0001398344-18-002320.txt : 20180214 0001398344-18-002320.hdr.sgml : 20180214 20180214132020 ACCESSION NUMBER: 0001398344-18-002320 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IMPAX ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001127990 IRS NUMBER: 271374824 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05955 FILM NUMBER: 18610343 BUSINESS ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTSMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 8007671729 MAIL ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTSMOUTH STATE: NH ZIP: 03801 FORMER COMPANY: FORMER CONFORMED NAME: PAX WORLD MANAGEMENT LLC DATE OF NAME CHANGE: 20100329 FORMER COMPANY: FORMER CONFORMED NAME: PAX WORLD MANAGEMENT CORP DATE OF NAME CHANGE: 20001108 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001127990 XXXXXXXX 12-31-2017 12-31-2017 false IMPAX ASSET MANAGEMENT LLC
30 Penhallow Street Suite 400 Portsmouth NH 03801
13F HOLDINGS REPORT 028-05955 N
Alicia DuBois Chief Financial Officer 603-431-8022 /s/ Alicia DuBois Portsmouth NH 02-14-2018 1 210 1741353 1 0001616658 028-16245 Pax Ellevate Management LLC
INFORMATION TABLE 2 fp0031092_13fhr-table.xml 13F INFORMATION TABLE Abbott Laboratories COM 002824100 907 15895 SH SOLE 1 15895 0 0 Accenture PLC, Class A SHS CLASS A G1151C101 880 5745 SH SOLE 1 5745 0 0 Aetna, Inc. COM 00817Y108 548 3036 SH SOLE 1 3036 0 0 Alcoa Corp. COM 013872106 1347 24999 SH SOLE 24999 0 0 Alleghany Corp. COM 017175100 1490 2500 SH SOLE 2500 0 0 Allstate Corp., The COM 020002101 359 3427 SH SOLE 1 3427 0 0 Alphabet, Inc., Class A CAP STK CL A 02079K305 2926 2778 SH DFND 1 2778 0 0 Alphabet, Inc., Class A CAP STK CL A 02079K305 18353 17423 SH DFND 17423 0 0 Alphabet, Inc., Class C CAP STK CL C 02079K107 3026 2892 SH DFND 1 2892 0 0 Alphabet, Inc., Class C CAP STK CL C 02079K107 18495 17675 SH DFND 17675 0 0 Amazon.com, Inc. COM 023135106 30335 25939 SH SOLE 25939 0 0 Amdocs, Ltd. SHS G02602103 1473 22500 SH SOLE 22500 0 0 American Electric Power Co., Inc. COM 025537101 338 4598 SH SOLE 1 4598 0 0 American Tower Corp., REIT COM 03027X100 16339 114525 SH SOLE 114525 0 0 American Water Works Co., Inc. COM 030420103 3667 40086 SH SOLE 1 40086 0 0 Ameriprise Financial, Inc. COM 03076C106 251 1482 SH SOLE 1 1482 0 0 Antero Resources Corp. COM 03674X106 27171 1430056 SH SOLE 1430056 0 0 Aon PLC SHS CL A G0408V102 332 2474 SH SOLE 1 2474 0 0 Apple, Inc. COM 037833100 41440 244875 SH SOLE 244875 0 0 Apptio, Inc., Class A CL A 03835c108 14722 625926 SH SOLE 625926 0 0 Aptiv PLC SHS G6095L109 9764 115100 SH SOLE 115100 0 0 Aramark COM 03852U106 3206 75000 SH SOLE 75000 0 0 Autodesk, Inc. COM 052769106 201 1914 SH SOLE 1 1914 0 0 Bank of America Corp. COM 060505104 2690 91123 SH DFND 1 91123 0 0 Bank of America Corp. COM 060505104 21845 740000 SH DFND 740000 0 0 Beacon Roofing Supply, Inc. COM 073685109 24183 379281 SH SOLE 379281 0 0 Becton Dickinson & Co. COM 075887109 459 2144 SH DFND 1 2144 0 0 Becton Dickinson & Co. 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COM 151020104 13993 134085 SH SOLE 134085 0 0 Charter Financial Corp. COM 16122W108 7051 401997 SH SOLE 401997 0 0 Cisco Systems, Inc. COM 17275R102 3225 84200 SH DFND 1 84200 0 0 Cisco Systems, Inc. COM 17275R102 16547 432037 SH DFND 432037 0 0 Citizens Financial Group, Inc. COM 174610105 195 4653 SH DFND 1 4653 0 0 Citizens Financial Group, Inc. COM 174610105 23068 549500 SH DFND 549500 0 0 Citrix Systems, Inc. COM 177376100 4083 46393 SH SOLE 46393 0 0 CME Group, Inc. COM CL A 12572Q105 13364 91500 SH SOLE 91500 0 0 Coca-Cola Co., The COM 191216100 1705 37160 SH SOLE 1 37160 0 0 Colgate-Palmolive Co. COM 194162103 585 7753 SH SOLE 1 7753 0 0 Comfort Systems USA, Inc. COM 199908104 11923 273146 SH SOLE 273146 0 0 Concho Resources, Inc. COM 20605P101 4125 27459 SH SOLE 27459 0 0 ConocoPhillips COM 20825C104 627 11415 SH DFND 1 11415 0 0 ConocoPhillips COM 20825C104 12460 227000 SH DFND 227000 0 0 Consolidated Edison, Inc. COM 209115104 243 2855 SH SOLE 1 2855 0 0 CSX Corp. COM 126408103 465 8460 SH SOLE 1 8460 0 0 Cummins, Inc. COM 231021106 268 1519 SH SOLE 1 1519 0 0 CVS Health Corp. COM 126650100 680 9383 SH SOLE 1 9383 0 0 Deckers Outdoor Corp. COM 243537107 8617 107383 SH SOLE 107383 0 0 Discover Financial Services COM 254709108 270 3506 SH SOLE 1 3506 0 0 Dollar General Corp. COM 256677105 2477 26634 SH SOLE 1 26634 0 0 Dominion Energy, Inc. COM 25746U109 467 5763 SH SOLE 1 5763 0 0 Ecolab, Inc. COM 278865100 10817 80612 SH SOLE 80612 0 0 Eli Lilly & Co. COM 532457108 768 9089 SH SOLE 1 9089 0 0 EMCOR Group, Inc. COM 29084Q100 12377 151400 SH SOLE 151400 0 0 Estee Lauder Cos, Inc., The, Class A CL A 518439104 3710 29159 SH DFND 1 29159 0 0 Estee Lauder Cos, Inc., The, Class A CL A 518439104 17057 134055 SH DFND 134055 0 0 ExlService Holdings, Inc. COM 302081104 8726 144596 SH SOLE 144596 0 0 Expeditors Intl. of Washington, Inc. COM 302130109 1525 23575 SH SOLE 23575 0 0 Facebook, Inc., Class A CL A 30303M102 3819 21641 SH SOLE 1 21641 0 0 Forest City Realty Trust, Inc, ClassA REIT CL A 345605109 3452 143253 SH SOLE 143253 0 0 General Mills, Inc. COM 370334104 1424 24021 SH SOLE 1 24021 0 0 Genpact, Ltd. SHS G3922B107 1337 42110 SH SOLE 42110 0 0 Hain Celestial Group, Inc, The COM 405217100 11668 275263 SH SOLE 275263 0 0 Hartford Financial Services Group COM 416515104 731 12990 SH SOLE 1 12990 0 0 Hewlett Packard Enterprise Co. COM 42824C109 217 15109 SH SOLE 1 15109 0 0 Home Depot, Inc., The COM 437076102 2078 10964 SH DFND 1 10964 0 0 Home Depot, Inc., The COM 437076102 21777 114900 SH DFND 114900 0 0 HomeTrust Bancshares, Inc. COM 437872104 23653 918567 SH SOLE 918567 0 0 HP, Inc. COM 40434L105 325 15472 SH SOLE 1 15472 0 0 IBM COM 459200101 1256 8187 SH SOLE 1 8187 0 0 ICON PLC SHS G4705A100 13255 118194 SH SOLE 118194 0 0 Ingersoll-Rand PLC SHS G47791101 19328 216703 SH SOLE 216703 0 0 Ingredion, Inc. COM 457187102 482 3446 SH SOLE 1 3446 0 0 Intuit, Inc. COM 461202103 1130 7162 SH SOLE 1 7162 0 0 Investors Bancorp, Inc. COM 46146L101 31564 2274094 SH SOLE 2274094 0 0 IQVIA Holdings, Inc. COM 46266C105 3916 40000 SH SOLE 40000 0 0 Itron, Inc. COM 465741106 3410 50000 SH SOLE 50000 0 0 Jamba, Inc. COM 47023A309 3523 437083 SH SOLE 437083 0 0 Johnson & Johnson COM 478160104 3449 24687 SH DFND 1 24687 0 0 Johnson & Johnson COM 478160104 19728 141200 SH DFND 141200 0 0 Johnson Controls International PLC SHS G51502105 13363 350636 SH SOLE 350636 0 0 Jones Lang LaSalle, Inc. COM 48020Q107 69 461 SH DFND 1 461 0 0 Jones Lang LaSalle, Inc. COM 48020Q107 2755 18500 SH DFND 18500 0 0 JPMorgan Chase & Co. COM 46625H100 17027 159218 SH SOLE 159218 0 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 12413 116174 SH SOLE 116174 0 0 Kearny Financial Corp/MD COM 48716p108 3571 247128 SH SOLE 247128 0 0 Kellogg Co. COM 487836108 3680 54137 SH SOLE 1 54137 0 0 KeyCorp. 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COM 58958U103 20746 1007106 SH SOLE 1007106 0 0 MetLife, Inc. COM 59156R108 425 8405 SH SOLE 1 8405 0 0 Michael Kors Holdings, Ltd. SHS G60754101 1049 16661 SH SOLE 1 16661 0 0 Microsoft Corp. COM 594918104 5742 67126 SH DFND 1 67126 0 0 Microsoft Corp. COM 594918104 30526 356857 SH DFND 356857 0 0 Mondelez International, Inc., Class A CL A 609207105 596 13918 SH DFND 1 13918 0 0 Mondelez International, Inc., Class A CL A 609207105 15108 353000 SH DFND 353000 0 0 Moody's Corp. COM 615369105 237 1603 SH SOLE 1 1603 0 0 MRC Global, Inc. COM 55345K103 24674 1458303 SH SOLE 1458303 0 0 Natus Medical, Inc. COM 639050103 30740 804722 SH SOLE 804722 0 0 Newell Brands, Inc. COM 651229106 4431 143403 SH SOLE 143403 0 0 Newmont Mining Corp. COM 651639106 720 19193 SH DFND 1 19193 0 0 Newmont Mining Corp. COM 651639106 6003 160000 SH DFND 160000 0 0 Occidental Petroleum Corp. COM 674599105 522 7087 SH SOLE 1 7087 0 0 ONE Gas, Inc. COM 68235P108 5446 74344 SH SOLE 74344 0 0 Oracle Corp. COM 68389x105 1340 28337 SH DFND 1 28337 0 0 Oracle Corp. COM 68389x105 18463 390500 SH DFND 390500 0 0 ORBCOMM, Inc. COM 68555P100 8818 866213 SH SOLE 866213 0 0 Parsley Energy, Inc., Class A CL A 701877102 8688 295099 SH SOLE 295099 0 0 Pentair PLC SHS G7S00T104 10556 149472 SH SOLE 149472 0 0 PepsiCo, Inc. COM 713448108 1647 13735 SH DFND 1 13735 0 0 PepsiCo, Inc. COM 713448108 23090 192545 SH DFND 192545 0 0 Performance Food Group Co. COM 71377A103 13555 409521 SH SOLE 409521 0 0 Phillips 66 COM 718546104 415 4101 SH SOLE 1 4101 0 0 Physicians Realty Trust, REIT COM 71943U104 14227 790830 SH SOLE 790830 0 0 Pioneer Natural Resources Co. COM 723787107 12309 71214 SH SOLE 71214 0 0 Planet Fitness, Inc., Class A CL A 72703H101 7016 202599 SH SOLE 202599 0 0 PNC Financial Services Group, Inc. COM 693475105 641 4442 SH SOLE 1 4442 0 0 Power Integration, Inc COM 739276103 10749 146151 SH SOLE 146151 0 0 Principal Financial Group, Inc. 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