Chief Financial Officer

0001398344-17-009709.txt : 20170804 0001398344-17-009709.hdr.sgml : 20170804 20170804164357 ACCESSION NUMBER: 0001398344-17-009709 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170804 DATE AS OF CHANGE: 20170804 EFFECTIVENESS DATE: 20170804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PAX WORLD MANAGEMENT LLC CENTRAL INDEX KEY: 0001127990 IRS NUMBER: 271374824 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05955 FILM NUMBER: 171009169 BUSINESS ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTSMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 8007671729 MAIL ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTSMOUTH STATE: NH ZIP: 03801 FORMER COMPANY: FORMER CONFORMED NAME: PAX WORLD MANAGEMENT CORP DATE OF NAME CHANGE: 20001108 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001127990 XXXXXXXX 06-30-2017 06-30-2017 false PAX WORLD MANAGEMENT LLC

30 Penhallow Street Suite 400 Portsmouth NH 03801

13F HOLDINGS REPORT 028-05955 N Alicia DuBois Chief Financial Officer 603-431-8022 /s/ Alicia DuBois Portsmouth NH 08-04-2017 1 211 1772190 1 028-16245 Pax Ellevate Management LLC INFORMATION TABLE 2 fp0026887_13fhr-table.xml 13F INFORMATION TABLE 3M Co. COM 88579Y101 14253 68461 SH SOLE 68461 0 0 Abbott Laboratories COM 002824100 2247 46224 SH SOLE 1 46224 0 0 Accenture PLC, Class A SHS CLASS A G1151C101 597 4830 SH SOLE 1 4830 0 0 Aetna, Inc. COM 00817Y108 2136 14071 SH SOLE 1 14071 0 0 Alcoa Corp. COM 013872106 1632 49999 SH SOLE 49999 0 0 Alleghany Corp. COM 017175100 14445 24286 SH SOLE 24286 0 0 Allstate Corp., The COM 020002101 260 2941 SH SOLE 1 2941 0 0 Alphabet, Inc., Class A CAP STK CL A 02079K305 21878 23533 SH DFND 23533 0 0 Alphabet, Inc., Class A CAP STK CL A 02079K305 2163 2327 SH DFND 1 2327 0 0 Alphabet, Inc., Class C CAP STK CL C 02079K107 21423 23575 SH DFND 23575 0 0 Alphabet, Inc., Class C CAP STK CL C 02079K107 2213 2435 SH DFND 1 2435 0 0 Amazon.com, Inc. COM 023135106 31014 32039 SH SOLE 32039 0 0 Amdocs, Ltd. SHS G02602103 3868 60000 SH SOLE 60000 0 0 American Electric Power Co., Inc. COM 025537101 267 3847 SH SOLE 1 3847 0 0 American Express Co. COM 025816109 1685 20000 SH SOLE 20000 0 0 American Tower Corp., REIT COM 03027X100 15154 114525 SH SOLE 114525 0 0 American Water Works Co., Inc. COM 030420103 2143 27496 SH SOLE 1 27496 0 0 Antero Resources Corp. COM 03674X106 39287 1818006 SH SOLE 1818006 0 0 Aon PLC SHS CL A G0408V102 285 2140 SH SOLE 1 2140 0 0 Apple, Inc. COM 037833100 39948 277375 SH SOLE 277375 0 0 Apptio, Inc., Class A CL A 03835c108 11978 690370 SH SOLE 690370 0 0 Aramark COM 03852U106 3074 75000 SH SOLE 75000 0 0 ARRIS International PLC SHS G0551A103 18474 659308 SH SOLE 659308 0 0 AT&T, Inc. COM 00206R102 13745 364296 SH DFND 364296 0 0 AT&T, Inc. COM 00206R102 1799 47683 SH DFND 1 47683 0 0 Autoliv, Inc. COM 052800109 1537 14000 SH SOLE 14000 0 0 Avnet, Inc. COM 053807103 18738 481956 SH SOLE 481956 0 0 Bank of America Corp. COM 060505104 17952 740000 SH DFND 740000 0 0 Bank of America Corp. COM 060505104 1903 78440 SH DFND 1 78440 0 0 Beacon Roofing Supply, Inc. COM 073685109 15012 306376 SH SOLE 306376 0 0 Becton Dickinson & Co. COM 075887109 356 1826 SH SOLE 1 1826 0 0 Beneficial Bancorp, Inc. COM 08171T102 14250 950000 SH SOLE 950000 0 0 Berkshire Hathaway, Inc., Class B CL B 084670702 26089 154036 SH SOLE 154036 0 0 Best Buy Co., Inc. COM 086516101 225 3931 SH SOLE 1 3931 0 0 Biogen, Inc. COM 09062X103 17073 62918 SH DFND 62918 0 0 Biogen, Inc. COM 09062X103 469 1728 SH DFND 1 1728 0 0 Bristol-Myers Squibb Co. COM 110122108 724 12996 SH SOLE 1 12996 0 0 Brookdale Senior Living, Inc. COM 112463104 14398 978792 SH SOLE 978792 0 0 Callidus Software, Inc. COM 13123E500 12463 515000 SH SOLE 515000 0 0 Capitol Federal Financial, Inc. COM 14057j101 30047 2114469 SH SOLE 2114469 0 0 Carter's, Inc. COM 146229109 24307 273271 SH SOLE 273271 0 0 CatchMark Timber Trust, Inc, Class A, REIT CL A 14912Y202 10778 947912 SH SOLE 947912 0 0 Celanese Corp., Class A COM SER A 150870103 4272 45000 SH DFND 45000 0 0 Celanese Corp., Class A COM SER A 150870103 114 1200 SH DFND 1 1200 0 0 Celgene Corp. COM 151020104 16115 124085 SH SOLE 124085 0 0 Charles Schwab Corp., The COM 808513105 10651 247927 SH SOLE 247927 0 0 Charter Financial Corp. COM 16122W108 7236 401997 SH SOLE 401997 0 0 Check Point Software Technologies, Ltd. ORD m22465104 2400 22000 SH SOLE 22000 0 0 Chubb, Ltd. COM H1467J104 30592 210431 SH SOLE 210431 0 0 Cigna Corp. COM 125509109 341 2040 SH SOLE 1 2040 0 0 Cisco Systems, Inc. COM 17275R102 27694 884784 SH DFND 884784 0 0 Cisco Systems, Inc. COM 17275R102 1221 39025 SH DFND 1 39025 0 0 Citizens Financial Group, Inc. COM 174610105 2498 70000 SH DFND 70000 0 0 Citizens Financial Group, Inc. COM 174610105 143 4000 SH DFND 1 4000 0 0 Citrix Systems, Inc. COM 177376100 3183 40000 SH SOLE 40000 0 0 Coca-Cola Co., The COM 191216100 1428 31835 SH SOLE 1 31835 0 0 Colgate-Palmolive Co. COM 194162103 492 6632 SH SOLE 1 6632 0 0 Conagra Brands, Inc. COM 205887102 2503 70000 SH SOLE 70000 0 0 Concho Resources, Inc. COM 20605P101 3823 31459 SH SOLE 31459 0 0 ConocoPhillips COM 20825C104 4396 100000 SH DFND 100000 0 0 ConocoPhillips COM 20825C104 426 9697 SH DFND 1 9697 0 0 Crown Castle International Corp., REIT COM 22822V101 18157 181248 SH SOLE 181248 0 0 Cummins, Inc. COM 231021106 281 1735 SH SOLE 1 1735 0 0 CVS Health Corp. COM 126650100 673 8367 SH SOLE 1 8367 0 0 Deere & Co. COM 244199105 260 2100 SH SOLE 1 2100 0 0 Dominion Energy, Inc. COM 25746U109 379 4948 SH SOLE 1 4948 0 0 Duke Energy Corp. COM 26441C204 452 5403 SH SOLE 1 5403 0 0 Ecolab, Inc. COM 278865100 10701 80612 SH DFND 80612 0 0 Ecolab, Inc. COM 278865100 272 2051 SH DFND 1 2051 0 0 Eli Lilly & Co. COM 532457108 642 7795 SH SOLE 1 7795 0 0 EMCOR Group, Inc. COM 29084Q100 14475 221400 SH SOLE 221400 0 0 EOG Resources, Inc. COM 26875P101 10523 116248 SH SOLE 116248 0 0 Estee Lauder Cos, Inc., The, Class A CL A 518439104 18270 190355 SH DFND 190355 0 0 Estee Lauder Cos, Inc., The, Class A CL A 518439104 1619 16867 SH DFND 1 16867 0 0 ExlService Holdings, Inc. COM 302081104 12456 224103 SH SOLE 224103 0 0 Expeditors Intl. of Washington, Inc. COM 302130109 1727 30575 SH SOLE 30575 0 0 Facebook, Inc., Class A CL A 30303M102 2748 18198 SH SOLE 1 18198 0 0 First Republic Bank COM 33616C100 10553 105429 SH DFND 105429 0 0 First Republic Bank COM 33616C100 129 1286 SH DFND 1 1286 0 0 Forest City Realty Trust, Inc, ClassA REIT CL A 345605109 2737 113253 SH SOLE 113253 0 0 General Mills, Inc. COM 370334104 1258 22709 SH SOLE 1 22709 0 0 Genpact, Ltd. SHS G3922B107 2168 77910 SH SOLE 77910 0 0 Gentex Corp. COM 371901109 18211 960000 SH SOLE 960000 0 0 Gilead Sciences, Inc. COM 375558103 12822 181151 SH SOLE 181151 0 0 Hartford Financial Services Group COM 416515104 646 12281 SH SOLE 1 12281 0 0 Hologic, Inc. COM 436440101 2773 61100 SH DFND 61100 0 0 Hologic, Inc. COM 436440101 91 2014 SH DFND 1 2014 0 0 Home Depot, Inc., The COM 437076102 1452 9466 SH SOLE 1 9466 0 0 HomeTrust Bancshares, Inc. COM 437872104 18995 778499 SH SOLE 778499 0 0 HP, Inc. COM 40434L105 233 13329 SH SOLE 1 13329 0 0 IBM COM 459200101 1083 7042 SH SOLE 1 7042 0 0 ICF International, Inc. COM 44925C103 5407 114793 SH SOLE 114793 0 0 ICON PLC SHS G4705A100 23744 242807 SH SOLE 242807 0 0 Ingersoll-Rand PLC SHS G47791101 22482 246003 SH DFND 246003 0 0 Ingersoll-Rand PLC SHS G47791101 192 2100 SH DFND 1 2100 0 0 Ingredion, Inc. COM 457187102 389 3259 SH SOLE 1 3259 0 0 Intuit, Inc. COM 461202103 262 1970 SH SOLE 1 1970 0 0 Investors Bancorp, Inc. COM 46146L101 34111 2553239 SH SOLE 2553239 0 0 ION Geophysical Corp. COM 462044207 218 50000 SH SOLE 50000 0 0 Jamba, Inc. COM 47023A309 5064 650000 SH SOLE 650000 0 0 Johnson & Johnson COM 478160104 18679 141200 SH DFND 141200 0 0 Johnson & Johnson COM 478160104 2797 21143 SH DFND 1 21143 0 0 Johnson Controls International PLC SHS G51502105 3809 87836 SH SOLE 87836 0 0 Jones Lang LaSalle, Inc. COM 48020Q107 2938 23500 SH DFND 23500 0 0 Jones Lang LaSalle, Inc. COM 48020Q107 54 435 SH DFND 1 435 0 0 JPMorgan Chase & Co. COM 46625H100 13437 147018 SH SOLE 147018 0 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 16007 180833 SH SOLE 180833 0 0 Kearny Financial Corp/MD COM 48716p108 17837 1201135 SH SOLE 1201135 0 0 Kellogg Co. COM 487836108 1437 20681 SH SOLE 1 20681 0 0 KeyCorp. COM 493267108 2698 143984 SH SOLE 1 143984 0 0 Kimberly-Clark Corp. COM 494368103 359 2784 SH SOLE 1 2784 0 0 KLX, Inc. COM 482539103 13250 265000 SH SOLE 265000 0 0 Korn/Ferry International COM 500643200 13151 380847 SH SOLE 380847 0 0 Lamb Weston Holdings, Inc. COM 513272104 2349 53333 SH SOLE 53333 0 0 Legg Mason, Inc. COM 524901105 28518 747330 SH SOLE 747330 0 0 Ligand Pharmaceuticals, Inc. COM 53220K504 22148 182440 SH SOLE 182440 0 0 Macy's, Inc. COM 55616P104 806 34700 SH SOLE 1 34700 0 0 Marriott International, Inc., Class A CL A 571903202 1666 16604 SH SOLE 1 16604 0 0 Masco Corp. COM 574599106 2315 60597 SH SOLE 60597 0 0 MasterCard, Inc., Class A CL A 57636Q104 911 7503 SH SOLE 1 7503 0 0 McKesson Corp. COM 58155q103 290 1762 SH SOLE 1 1762 0 0 Medtronic PLC SHS G5960L103 961 10832 SH SOLE 1 10832 0 0 Merck & Co., Inc. COM 58933Y105 21393 333794 SH SOLE 333794 0 0 Meridian Bancorp, Inc. COM 58958U103 14610 864516 SH SOLE 864516 0 0 MetLife, Inc. COM 59156R108 404 7347 SH SOLE 1 7347 0 0 Michael Kors Holdings, Ltd. SHS G60754101 419 11550 SH SOLE 1 11550 0 0 Microsoft Corp. COM 594918104 37798 548357 SH DFND 548357 0 0 Microsoft Corp. COM 594918104 3952 57336 SH DFND 1 57336 0 0 Mohawk Industries, Inc. COM 608190104 14478 59903 SH SOLE 59903 0 0 Mondelez International, Inc., Class A CL A 609207105 521 12059 SH SOLE 1 12059 0 0 MRC Global, Inc. COM 55345K103 17250 1044200 SH SOLE 1044200 0 0 MSCI, Inc. COM 55354G100 357 3466 SH SOLE 1 3466 0 0 Natus Medical, Inc. COM 639050103 28151 754722 SH SOLE 754722 0 0 Netflix, Inc. COM 64110L106 508 3401 SH SOLE 1 3401 0 0 Newell Brands, Inc. COM 651229106 20022 373403 SH SOLE 373403 0 0 Newmont Mining Corp. COM 651639106 4859 150000 SH DFND 150000 0 0 Newmont Mining Corp. COM 651639106 588 18149 SH DFND 1 18149 0 0 NIKE, Inc., Class B CL B 654106103 2509 42523 SH SOLE 1 42523 0 0 Occidental Petroleum Corp. COM 674599105 359 6000 SH SOLE 1 6000 0 0 ONE Gas, Inc. COM 68235P108 5190 74344 SH SOLE 74344 0 0 ORBCOMM, Inc. COM 68555P100 8743 773688 SH SOLE 773688 0 0 Parsley Energy, Inc., Class A CL A 701877102 1388 50000 SH SOLE 50000 0 0 Patterson Cos., Inc. COM 703395103 592 12601 SH SOLE 1 12601 0 0 PayPal Holdings Inc COM 70450Y103 10734 200000 SH SOLE 200000 0 0 PDC Energy, Inc. COM 69327R101 8891 206232 SH SOLE 206232 0 0 PepsiCo, Inc. COM 713448108 22237 192545 SH DFND 192545 0 0 PepsiCo, Inc. COM 713448108 1500 12986 SH DFND 1 12986 0 0 Performance Food Group Co. COM 71377A103 17825 650536 SH SOLE 650536 0 0 Phillips 66 COM 718546104 304 3677 SH SOLE 1 3677 0 0 Physicians Realty Trust, REIT COM 71943U104 11322 562148 SH SOLE 562148 0 0 Pioneer Natural Resources Co. COM 723787107 14939 93614 SH SOLE 93614 0 0 Planet Fitness, Inc., Class A CL A 72703H101 8402 360000 SH SOLE 360000 0 0 PNC Financial Services Group, Inc. COM 693475105 475 3800 SH SOLE 1 3800 0 0 Principal Financial Group, Inc. COM 74251V102 2856 44572 SH SOLE 1 44572 0 0 Procter & Gamble Co., The COM 742718109 3582 41103 SH DFND 41103 0 0 Procter & Gamble Co., The COM 742718109 1741 19972 SH DFND 1 19972 0 0 Progressive Corp., The COM 743315103 203 4600 SH SOLE 1 4600 0 0 Prologis, Inc., REIT COM 74340W103 13663 233000 SH SOLE 233000 0 0 Prudential Financial, Inc. COM 744320102 361 3340 SH SOLE 1 3340 0 0 Qorvo, Inc. COM 74736k101 1900 30000 SH SOLE 30000 0 0 RenaissanceRe Holdings, Ltd. COM G7496G103 22796 163938 SH SOLE 163938 0 0 Robert Half International, Inc. COM 770323103 1438 30000 SH SOLE 30000 0 0 Ryman Hospitality Properties, Inc., REIT COM 78377t107 12611 197012 SH SOLE 197012 0 0 salesforce.com, Inc. COM 79466L302 2555 29500 SH SOLE 1 29500 0 0 Schlumberger, Ltd. COM 806857108 15695 238377 SH SOLE 238377 0 0 SemGroup Corp, Class A CL A 81663A105 20380 754797 SH SOLE 754797 0 0 Sempra Energy COM 816851109 215 1903 SH SOLE 1 1903 0 0 Sinclair Broadcast Group, Inc. CL A 829226109 14773 449022 SH SOLE 449022 0 0 Skyworks Solutions, Inc. COM 83088M102 1679 17500 SH SOLE 17500 0 0 Snap-on, Inc. COM 833034101 790 5000 SH SOLE 5000 0 0 Stanley Black & Decker, Inc. COM 854502101 22779 161863 SH SOLE 161863 0 0 Target Corp. COM 87612E106 544 10400 SH SOLE 1 10400 0 0 Terreno Realty Corp., REIT COM 88146M101 9904 294230 SH SOLE 294230 0 0 Texas Instruments, Inc. COM 882508104 2752 35775 SH SOLE 1 35775 0 0 Thermo Fisher Scientific, Inc. COM 883556102 20156 115527 SH SOLE 115527 0 0 Thermon Group Holdings, Inc. COM 88362t103 12249 638950 SH SOLE 638950 0 0 TheStreet, Inc. COM 88368Q103 1221 1471653 SH SOLE 1471653 0 0 TJX Cos., Inc., The COM 872540109 367 5087 SH SOLE 1 5087 0 0 Toll Brothers, Inc. COM 889478103 12525 317016 SH SOLE 317016 0 0 Travelers Cos., Inc., The COM 89417E109 291 2296 SH SOLE 1 2296 0 0 U.S. Bancorp COM 902973304 11108 213939 SH DFND 213939 0 0 U.S. Bancorp COM 902973304 687 13225 SH DFND 1 13225 0 0 Ulta Beauty, Inc. COM 90384S303 810 2820 SH SOLE 1 2820 0 0 United Parcel Service, Inc., Class B CL B 911312106 595 5383 SH SOLE 1 5383 0 0 Unitil Corp. COM 913259107 18504 383023 SH SOLE 383023 0 0 US Foods Holding Corp. COM 912008109 27659 1016112 SH SOLE 1016112 0 0 Valero Energy Corp. COM 91913y100 8770 130000 SH SOLE 130000 0 0 Validus Holdings, Ltd. COM SHS G9319H102 13234 254652 SH SOLE 254652 0 0 Valvoline, Inc. COM 92047w101 3814 160775 SH SOLE 160775 0 0 Verint Systems, Inc. COM 92343X100 17094 420000 SH SOLE 420000 0 0 Verizon Communications, Inc. COM 92343V104 1414 31663 SH SOLE 1 31663 0 0 Vertex Pharmaceuticals, Inc. COM 92532F100 253 1966 SH SOLE 1 1966 0 0 Visa, Inc., Class A COM CL A 92826C839 1363 14538 SH SOLE 1 14538 0 0 Vulcan Materials Co. COM 929160109 7601 60000 SH SOLE 60000 0 0 Walgreens Boots Alliance, Inc. COM 931427108 564 7200 SH SOLE 1 7200 0 0 Walt Disney Co., The COM DISNEY 254687106 20106 189230 SH DFND 189230 0 0 Walt Disney Co., The COM DISNEY 254687106 1254 11802 SH DFND 1 11802 0 0 Waste Management, Inc. COM 94106L109 22718 309727 SH SOLE 309727 0 0 WESCO International, Inc. COM 95082P105 11862 207008 SH SOLE 207008 0 0 Westell Technologies, Inc., Class A CL A 957541204 1225 391420 SH SOLE 391420 0 0 Weyerhaeuser Co., REIT COM 962166104 4774 142500 SH DFND 142500 0 0 Weyerhaeuser Co., REIT COM 962166104 1281 38239 SH DFND 1 38239 0 0 White Mountains Insurance Group, Ltd. COM G9618E107 27366 31505 SH SOLE 31505 0 0 Whole Foods Market, Inc. COM 966837106 22367 531151 SH SOLE 531151 0 0 Xerox Corp. COM 984121608 1227 42707 SH SOLE 1 42707 0 0 Yum! Brands, Inc. COM 988498101 4318 58544 SH SOLE 58544 0 0 Zoetis, Inc. CL A 98978V103 19759 316754 SH SOLE 316754 0 0 iShares Core S&P 500 ETF CORE S&P500 ETF 464287200 1720 7067 SH SOLE 1 7067 0 0 iShares MSCI EAFE ETF MSCI EAFE ETF 464287465 9906 151938 SH DFND 151938 0 0 iShares MSCI EAFE ETF MSCI EAFE ETF 464287465 938 14386 SH DFND 1 14386 0 0 iShares Russell 2000 Value ETF RUS 2000 VAL ETF 464287630 10264 86349 SH SOLE 86349 0 0