holdings, Ltd.
SHS
G60754101
1049
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SH
SOLE
1
16661
0
0
Microsoft Corp.
COM
594918104
5742
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SH
DFND
1
67126
0
0
Microsoft Corp.
COM
594918104
30526
356857
SH
DFND
356857
0
0
Mondelez International, Inc., Class A
CL A
609207105
596
13918
SH
DFND
1
13918
0
0
Mondelez International, Inc., Class A
CL A
609207105
15108
353000
SH
DFND
353000
0
0
Moody's Corp.
COM
615369105
237
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SH
SOLE
1
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0
0
MRC Global, Inc.
COM
55345K103
24674
1458303
SH
SOLE
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0
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Natus Medical, Inc.
COM
639050103
30740
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SH
SOLE
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0
0
Newell Brands, Inc.
COM
651229106
4431
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SH
SOLE
143403
0
0
Newmont Mining Corp.
COM
651639106
720
19193
SH
DFND
1
19193
0
0
Newmont Mining Corp.
COM
651639106
6003
160000
SH
DFND
160000
0
0
Occidental Petroleum Corp.
COM
674599105
522
7087
SH
SOLE
1
7087
0
0
ONE Gas, Inc.
COM
68235P108
5446
74344
SH
SOLE
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0
0
Oracle Corp.
COM
68389x105
1340
28337
SH
DFND
1
28337
0
0
Oracle Corp.
COM
68389x105
18463
390500
SH
DFND
390500
0
0
ORBCOMM, Inc.
COM
68555P100
8818
866213
SH
SOLE
866213
0
0
Parsley Energy, Inc., Class A
CL A
701877102
8688
295099
SH
SOLE
295099
0
0
Pentair PLC
SHS
G7S00T104
10556
149472
SH
SOLE
149472
0
0
PepsiCo, Inc.
COM
713448108
1647
13735
SH
DFND
1
13735
0
0
PepsiCo, Inc.
COM
713448108
23090
192545
SH
DFND
192545
0
0
Performance Food Group Co.
COM
71377A103
13555
409521
SH
SOLE
409521
0
0
Phillips 66
COM
718546104
415
4101
SH
SOLE
1
4101
0
0
Physicians Realty Trust, REIT
COM
71943U104
14227
790830
SH
SOLE
790830
0
0
Pioneer Natural Resources Co.
COM
723787107
12309
71214
SH
SOLE
71214
0
0
Planet Fitness, Inc., Class A
CL A
72703H101
7016
202599
SH
SOLE
202599
0
0
PNC Financial Services Group, Inc.
COM
693475105
641
4442
SH
SOLE
1
4442
0
0
Power Integration, Inc
COM
739276103
10749
146151
SH
SOLE
146151
0
0
Principal Financial Group, Inc.
COM
74251V102
3566
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SH
SOLE
1
50533
0
0
Procter & Gamble Co., The
COM
742718109
3282
35718
SH
SOLE
1
35718
0
0
Progressive Corp., The
COM
743315103
304
5392
SH
SOLE
1
5392
0
0
Prologis, Inc., REIT
COM
74340W103
15031
233000
SH
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Prudential Financial, Inc.
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15212
132300
SH
SOLE
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0
0
Qorvo, Inc.
COM
74736k101
1332
20000
SH
SOLE
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0
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RenaissanceRe Holdings, Ltd.
COM
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11107
88438
SH
SOLE
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0
0
Robert Half International, Inc.
COM
770323103
2143
38579
SH
SOLE
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0
0
Ryman Hospitality Properties, Inc., REIT
COM
78377t107
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SOLE
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0
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S&P Global, Inc.
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78409V104
412
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SOLE
1
2433
0
0
salesforce.com, Inc.
COM
79466L302
638
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SH
SOLE
1
6241
0
0
Schlumberger, Ltd.
COM
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11718
173877
SH
SOLE
173877
0
0
Scotts Miracle-Gro Co., The
CL A
810186106
11580
108235
SH
SOLE
108235
0
0
SemGroup Corp, Class A
CL A
81663A105
18593
615650
SH
SOLE
615650
0
0
Sempra Energy
COM
816851109
679
6350
SH
SOLE
1
6350
0
0
Sinclair Broadcast Group, Inc.
CL A
829226109
19266
509022
SH
SOLE
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0
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Skyworks Solutions, Inc.
COM
83088M102
1567
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SH
SOLE
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0
SS&C Technologies Holdings, Inc.
COM
78467J100
24021
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SH
SOLE
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0
0
Stanley Black & Decker, Inc.
COM
854502101
251
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SH
DFND
1
1481
0
0
Stanley Black & Decker, Inc.
COM
854502101
17930
105663
SH
DFND
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0
0
Starbucks Corp.
COM
855244109
766
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SH
SOLE
1
13331
0
0
Stryker Corp.
COM
863667101
491
3173
SH
SOLE
1
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0
0
Synchrony Financial
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87165B103
290
7508
SH
SOLE
1
7508
0
0
Target Corp.
COM
87612E106
3831
58711
SH
SOLE
1
58711
0
0
TE Connectivity, Ltd.
REG SHS
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11177
117600
SH
SOLE
117600
0
0
Terreno Realty Corp., REIT
COM
88146M101
8140
232170
SH
SOLE
232170
0
0
Texas Instruments, Inc.
COM
882508104
3897
37311
SH
DFND
1
37311
0
0
Texas Instruments, Inc.
COM
882508104
18851
180500
SH
DFND
180500
0
0
Thermo Fisher Scientific, Inc.
COM
883556102
18556
97727
SH
SOLE
97727
0
0
Thermon Group Holdings, Inc.
COM
88362t103
5497
232230
SH
SOLE
232230
0
0
TheStreet, Inc.
COM
88368Q103
2134
1471653
SH
SOLE
1471653
0
0
TJX Cos., Inc., The
COM
872540109
452
5909
SH
SOLE
1
5909
0
0
T-Mobile US, Inc.
COM
872590104
15744
247900
SH
SOLE
247900
0
0
Travelers Cos., Inc., The
COM
89417E109
358
2640
SH
SOLE
1
2640
0
0
Tyson Foods, Inc.
CL A
902494103
214
2644
SH
SOLE
1
2644
0
0
U.S. Bancorp
COM
902973304
829
15472
SH
SOLE
1
15472
0
0
Ulta Beauty, Inc.
COM
90384S303
3626
16211
SH
SOLE
1
16211
0
0
United Parcel Service, Inc., Class B
CL B
911312106
754
6330
SH
SOLE
1
6330
0
0
Unitil Corp.
COM
913259107
18252
400077
SH
SOLE
400077
0
0
US Foods Holding Corp.
COM
912008109
2535
79399
SH
SOLE
79399
0
0
Valero Energy Corp.
COM
91913y100
379
4127
SH
DFND
1
4127
0
0
Valero Energy Corp.
COM
91913y100
11948
130000
SH
DFND
130000
0
0
Valvoline, Inc.
COM
92047w101
18125
723272
SH
SOLE
723272
0
0
Verint Systems, Inc.
COM
92343X100
17577
420000
SH
SOLE
420000
0
0
Versum Materials, Inc.
COM
92532w103
3138
82912
SH
SOLE
82912
0
0
Vertex Pharmaceuticals, Inc.
COM
92532F100
344
2293
SH
SOLE
1
2293
0
0
Viacom, Inc., Class B
CL B
92553P201
1221
39627
SH
SOLE
1
37469
0
0
Visa, Inc., Class A
COM CL A
92826C839
1935
16971
SH
DFND
1
16971
0
0
Visa, Inc., Class A
COM CL A
92826C839
15028
131800
SH
DFND
131800
0
0
Vulcan Materials Co.
COM
929160109
12195
95000
SH
SOLE
95000
0
0
Walgreens Boots Alliance, Inc.
COM
931427108
615
8466
SH
SOLE
1
8466
0
0
Walt Disney Co., The
COM DISNEY
254687106
1547
14385
SH
DFND
1
14385
0
0
Walt Disney Co., The
COM DISNEY
254687106
20344
189230
SH
DFND
189230
0
0
Waste Management, Inc.
COM
94106L109
20939
242627
SH
SOLE
242627
0
0
Watts Water Technologies, Inc., Class A
CL A
942749102
5343
70351
SH
SOLE
70351
0
0
Web.com Group, Inc.
COM
94733a104
10779
494471
SH
SOLE
494471
0
0
WESCO International, Inc.
COM
95082P105
18452
270753
SH
SOLE
270753
0
0
Westell Technologies, Inc., Class A
CL A
957541204
1311
349472
SH
SOLE
349472
0
0
Weyerhaeuser Co., REIT
COM
962166104
244
6917
SH
DFND
1
6917
0
0
Weyerhaeuser Co., REIT
COM
962166104
5025
142500
SH
DFND
142500
0
0
White Mountains Insurance Group, Ltd.
COM
G9618E107
29479
34629
SH
SOLE
34629
0
0
Yum! Brands, Inc.
COM
988498101
3880
47544
SH
SOLE
47544
0
0
Zoetis, Inc.
CL A
98978V103
22819
316754
SH
SOLE
316754
0
0
SPDR S&P 500 ETF Trust
TR UNIT
78462f103
4877
18276
SH
SOLE
1
18276
0
0
iShares Core S&P 500 ETF
CORE S&P500 ETF
464287200
291
1082
SH
SOLE
1
1082
0
0
Vanguard FTSE Developed Market
FTSE DEV MKT ETF
921943858
15512
345783
SH
DFND
345783
0
0
Vanguard FTSE Developed Market
FTSE DEV MKT ETF
921943858
3132
69807
SH
DFND
1
69807
0
0