Chief Financial Officer

0001398344-16-016240.txt : 20160808 0001398344-16-016240.hdr.sgml : 20160808 20160808102224 ACCESSION NUMBER: 0001398344-16-016240 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160808 DATE AS OF CHANGE: 20160808 EFFECTIVENESS DATE: 20160808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PAX WORLD MANAGEMENT LLC CENTRAL INDEX KEY: 0001127990 IRS NUMBER: 271374824 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05955 FILM NUMBER: 161813082 BUSINESS ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTSMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 8007671729 MAIL ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTSMOUTH STATE: NH ZIP: 03801 FORMER COMPANY: FORMER CONFORMED NAME: PAX WORLD MANAGEMENT CORP DATE OF NAME CHANGE: 20001108 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001127990 XXXXXXXX 06-30-2016 06-30-2016 false PAX WORLD MANAGEMENT LLC

30 Penhallow Street Suite 400 Portsmouth NH 03801

13F HOLDINGS REPORT 028-05955 N Alicia DuBois Chief Financial Officer 603-431-8022 /s/ Alicia DuBois Portsmouth NH 08-08-2016 1 202 1724783 1 0001616658 028-16245 Pax Ellevate Management LLC INFORMATION TABLE 2 fp0020764_13fhr-table.xml 13F INFORMATION TABLE 3M Co. COM 88579Y101 14762 84295 SH SOLE 84295 0 0 ACI Worldwide, Inc. COM 004498101 8881 455226 SH SOLE 455226 0 0 ARRIS International PLC SHS G0551A103 12987 619618 SH SOLE 619618 0 0 AT&T, Inc. COM 00206R102 36617 847431 SH DFND 1 847431 0 0 AT&T, Inc. CALL 00206R902 17284 400000 SH Call SOLE 400000 0 0 Abbott Laboratories COM 002824100 930 23654 SH DFND 1 23654 0 0 Accenture PLC, Class A SHS CLASS A G1151C101 423 3730 SH SOLE 1 3730 0 0 Aetna, Inc. COM 00817Y108 1718 14071 SH SOLE 1 14071 0 0 Agilent Technologies, Inc. COM 00846U101 301 6796 SH SOLE 6796 0 0 Alleghany Corp. COM 017175100 23081 41997 SH SOLE 41997 0 0 Alphabet, Inc., Class A CAP STK CL A 02079K305 23546 33468 SH DFND 1 33468 0 0 Alphabet, Inc., Class C CAP STK CL C 02079K107 22979 33202 SH DFND 1 33202 0 0 Amazon.com, Inc. COM 023135106 13270 18543 SH SOLE 18543 0 0 Amdocs, Ltd. SHS G02602103 4916 85175 SH SOLE 85175 0 0 American Electric Power Co., Inc. COM 025537101 207 2947 SH SOLE 1 2947 0 0 American Tower Corp., REIT COM 03027X100 38157 335858 SH DFND 1 335858 0 0 American Water Works Co., Inc. COM 030420103 1683 19920 SH DFND 1 19920 0 0 Apple, Inc. COM 037833100 26467 276850 SH SOLE 276850 0 0 Aramark COM 03852U106 2507 75000 SH SOLE 75000 0 0 AvalonBay Communities, Inc., REIT COM 053484101 7216 40000 SH SOLE 40000 0 0 Axiall Corp. COM 05463D100 10802 331238 SH SOLE 331238 0 0 Bank of America Corp. COM 060505104 814 61340 SH SOLE 1 61340 0 0 Bank of New York Mellon Corp., The COM 064058100 16405 422259 SH SOLE 422259 0 0 Becton Dickinson & Co. COM 075887109 28370 167288 SH DFND 1 167288 0 0 Beneficial Bancorp, Inc. COM 08171T102 10176 800000 SH SOLE 800000 0 0 Berkshire Hathaway, Inc., Class B CL B NEW 084670702 1018 7032 SH SOLE 1 7032 0 0 Berkshire Hills Bancorp, Inc. COM 084680107 7073 262759 SH SOLE 262759 0 0 Biogen, Inc. COM 09062X103 4708 19469 SH DFND 1 19469 0 0 Bristol-Myers Squibb Co. COM 110122108 1133 15408 SH DFND 1 15408 0 0 Brookdale Senior Living, Inc. COM 112463104 15214 985369 SH SOLE 985369 0 0 CBRE Group, Inc., Class A CL A 12504L109 250 9438 SH SOLE 9438 0 0 CVS Health Corp. COM 126650100 18896 197367 SH DFND 1 197367 0 0 Cabela's, Inc. COM 126804301 22037 440220 SH SOLE 440220 0 0 Capitol Federal Financial, Inc. COM 14057j101 26682 1912712 SH SOLE 1912712 0 0 Carter's, Inc. COM 146229109 15179 142569 SH SOLE 142569 0 0 Celgene Corp. COM 151020104 18176 184281 SH SOLE 184281 0 0 Charles Schwab Corp., The COM 808513105 13685 540704 SH SOLE 540704 0 0 Charter Communications, Inc., Class A CL A 16119P108 308 1346 SH SOLE 1 1346 0 0 Charter Financial Corp. COM 16122W108 3354 252590 SH SOLE 252590 0 0 Check Point Software Technologies, Ltd. ORD m22465104 2948 37000 SH SOLE 37000 0 0 Chubb, Ltd. COM H1467J104 32187 246245 SH SOLE 246245 0 0 Cisco Systems, Inc. COM 17275R102 11244 391925 SH DFND 1 391925 0 0 Citigroup, Inc. COM 172967424 14444 340751 SH SOLE 340751 0 0 Citizens Financial Group, Inc. COM 174610105 3996 200000 SH SOLE 200000 0 0 Citrix Systems, Inc. COM 177376100 1602 20000 SH SOLE 20000 0 0 Coca-Cola Co., The COM 191216100 1103 24335 SH SOLE 1 24335 0 0 Coca-Cola European Partners PLC SHS G25839104 1102 30878 SH SOLE 1 30878 0 0 Cognizant Technology Solutions, Class A CL A 192446102 19104 333748 SH SOLE 333748 0 0 Colgate-Palmolive Co. COM 194162103 368 5032 SH SOLE 1 5032 0 0 ConAgra Foods, Inc. 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COM 462044207 312 50000 SH SOLE 50000 0 0 Independent Bank Corp. COM 453836108 11545 252628 SH SOLE 252628 0 0 Ingersoll-Rand PLC SHS G47791101 16408 257661 SH DFND 1 257661 0 0 Ingram Micro, Inc., Class A CL A 457153104 17187 494169 SH SOLE 494169 0 0 Insight Enterprises, Inc. COM 45765U103 309 11877 SH SOLE 11877 0 0 Integra LifeSciences Holdings Corp. COM 457985208 8398 105261 SH SOLE 105261 0 0 Intuit, Inc. COM 461202103 522 4675 SH DFND 1 4675 0 0 Investors Bancorp, Inc. COM 46146L101 23367 2108977 SH SOLE 2108977 0 0 Jamba, Inc. COM 47023A309 5961 579307 SH SOLE 579307 0 0 Johnson & Johnson COM 478160104 37200 306679 SH DFND 1 306679 0 0 Jones Lang LaSalle, Inc. COM 48020Q107 1446 14835 SH DFND 1 14835 0 0 KLX, Inc. COM 482539103 6975 225000 SH SOLE 225000 0 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 8137 90000 SH SOLE 90000 0 0 Kearny Financial Corp/MD COM 48716p108 12246 973434 SH SOLE 973434 0 0 Kellogg Co. COM 487836108 1689 20681 SH SOLE 1 20681 0 0 KeyCorp COM 493267108 1508 136484 SH SOLE 1 136484 0 0 Kimberly-Clark Corp. COM 494368103 300 2184 SH SOLE 1 2184 0 0 Knoll, Inc. COM 498904200 6613 272360 SH SOLE 272360 0 0 Korn/Ferry International COM 500643200 7452 360000 SH SOLE 360000 0 0 Kroger Co., The COM 501044101 201 5456 SH SOLE 1 5456 0 0 Laboratory Corp of America Holdings COM 50540R409 574 4403 SH SOLE 4403 0 0 Landstar System, Inc. COM 515098101 278 4043 SH SOLE 4043 0 0 Legg Mason, Inc. COM 524901105 13796 467833 SH SOLE 467833 0 0 Ligand Pharmaceuticals, Inc. COM 53220K504 5964 50000 SH SOLE 50000 0 0 Lincoln Electric Holdings, Inc. COM 533900106 10634 180000 SH SOLE 180000 0 0 Lowe's Cos., Inc. COM 548661107 235 2964 SH SOLE 2964 0 0 MRC Global, Inc. COM 55345K103 13500 950000 SH SOLE 950000 0 0 Macy's, Inc. COM 55616P104 1398 41585 SH DFND 1 41585 0 0 Marriott International, Inc., Class A CL A 571903202 441 6637 SH DFND 1 6637 0 0 Masco Corp. COM 574599106 3277 105930 SH SOLE 105930 0 0 MasterCard, Inc., Class A CL A 57636Q104 898 10196 SH DFND 1 10196 0 0 McKesson Corp. COM 58155q103 254 1362 SH SOLE 1 1362 0 0 Medtronic PLC SHS G5960L103 723 8332 SH SOLE 1 8332 0 0 Merck & Co., Inc. COM 58933Y105 20501 355863 SH SOLE 355863 0 0 Meridian Bancorp, Inc. COM 58958U103 14655 991528 SH SOLE 991528 0 0 MetLife, Inc. COM 59156R108 225 5647 SH SOLE 1 5647 0 0 Metaldyne Performance Group, Inc. COM 59116R107 7374 536295 SH SOLE 536295 0 0 Michael Kors Holdings, Ltd. SHS G60754101 575 11621 SH DFND 1 11621 0 0 Microsoft Corp. COM 594918104 35622 696156 SH DFND 1 696156 0 0 Mondelez International, Inc., Class A CL A 609207105 426 9359 SH SOLE 1 9359 0 0 Morgan Stanley COM 617446448 252 9703 SH SOLE 9703 0 0 NIKE, Inc., Class B CL B 654106103 950 17209 SH DFND 1 17209 0 0 NN, Inc. COM 629337106 5036 360000 SH SOLE 360000 0 0 Natus Medical, Inc. COM 639050103 16254 430000 SH SOLE 430000 0 0 Netflix, Inc. 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