0001398344-17-009709.txt : 20170804
0001398344-17-009709.hdr.sgml : 20170804
20170804164357
ACCESSION NUMBER: 0001398344-17-009709
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170804
DATE AS OF CHANGE: 20170804
EFFECTIVENESS DATE: 20170804
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PAX WORLD MANAGEMENT LLC
CENTRAL INDEX KEY: 0001127990
IRS NUMBER: 271374824
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05955
FILM NUMBER: 171009169
BUSINESS ADDRESS:
STREET 1: 30 PENHALLOW STREET
STREET 2: SUITE 400
CITY: PORTSMOUTH
STATE: NH
ZIP: 03801
BUSINESS PHONE: 8007671729
MAIL ADDRESS:
STREET 1: 30 PENHALLOW STREET
STREET 2: SUITE 400
CITY: PORTSMOUTH
STATE: NH
ZIP: 03801
FORMER COMPANY:
FORMER CONFORMED NAME: PAX WORLD MANAGEMENT CORP
DATE OF NAME CHANGE: 20001108
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001127990
XXXXXXXX
06-30-2017
06-30-2017
false
PAX WORLD MANAGEMENT LLC
30 Penhallow Street
Suite 400
Portsmouth
NH
03801
13F HOLDINGS REPORT
028-05955
N
Alicia DuBois
Chief Financial Officer
603-431-8022
/s/ Alicia DuBois
Portsmouth
NH
08-04-2017
1
211
1772190
1
028-16245
Pax Ellevate Management LLC
INFORMATION TABLE
2
fp0026887_13fhr-table.xml
13F INFORMATION TABLE
3M Co.
COM
88579Y101
14253
68461
SH
SOLE
68461
0
0
Abbott Laboratories
COM
002824100
2247
46224
SH
SOLE
1
46224
0
0
Accenture PLC, Class A
SHS CLASS A
G1151C101
597
4830
SH
SOLE
1
4830
0
0
Aetna, Inc.
COM
00817Y108
2136
14071
SH
SOLE
1
14071
0
0
Alcoa Corp.
COM
013872106
1632
49999
SH
SOLE
49999
0
0
Alleghany Corp.
COM
017175100
14445
24286
SH
SOLE
24286
0
0
Allstate Corp., The
COM
020002101
260
2941
SH
SOLE
1
2941
0
0
Alphabet, Inc., Class A
CAP STK CL A
02079K305
21878
23533
SH
DFND
23533
0
0
Alphabet, Inc., Class A
CAP STK CL A
02079K305
2163
2327
SH
DFND
1
2327
0
0
Alphabet, Inc., Class C
CAP STK CL C
02079K107
21423
23575
SH
DFND
23575
0
0
Alphabet, Inc., Class C
CAP STK CL C
02079K107
2213
2435
SH
DFND
1
2435
0
0
Amazon.com, Inc.
COM
023135106
31014
32039
SH
SOLE
32039
0
0
Amdocs, Ltd.
SHS
G02602103
3868
60000
SH
SOLE
60000
0
0
American Electric Power Co., Inc.
COM
025537101
267
3847
SH
SOLE
1
3847
0
0
American Express Co.
COM
025816109
1685
20000
SH
SOLE
20000
0
0
American Tower Corp., REIT
COM
03027X100
15154
114525
SH
SOLE
114525
0
0
American Water Works Co., Inc.
COM
030420103
2143
27496
SH
SOLE
1
27496
0
0
Antero Resources Corp.
COM
03674X106
39287
1818006
SH
SOLE
1818006
0
0
Aon PLC
SHS CL A
G0408V102
285
2140
SH
SOLE
1
2140
0
0
Apple, Inc.
COM
037833100
39948
277375
SH
SOLE
277375
0
0
Apptio, Inc., Class A
CL A
03835c108
11978
690370
SH
SOLE
690370
0
0
Aramark
COM
03852U106
3074
75000
SH
SOLE
75000
0
0
ARRIS International PLC
SHS
G0551A103
18474
659308
SH
SOLE
659308
0
0
AT&T, Inc.
COM
00206R102
13745
364296
SH
DFND
364296
0
0
AT&T, Inc.
COM
00206R102
1799
47683
SH
DFND
1
47683
0
0
Autoliv, Inc.
COM
052800109
1537
14000
SH
SOLE
14000
0
0
Avnet, Inc.
COM
053807103
18738
481956
SH
SOLE
481956
0
0
Bank of America Corp.
COM
060505104
17952
740000
SH
DFND
740000
0
0
Bank of America Corp.
COM
060505104
1903
78440
SH
DFND
1
78440
0
0
Beacon Roofing Supply, Inc.
COM
073685109
15012
306376
SH
SOLE
306376
0
0
Becton Dickinson & Co.
COM
075887109
356
1826
SH
SOLE
1
1826
0
0
Beneficial Bancorp, Inc.
COM
08171T102
14250
950000
SH
SOLE
950000
0
0
Berkshire Hathaway, Inc., Class B
CL B
084670702
26089
154036
SH
SOLE
154036
0
0
Best Buy Co., Inc.
COM
086516101
225
3931
SH
SOLE
1
3931
0
0
Biogen, Inc.
COM
09062X103
17073
62918
SH
DFND
62918
0
0
Biogen, Inc.
COM
09062X103
469
1728
SH
DFND
1
1728
0
0
Bristol-Myers Squibb Co.
COM
110122108
724
12996
SH
SOLE
1
12996
0
0
Brookdale Senior Living, Inc.
COM
112463104
14398
978792
SH
SOLE
978792
0
0
Callidus Software, Inc.
COM
13123E500
12463
515000
SH
SOLE
515000
0
0
Capitol Federal Financial, Inc.
COM
14057j101
30047
2114469
SH
SOLE
2114469
0
0
Carter's, Inc.
COM
146229109
24307
273271
SH
SOLE
273271
0
0
CatchMark Timber Trust, Inc, Class A, REIT
CL A
14912Y202
10778
947912
SH
SOLE
947912
0
0
Celanese Corp., Class A
COM SER A
150870103
4272
45000
SH
DFND
45000
0
0
Celanese Corp., Class A
COM SER A
150870103
114
1200
SH
DFND
1
1200
0
0
Celgene Corp.
COM
151020104
16115
124085
SH
SOLE
124085
0
0
Charles Schwab Corp., The
COM
808513105
10651
247927
SH
SOLE
247927
0
0
Charter Financial Corp.
COM
16122W108
7236
401997
SH
SOLE
401997
0
0
Check Point Software Technologies, Ltd.
ORD
m22465104
2400
22000
SH
SOLE
22000
0
0
Chubb, Ltd.
COM
H1467J104
30592
210431
SH
SOLE
210431
0
0
Cigna Corp.
COM
125509109
341
2040
SH
SOLE
1
2040
0
0
Cisco Systems, Inc.
COM
17275R102
27694
884784
SH
DFND
884784
0
0
Cisco Systems, Inc.
COM
17275R102
1221
39025
SH
DFND
1
39025
0
0
Citizens Financial Group, Inc.
COM
174610105
2498
70000
SH
DFND
70000
0
0
Citizens Financial Group, Inc.
COM
174610105
143
4000
SH
DFND
1
4000
0
0
Citrix Systems, Inc.
COM
177376100
3183
40000
SH
SOLE
40000
0
0
Coca-Cola Co., The
COM
191216100
1428
31835
SH
SOLE
1
31835
0
0
Colgate-Palmolive Co.
COM
194162103
492
6632
SH
SOLE
1
6632
0
0
Conagra Brands, Inc.
COM
205887102
2503
70000
SH
SOLE
70000
0
0
Concho Resources, Inc.
COM
20605P101
3823
31459
SH
SOLE
31459
0
0
ConocoPhillips
COM
20825C104
4396
100000
SH
DFND
100000
0
0
ConocoPhillips
COM
20825C104
426
9697
SH
DFND
1
9697
0
0
Crown Castle International Corp., REIT
COM
22822V101
18157
181248
SH
SOLE
181248
0
0
Cummins, Inc.
COM
231021106
281
1735
SH
SOLE
1
1735
0
0
CVS Health Corp.
COM
126650100
673
8367
SH
SOLE
1
8367
0
0
Deere & Co.
COM
244199105
260
2100
SH
SOLE
1
2100
0
0
Dominion Energy, Inc.
COM
25746U109
379
4948
SH
SOLE
1
4948
0
0
Duke Energy Corp.
COM
26441C204
452
5403
SH
SOLE
1
5403
0
0
Ecolab, Inc.
COM
278865100
10701
80612
SH
DFND
80612
0
0
Ecolab, Inc.
COM
278865100
272
2051
SH
DFND
1
2051
0
0
Eli Lilly & Co.
COM
532457108
642
7795
SH
SOLE
1
7795
0
0
EMCOR Group, Inc.
COM
29084Q100
14475
221400
SH
SOLE
221400
0
0
EOG Resources, Inc.
COM
26875P101
10523
116248
SH
SOLE
116248
0
0
Estee Lauder Cos, Inc., The, Class A
CL A
518439104
18270
190355
SH
DFND
190355
0
0
Estee Lauder Cos, Inc., The, Class A
CL A
518439104
1619
16867
SH
DFND
1
16867
0
0
ExlService Holdings, Inc.
COM
302081104
12456
224103
SH
SOLE
224103
0
0
Expeditors Intl. of Washington, Inc.
COM
302130109
1727
30575
SH
SOLE
30575
0
0
Facebook, Inc., Class A
CL A
30303M102
2748
18198
SH
SOLE
1
18198
0
0
First Republic Bank
COM
33616C100
10553
105429
SH
DFND
105429
0
0
First Republic Bank
COM
33616C100
129
1286
SH
DFND
1
1286
0
0
Forest City Realty Trust, Inc, ClassA REIT
CL A
345605109
2737
113253
SH
SOLE
113253
0
0
General Mills, Inc.
COM
370334104
1258
22709
SH
SOLE
1
22709
0
0
Genpact, Ltd.
SHS
G3922B107
2168
77910
SH
SOLE
77910
0
0
Gentex Corp.
COM
371901109
18211
960000
SH
SOLE
960000
0
0
Gilead Sciences, Inc.
COM
375558103
12822
181151
SH
SOLE
181151
0
0
Hartford Financial Services Group
COM
416515104
646
12281
SH
SOLE
1
12281
0
0
Hologic, Inc.
COM
436440101
2773
61100
SH
DFND
61100
0
0
Hologic, Inc.
COM
436440101
91
2014
SH
DFND
1
2014
0
0
Home Depot, Inc., The
COM
437076102
1452
9466
SH
SOLE
1
9466
0
0
HomeTrust Bancshares, Inc.
COM
437872104
18995
778499
SH
SOLE
778499
0
0
HP, Inc.
COM
40434L105
233
13329
SH
SOLE
1
13329
0
0
IBM
COM
459200101
1083
7042
SH
SOLE
1
7042
0
0
ICF International, Inc.
COM
44925C103
5407
114793
SH
SOLE
114793
0
0
ICON PLC
SHS
G4705A100
23744
242807
SH
SOLE
242807
0
0
Ingersoll-Rand PLC
SHS
G47791101
22482
246003
SH
DFND
246003
0
0
Ingersoll-Rand PLC
SHS
G47791101
192
2100
SH
DFND
1
2100
0
0
Ingredion, Inc.
COM
457187102
389
3259
SH
SOLE
1
3259
0
0
Intuit, Inc.
COM
461202103
262
1970
SH
SOLE
1
1970
0
0
Investors Bancorp, Inc.
COM
46146L101
34111
2553239
SH
SOLE
2553239
0
0
ION Geophysical Corp.
COM
462044207
218
50000
SH
SOLE
50000
0
0
Jamba, Inc.
COM
47023A309
5064
650000
SH
SOLE
650000
0
0
Johnson & Johnson
COM
478160104
18679
141200
SH
DFND
141200
0
0
Johnson & Johnson
COM
478160104
2797
21143
SH
DFND
1
21143
0
0
Johnson Controls International PLC
SHS
G51502105
3809
87836
SH
SOLE
87836
0
0
Jones Lang LaSalle, Inc.
COM
48020Q107
2938
23500
SH
DFND
23500
0
0
Jones Lang LaSalle, Inc.
COM
48020Q107
54
435
SH
DFND
1
435
0
0
JPMorgan Chase & Co.
COM
46625H100
13437
147018
SH
SOLE
147018
0
0
Kaiser Aluminum Corp.
COM PAR $0.01
483007704
16007
180833
SH
SOLE
180833
0
0
Kearny Financial Corp/MD
COM
48716p108
17837
1201135
SH
SOLE
1201135
0
0
Kellogg Co.
COM
487836108
1437
20681
SH
SOLE
1
20681
0
0
KeyCorp.
COM
493267108
2698
143984
SH
SOLE
1
143984
0
0
Kimberly-Clark Corp.
COM
494368103
359
2784
SH
SOLE
1
2784
0
0
KLX, Inc.
COM
482539103
13250
265000
SH
SOLE
265000
0
0
Korn/Ferry International
COM
500643200
13151
380847
SH
SOLE
380847
0
0
Lamb Weston Holdings, Inc.
COM
513272104
2349
53333
SH
SOLE
53333
0
0
Legg Mason, Inc.
COM
524901105
28518
747330
SH
SOLE
747330
0
0
Ligand Pharmaceuticals, Inc.
COM
53220K504
22148
182440
SH
SOLE
182440
0
0
Macy's, Inc.
COM
55616P104
806
34700
SH
SOLE
1
34700
0
0
Marriott International, Inc., Class A
CL A
571903202
1666
16604
SH
SOLE
1
16604
0
0
Masco Corp.
COM
574599106
2315
60597
SH
SOLE
60597
0
0
MasterCard, Inc., Class A
CL A
57636Q104
911
7503
SH
SOLE
1
7503
0
0
McKesson Corp.
COM
58155q103
290
1762
SH
SOLE
1
1762
0
0
Medtronic PLC
SHS
G5960L103
961
10832
SH
SOLE
1
10832
0
0
Merck & Co., Inc.
COM
58933Y105
21393
333794
SH
SOLE
333794
0
0
Meridian Bancorp, Inc.
COM
58958U103
14610
864516
SH
SOLE
864516
0
0
MetLife, Inc.
COM
59156R108
404
7347
SH
SOLE
1
7347
0
0
Michael Kors Holdings, Ltd.
SHS
G60754101
419
11550
SH
SOLE
1
11550
0
0
Microsoft Corp.
COM
594918104
37798
548357
SH
DFND
548357
0
0
Microsoft Corp.
COM
594918104
3952
57336
SH
DFND
1
57336
0
0
Mohawk Industries, Inc.
COM
608190104
14478
59903
SH
SOLE
59903
0
0
Mondelez International, Inc., Class A
CL A
609207105
521
12059
SH
SOLE
1
12059
0
0
MRC Global, Inc.
COM
55345K103
17250
1044200
SH
SOLE
1044200
0
0
MSCI, Inc.
COM
55354G100
357
3466
SH
SOLE
1
3466
0
0
Natus Medical, Inc.
COM
639050103
28151
754722
SH
SOLE
754722
0
0
Netflix, Inc.
COM
64110L106
508
3401
SH
SOLE
1
3401
0
0
Newell Brands, Inc.
COM
651229106
20022
373403
SH
SOLE
373403
0
0
Newmont Mining Corp.
COM
651639106
4859
150000
SH
DFND
150000
0
0
Newmont Mining Corp.
COM
651639106
588
18149
SH
DFND
1
18149
0
0
NIKE, Inc., Class B
CL B
654106103
2509
42523
SH
SOLE
1
42523
0
0
Occidental Petroleum Corp.
COM
674599105
359
6000
SH
SOLE
1
6000
0
0
ONE Gas, Inc.
COM
68235P108
5190
74344
SH
SOLE
74344
0
0
ORBCOMM, Inc.
COM
68555P100
8743
773688
SH
SOLE
773688
0
0
Parsley Energy, Inc., Class A
CL A
701877102
1388
50000
SH
SOLE
50000
0
0
Patterson Cos., Inc.
COM
703395103
592
12601
SH
SOLE
1
12601
0
0
PayPal Holdings Inc
COM
70450Y103
10734
200000
SH
SOLE
200000
0
0
PDC Energy, Inc.
COM
69327R101
8891
206232
SH
SOLE
206232
0
0
PepsiCo, Inc.
COM
713448108
22237
192545
SH
DFND
192545
0
0
PepsiCo, Inc.
COM
713448108
1500
12986
SH
DFND
1
12986
0
0
Performance Food Group Co.
COM
71377A103
17825
650536
SH
SOLE
650536
0
0
Phillips 66
COM
718546104
304
3677
SH
SOLE
1
3677
0
0
Physicians Realty Trust, REIT
COM
71943U104
11322
562148
SH
SOLE
562148
0
0
Pioneer Natural Resources Co.
COM
723787107
14939
93614
SH
SOLE
93614
0
0
Planet Fitness, Inc., Class A
CL A
72703H101
8402
360000
SH
SOLE
360000
0
0
PNC Financial Services Group, Inc.
COM
693475105
475
3800
SH
SOLE
1
3800
0
0
Principal Financial Group, Inc.
COM
74251V102
2856
44572
SH
SOLE
1
44572
0
0
Procter & Gamble Co., The
COM
742718109
3582
41103
SH
DFND
41103
0
0
Procter & Gamble Co., The
COM
742718109
1741
19972
SH
DFND
1
19972
0
0
Progressive Corp., The
COM
743315103
203
4600
SH
SOLE
1
4600
0
0
Prologis, Inc., REIT
COM
74340W103
13663
233000
SH
SOLE
233000
0
0
Prudential Financial, Inc.
COM
744320102
361
3340
SH
SOLE
1
3340
0
0
Qorvo, Inc.
COM
74736k101
1900
30000
SH
SOLE
30000
0
0
RenaissanceRe Holdings, Ltd.
COM
G7496G103
22796
163938
SH
SOLE
163938
0
0
Robert Half International, Inc.
COM
770323103
1438
30000
SH
SOLE
30000
0
0
Ryman Hospitality Properties, Inc., REIT
COM
78377t107
12611
197012
SH
SOLE
197012
0
0
salesforce.com, Inc.
COM
79466L302
2555
29500
SH
SOLE
1
29500
0
0
Schlumberger, Ltd.
COM
806857108
15695
238377
SH
SOLE
238377
0
0
SemGroup Corp, Class A
CL A
81663A105
20380
754797
SH
SOLE
754797
0
0
Sempra Energy
COM
816851109
215
1903
SH
SOLE
1
1903
0
0
Sinclair Broadcast Group, Inc.
CL A
829226109
14773
449022
SH
SOLE
449022
0
0
Skyworks Solutions, Inc.
COM
83088M102
1679
17500
SH
SOLE
17500
0
0
Snap-on, Inc.
COM
833034101
790
5000
SH
SOLE
5000
0
0
Stanley Black & Decker, Inc.
COM
854502101
22779
161863
SH
SOLE
161863
0
0
Target Corp.
COM
87612E106
544
10400
SH
SOLE
1
10400
0
0
Terreno Realty Corp., REIT
COM
88146M101
9904
294230
SH
SOLE
294230
0
0
Texas Instruments, Inc.
COM
882508104
2752
35775
SH
SOLE
1
35775
0
0
Thermo Fisher Scientific, Inc.
COM
883556102
20156
115527
SH
SOLE
115527
0
0
Thermon Group Holdings, Inc.
COM
88362t103
12249
638950
SH
SOLE
638950
0
0
TheStreet, Inc.
COM
88368Q103
1221
1471653
SH
SOLE
1471653
0
0
TJX Cos., Inc., The
COM
872540109
367
5087
SH
SOLE
1
5087
0
0
Toll Brothers, Inc.
COM
889478103
12525
317016
SH
SOLE
317016
0
0
Travelers Cos., Inc., The
COM
89417E109
291
2296
SH
SOLE
1
2296
0
0
U.S. Bancorp
COM
902973304
11108
213939
SH
DFND
213939
0
0
U.S. Bancorp
COM
902973304
687
13225
SH
DFND
1
13225
0
0
Ulta Beauty, Inc.
COM
90384S303
810
2820
SH
SOLE
1
2820
0
0
United Parcel Service, Inc., Class B
CL B
911312106
595
5383
SH
SOLE
1
5383
0
0
Unitil Corp.
COM
913259107
18504
383023
SH
SOLE
383023
0
0
US Foods Holding Corp.
COM
912008109
27659
1016112
SH
SOLE
1016112
0
0
Valero Energy Corp.
COM
91913y100
8770
130000
SH
SOLE
130000
0
0
Validus Holdings, Ltd.
COM SHS
G9319H102
13234
254652
SH
SOLE
254652
0
0
Valvoline, Inc.
COM
92047w101
3814
160775
SH
SOLE
160775
0
0
Verint Systems, Inc.
COM
92343X100
17094
420000
SH
SOLE
420000
0
0
Verizon Communications, Inc.
COM
92343V104
1414
31663
SH
SOLE
1
31663
0
0
Vertex Pharmaceuticals, Inc.
COM
92532F100
253
1966
SH
SOLE
1
1966
0
0
Visa, Inc., Class A
COM CL A
92826C839
1363
14538
SH
SOLE
1
14538
0
0
Vulcan Materials Co.
COM
929160109
7601
60000
SH
SOLE
60000
0
0
Walgreens Boots Alliance, Inc.
COM
931427108
564
7200
SH
SOLE
1
7200
0
0
Walt Disney Co., The
COM DISNEY
254687106
20106
189230
SH
DFND
189230
0
0
Walt Disney Co., The
COM DISNEY
254687106
1254
11802
SH
DFND
1
11802
0
0
Waste Management, Inc.
COM
94106L109
22718
309727
SH
SOLE
309727
0
0
WESCO International, Inc.
COM
95082P105
11862
207008
SH
SOLE
207008
0
0
Westell Technologies, Inc., Class A
CL A
957541204
1225
391420
SH
SOLE
391420
0
0
Weyerhaeuser Co., REIT
COM
962166104
4774
142500
SH
DFND
142500
0
0
Weyerhaeuser Co., REIT
COM
962166104
1281
38239
SH
DFND
1
38239
0
0
White Mountains Insurance Group, Ltd.
COM
G9618E107
27366
31505
SH
SOLE
31505
0
0
Whole Foods Market, Inc.
COM
966837106
22367
531151
SH
SOLE
531151
0
0
Xerox Corp.
COM
984121608
1227
42707
SH
SOLE
1
42707
0
0
Yum! Brands, Inc.
COM
988498101
4318
58544
SH
SOLE
58544
0
0
Zoetis, Inc.
CL A
98978V103
19759
316754
SH
SOLE
316754
0
0
iShares Core S&P 500 ETF
CORE S&P500 ETF
464287200
1720
7067
SH
SOLE
1
7067
0
0
iShares MSCI EAFE ETF
MSCI EAFE ETF
464287465
9906
151938
SH
DFND
151938
0
0
iShares MSCI EAFE ETF
MSCI EAFE ETF
464287465
938
14386
SH
DFND
1
14386
0
0
iShares Russell 2000 Value ETF
RUS 2000 VAL ETF
464287630
10264
86349
SH
SOLE
86349
0
0