Chief Financial Officer

0001398344-17-001886.txt : 20170213 0001398344-17-001886.hdr.sgml : 20170213 20170213135301 ACCESSION NUMBER: 0001398344-17-001886 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 EFFECTIVENESS DATE: 20170213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PAX WORLD MANAGEMENT LLC CENTRAL INDEX KEY: 0001127990 IRS NUMBER: 271374824 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05955 FILM NUMBER: 17597953 BUSINESS ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTSMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 8007671729 MAIL ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTSMOUTH STATE: NH ZIP: 03801 FORMER COMPANY: FORMER CONFORMED NAME: PAX WORLD MANAGEMENT CORP DATE OF NAME CHANGE: 20001108 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001127990 XXXXXXXX 12-31-2016 12-31-2016 false PAX WORLD MANAGEMENT LLC

30 Penhallow Street Suite 400 Portsmouth NH 03801

13F HOLDINGS REPORT 028-05955 N Alicia DuBois Chief Financial Officer 603-431-8022 /s/ Alicia DuBois Portsmouth NH 02-13-2017 1 184 1757477 1 028-16245 Pax Ellevate Management LLC INFORMATION TABLE 2 fp0023902_13fhr-table.xml 13F INFORMATION TABLE 3M Co. COM 88579Y101 12247 68584 SH SOLE 68584 0 0 ARRIS International PLC SHS G0551A103 21983 729612 SH SOLE 729612 0 0 AT&T, Inc. COM 00206R102 17251 405631 SH DFND 1 405631 0 0 Abbott Laboratories COM 002824100 1775 46224 SH SOLE 46224 0 0 Accenture PLC, Class A SHS CLASS A G1151C101 484 4130 SH SOLE 1 4130 0 0 Aetna, Inc. COM 00817Y108 1745 14071 SH SOLE 1 14071 0 0 Alcoa Corp. COM 013872106 1404 49999 SH DFND 1 49999 0 0 Alleghany Corp. COM 017175100 25953 42678 SH SOLE 42678 0 0 Alphabet, Inc., Class A CAP STK CL A 02079K305 20213 25507 SH DFND 1 25507 0 0 Alphabet, Inc., Class C CAP STK CL C 02079K107 19803 25657 SH DFND 1 25657 0 0 Amazon.com, Inc. COM 023135106 17696 23599 SH SOLE 23599 0 0 Amdocs, Ltd. SHS G02602103 4495 77172 SH SOLE 77172 0 0 American Electric Power Co., Inc. COM 025537101 204 3247 SH SOLE 1 3247 0 0 American Tower Corp., REIT COM 03027X100 13741 130027 SH SOLE 130027 0 0 American Water Works Co., Inc. COM 030420103 1990 27496 SH SOLE 1 27496 0 0 Antero Resources Corp. COM 03674X106 29320 1239726 SH SOLE 1239726 0 0 Apple, Inc. COM 037833100 34518 298028 SH SOLE 298028 0 0 Apptio, Inc. CL A 03835c108 8842 477172 SH SOLE 477172 0 0 Aramark COM 03852U106 2679 75000 SH SOLE 75000 0 0 Arconic, Inc. COM 03965l100 1916 103333 SH SOLE 103333 0 0 Avnet, Inc. COM 053807103 3809 80000 SH SOLE 80000 0 0 Bank of America Corp. COM 060505104 20050 907240 SH DFND 1 907240 0 0 Bank of New York Mellon Corp., The COM 064058100 17127 361478 SH SOLE 361478 0 0 Becton Dickinson & Co. COM 075887109 303 1831 SH DFND 1 1831 0 0 Beneficial Bancorp, Inc. COM 08171T102 17480 950000 SH SOLE 950000 0 0 Berkshire Hathaway, Inc., Class B CL B 084670702 25105 154036 SH SOLE 154036 0 0 Biogen, Inc. COM 09062X103 14873 52446 SH DFND 1 52446 0 0 Bristol-Myers Squibb Co. COM 110122108 643 10996 SH SOLE 1 10996 0 0 Brookdale Senior Living, Inc. COM 112463104 8450 680362 SH SOLE 680362 0 0 CVS Health Corp. COM 126650100 558 7067 SH SOLE 1 7067 0 0 Cabela's, Inc. COM 126804301 22502 384315 SH SOLE 384315 0 0 Callidus Software, Inc. COM 13123E500 8652 515000 SH SOLE 515000 0 0 Capitol Federal Financial, Inc. COM 14057j101 29054 1765113 SH SOLE 1765113 0 0 Carter's, Inc. COM 146229109 15772 182568 SH SOLE 182568 0 0 Celanese Corp., Series A COM SER A 150870103 3622 46000 SH DFND 1 46000 0 0 Celgene Corp. COM 151020104 14397 124378 SH SOLE 124378 0 0 Charles Schwab Corp., The COM 808513105 15734 398620 SH SOLE 398620 0 0 Charter Financial Corp. COM 16122W108 6701 401997 SH SOLE 401997 0 0 Check Point Software Technologies, Ltd. ORD m22465104 3125 37000 SH SOLE 37000 0 0 Chubb, Ltd. COM H1467J104 27835 210677 SH SOLE 210677 0 0 Cigna Corp. COM 125509109 232 1740 SH SOLE 1 1740 0 0 Cisco Systems, Inc. COM 17275R102 11868 392709 SH DFND 1 392709 0 0 Citizens Financial Group, Inc. COM 174610105 5291 148500 SH DFND 1 148500 0 0 Citrix Systems, Inc. COM 177376100 3572 40000 SH SOLE 40000 0 0 Coca-Cola Co., The COM 191216100 1117 26935 SH SOLE 1 26935 0 0 Colgate-Palmolive Co. COM 194162103 369 5632 SH SOLE 1 5632 0 0 Conagra Brands, Inc. COM 205887102 2769 70000 SH SOLE 70000 0 0 Concho Resources, Inc. COM 20605P101 4171 31459 SH SOLE 31459 0 0 ConocoPhillips COM 20825C104 423 8427 SH DFND 1 8427 0 0 Crown Castle International Corp., REIT COM 22822V101 10791 124368 SH SOLE 124368 0 0 Cummins, Inc. COM 231021106 237 1735 SH SOLE 1 1735 0 0 Dominion Resources, Inc. COM 25746U109 310 4048 SH SOLE 1 4048 0 0 Duke Energy Corp. COM 26441C204 357 4603 SH SOLE 1 4603 0 0 EMCOR Group, Inc. COM 29084Q100 15666 221400 SH SOLE 221400 0 0 EOG Resources, Inc. COM 26875P101 14280 141248 SH SOLE 141248 0 0 EQT Corp. COM 26884L109 3465 52989 SH SOLE 52989 0 0 Ecolab, Inc. COM 278865100 9668 82477 SH DFND 1 82477 0 0 Eli Lilly & Co. COM 532457108 485 6595 SH SOLE 1 6595 0 0 Estee Lauder Cos, Inc., The, Class A CL A 518439104 15879 207597 SH DFND 1 207597 0 0 Eversource Energy COM 30040W108 14014 253735 SH SOLE 253735 0 0 ExlService Holdings, Inc. COM 302081104 12805 253869 SH SOLE 253869 0 0 Expeditors Intl. of Washington, Inc. COM 302130109 3483 65764 SH SOLE 65764 0 0 FBR & Co. COM 30247C400 3510 269972 SH SOLE 269972 0 0 Facebook, Inc., Class A CL A 30303M102 6497 56469 SH DFND 1 56469 0 0 First Republic Bank COM 33616C100 9805 106415 SH DFND 1 106415 0 0 Forest City Realty Trust, Inc., REIT CL A 345605109 2673 128253 SH SOLE 128253 0 0 Frontier Communications Corp. COM 35906A108 121 35752 SH SOLE 1 35752 0 0 General Mills, Inc. COM 370334104 16252 263098 SH DFND 1 263098 0 0 Genpact, Ltd. SHS G3922B107 3467 142420 SH SOLE 142420 0 0 Gentex Corp. COM 371901109 18902 960000 SH SOLE 960000 0 0 Genuine Parts Co. COM 372460105 2006 21000 SH DFND 1 21000 0 0 Gilead Sciences, Inc. COM 375558103 12272 171367 SH SOLE 171367 0 0 Goldman Sachs Group, Inc., The COM 38141G104 20018 83601 SH SOLE 83601 0 0 HP, Inc. COM 40434L105 170 11429 SH SOLE 1 11429 0 0 Hologic, Inc. COM 436440101 5341 133117 SH DFND 1 133117 0 0 Home Depot, Inc., The COM 437076102 4568 34069 SH DFND 1 34069 0 0 HomeTrust Bancshares, Inc. COM 437872104 19861 766839 SH SOLE 766839 0 0 IBM COM 459200101 1003 6042 SH SOLE 1 6042 0 0 ICF International, Inc. COM 44925C103 5233 94793 SH SOLE 94793 0 0 ICON PLC SHS G4705A100 19244 255908 SH SOLE 255908 0 0 ION Geophysical Corp. COM 462044207 300 50000 SH SOLE 50000 0 0 Ingersoll-Rand PLC SHS G47791101 17858 237978 SH DFND 1 237978 0 0 Ingredion, Inc. COM 457187102 407 3259 SH SOLE 1 3259 0 0 Integra LifeSciences Holdings Corp. COM 457985208 17525 204278 SH SOLE 204278 0 0 Investors Bancorp, Inc. COM 46146L101 31184 2235435 SH SOLE 2235435 0 0 JPMorgan Chase & Co. COM 46625H100 7509 87018 SH SOLE 87018 0 0 Jamba, Inc. COM 47023A309 6695 650000 SH SOLE 650000 0 0 Johnson & Johnson COM 478160104 18396 159677 SH DFND 1 159677 0 0 Jones Lang LaSalle, Inc. COM 48020Q107 2408 23835 SH DFND 1 23835 0 0 KLX, Inc. COM 482539103 11954 265000 SH SOLE 265000 0 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 13680 176081 SH SOLE 176081 0 0 Kearny Financial Corp/MD COM 48716p108 15861 1020000 SH SOLE 1020000 0 0 Kellogg Co. COM 487836108 1524 20681 SH SOLE 1 20681 0 0 Kimberly-Clark Corp. COM 494368103 272 2384 SH SOLE 1 2384 0 0 Korn/Ferry International COM 500643200 16844 572347 SH SOLE 572347 0 0 Kroger Co., The COM 501044101 206 5956 SH SOLE 1 5956 0 0 Lamb Weston Holdings, Inc. COM 513272104 2019 53333 SH SOLE 53333 0 0 Legg Mason, Inc. COM 524901105 27255 911225 SH SOLE 911225 0 0 Ligand Pharmaceuticals, Inc. COM 53220K504 14535 143049 SH SOLE 143049 0 0 Lincoln Electric Holdings, Inc. COM 533900106 13226 172500 SH SOLE 172500 0 0 MRC Global, Inc. COM 55345K103 20969 1035000 SH SOLE 1035000 0 0 MSCI, Inc. COM 55354G100 273 3466 SH SOLE 1 3466 0 0 Macy's, Inc. COM 55616P104 1243 34700 SH SOLE 1 34700 0 0 Masco Corp. COM 574599106 2243 70925 SH SOLE 70925 0 0 MasterCard, Inc., Class A CL A 57636Q104 661 6403 SH SOLE 1 6403 0 0 McKesson Corp. COM 58155q103 219 1562 SH SOLE 1 1562 0 0 Medtronic PLC SHS G5960L103 658 9232 SH SOLE 1 9232 0 0 Merck & Co., Inc. COM 58933Y105 17935 304652 SH SOLE 304652 0 0 Meridian Bancorp, Inc. COM 58958U103 16339 864516 SH SOLE 864516 0 0 MetLife, Inc. COM 59156R108 331 6147 SH SOLE 1 6147 0 0 Metaldyne Performance Group, Inc. COM 59116R107 5896 256907 SH SOLE 256907 0 0 Michael Kors Holdings, Ltd. SHS G60754101 496 11550 SH SOLE 1 11550 0 0 Microsoft Corp. COM 594918104 37180 598323 SH DFND 1 598323 0 0 Mohawk Industries, Inc. COM 608190104 11961 59903 SH SOLE 59903 0 0 Molson Coors Brewing Co. CL B 60871r209 9160 94133 SH SOLE 94133 0 0 Mondelez International, Inc., Class A CL A 609207105 450 10159 SH SOLE 1 10159 0 0 NIKE, Inc., Class B CL B 654106103 2184 42973 SH DFND 1 42973 0 0 NN, Inc. COM 629337106 8001 420000 SH SOLE 420000 0 0 Natus Medical, Inc. COM 639050103 22017 632668 SH SOLE 632668 0 0 Netflix, Inc. COM 64110L106 347 2801 SH SOLE 1 2801 0 0 Newell Brands, Inc. COM 651229106 4179 93588 SH SOLE 93588 0 0 Newmont Mining Corp. COM 651639106 2332 68440 SH DFND 1 68440 0 0 ONE Gas, Inc. COM 68235P108 3714 58070 SH SOLE 58070 0 0 Occidental Petroleum Corp. COM 674599105 11644 163467 SH DFND 1 163467 0 0 Oshkosh Corp. COM 688239201 10651 164850 SH SOLE 164850 0 0 PDC Energy, Inc. COM 69327R101 17641 243055 SH SOLE 243055 0 0 PNC Financial Services Group, Inc. COM 693475105 386 3300 SH SOLE 1 3300 0 0 PayPal Holdings Inc COM 70450Y103 3158 80000 SH SOLE 80000 0 0 PepsiCo, Inc. COM 713448108 21172 202347 SH DFND 1 202347 0 0 Performance Food Group Co. COM 71377A103 12600 525000 SH SOLE 525000 0 0 Phillips 66 COM 718546104 275 3177 SH SOLE 1 3177 0 0 Physicians Realty Trust, REIT COM 71943U104 10428 550000 SH SOLE 550000 0 0 Pioneer Natural Resources Co. COM 723787107 19134 106256 SH SOLE 106256 0 0 Planet Fitness, Inc., Class A CL A 72703H101 7236 360000 SH SOLE 360000 0 0 Procter & Gamble Co., The COM 742718109 18619 221440 SH DFND 1 221440 0 0 Progress Software Corp. COM 743312100 5287 165587 SH SOLE 165587 0 0 Prologis, Inc., REIT COM 74340W103 3062 58000 SH SOLE 58000 0 0 Prudential Financial, Inc. COM 744320102 306 2940 SH SOLE 1 2940 0 0 QUALCOMM, Inc. COM 747525103 16739 256727 SH SOLE 256727 0 0 Qorvo, Inc. COM 74736k101 2109 40000 SH SOLE 40000 0 0 RenaissanceRe Holdings, Ltd. COM G7496G103 24049 176546 SH SOLE 176546 0 0 Robert Half International, Inc. COM 770323103 1463 30000 SH SOLE 30000 0 0 Ross Stores, Inc. COM 778296103 8982 136921 SH SOLE 136921 0 0 Ryman Hospitality Properties, Inc., REIT COM 78377t107 10712 170000 SH SOLE 170000 0 0 Sally Beauty Holdings, Inc. COM 79546E104 7670 290296 SH SOLE 290296 0 0 Schlumberger, Ltd. COM 806857108 20431 243377 SH SOLE 243377 0 0 SemGroup Corp, Class A CL A 81663A105 16300 390429 SH SOLE 390429 0 0 Stanley Black & Decker, Inc. COM 854502101 18021 157131 SH SOLE 157131 0 0 Syntel, Inc. COM 87162H103 6932 350296 SH SOLE 350296 0 0 TEGNA, Inc. COM 87901j105 278 13000 SH SOLE 1 13000 0 0 TJX Cos., Inc., The COM 872540109 330 4387 SH SOLE 1 4387 0 0 Target Corp. COM 87612E106 267 3700 SH SOLE 1 3700 0 0 Terreno Realty Corp., REIT COM 88146M101 5128 180000 SH SOLE 180000 0 0 Texas Instruments, Inc. COM 882508104 480 6575 SH SOLE 1 6575 0 0 TheStreet, Inc. COM 88368Q103 1251 1471653 SH SOLE 1471653 0 0 Thermo Fisher Scientific, Inc. COM 883556102 16301 115527 SH SOLE 115527 0 0 Thermon Group Holdings, Inc. COM 88362t103 12122 635000 SH SOLE 635000 0 0 Time Warner, Inc. COM 887317303 22048 228401 SH SOLE 228401 0 0 Travelers Cos., Inc., The COM 89417E109 244 1996 SH SOLE 1 1996 0 0 U.S. Bancorp COM 902973304 11592 225653 SH DFND 1 225653 0 0 US Foods Holding Corp. COM 912008109 28241 1027700 SH SOLE 1027700 0 0 Ulta Salon Cosmetics & Fragrance, Inc. COM 90384S303 719 2820 SH SOLE 1 2820 0 0 United Parcel Service, Inc., Class B CL B 911312106 13793 120320 SH DFND 1 120320 0 0 Unitil Corp. COM 913259107 17003 375000 SH SOLE 375000 0 0 Verint Systems, Inc. COM 92343X100 14805 420000 SH SOLE 420000 0 0 Verizon Communications, Inc. COM 92343V104 1423 26663 SH SOLE 1 26663 0 0 Visa, Inc., Class A COM CL A 92826C839 10561 135359 SH DFND 1 135359 0 0 WCI Communities, Inc. COM PAR $0.01 92923C807 26900 1147124 SH SOLE 1147124 0 0 WESCO International, Inc. COM 95082P105 13976 210000 SH SOLE 210000 0 0 Walgreens Boots Alliance, Inc. COM 931427108 505 6100 SH SOLE 1 6100 0 0 Walt Disney Co., The COM DISNEY 254687106 7757 74432 SH DFND 1 74432 0 0 Waste Management, Inc. COM 94106L109 22459 316727 SH SOLE 316727 0 0 Westell Technologies, Inc., Class A CL A 957541105 1018 1565681 SH SOLE 1565681 0 0 Weyerhaeuser Co., REIT COM 962166104 5288 175739 SH DFND 1 175739 0 0 White Mountains Insurance Group, Ltd. COM G9618E107 24676 29515 SH SOLE 29515 0 0 Whole Foods Market, Inc. COM 966837106 7110 231151 SH SOLE 231151 0 0 Willis Towers Watson PLC SHS G96629103 1949 15935 SH DFND 1 15935 0 0 Xerox Corp. COM 984121103 1491 170830 SH SOLE 1 170830 0 0 Yahoo!, Inc. COM 984332106 1902 49174 SH SOLE 1 49174 0 0 Yum! Brands, Inc. COM 988498101 4341 68544 SH SOLE 68544 0 0 Zoetis, Inc. CL A 98978V103 16985 317304 SH SOLE 317304 0 0 salesforce.com, Inc. COM 79466L302 2020 29500 SH SOLE 1 29500 0 0 iShares Core S&P 500 ETF S&P 100 ETF 464287200 20576 91455 SH DFND 1 91455 0 0 iShares MSCI EAFE ETF MSCI EAFE ETF 464287465 2239 38782 SH DFND 1 38782 0 0