0001127990-12-000002.txt : 20120214 0001127990-12-000002.hdr.sgml : 20120214 20120214160820 ACCESSION NUMBER: 0001127990-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PAX WORLD MANAGEMENT LLC CENTRAL INDEX KEY: 0001127990 IRS NUMBER: 271374824 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05955 FILM NUMBER: 12609756 BUSINESS ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 8007671729 MAIL ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTMOUTH STATE: NH ZIP: 03801 FORMER COMPANY: FORMER CONFORMED NAME: PAX WORLD MANAGEMENT CORP DATE OF NAME CHANGE: 20001108 13F-HR 1 form13f.txt PAX WORLD 13F 12/31/2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Institutional Investment Manger Filing this Report: Name: Pax World Management LLC Address: 30 Penhallow Street, Suite 400 Portsmouth, NH 03801 Form 13F File Number: 028-05955 This institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alicia DuBois Title: Chief Financial Officer Phone: 603-431-8022 Signature, Place and Date of Signing: /s/ Alicia DuBois Portsmouth, NH 02/14/12 ----------------- -------------- -------- (Signature) (City, State) (Date) Report Type (Check only one.): /X/ 13F HOLDINGS REPORT / / 13F NOTICE / / 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 191 Form 13F Information Table Value Total: 1415740 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579Y101 6209 75967 SH SOLE 75967 ACE, Ltd. SHS H0023R105 1816 25902 SH SOLE 25902 AMERISAFE, Inc. COM 03071H100 475 20447 SH SOLE 20447 ASML Holding NV NY REG SHS N07059186 1512 36190 SH SOLE 36190 AT&T, Inc. COM 00206R102 756 25000 SH SOLE 25000 AboveNet, Inc. COM 00374N107 585 9000 SH SOLE 9000 Acme Packet, Inc. COM 004764106 843 27265 SH SOLE 27265 Agilent Technologies, Inc. COM 00846U101 1194 34184 SH SOLE 34184 Air Products & Chemicals, Inc. COM 009158106 7344 86209 SH SOLE 86209 Alexion Pharmaceuticals, Inc. COM 015351109 716 10010 SH SOLE 10010 Align Technology, Inc. COM 016255101 546 23000 SH SOLE 23000 Allergan, Inc. COM 018490102 439 5000 SH SOLE 5000 Altera Corp. COM 021441100 6680 180065 SH SOLE 180065 Amazon.com, Inc. COM 023135106 866 5002 SH SOLE 5002 America Movil SAB de CV, Serie SPON ADR L SHS 02364W105 27612 1221765 SH SOLE 1221765 American Express Co. COM 025816109 12858 272578 SH SOLE 272578 American Tower Corp.,Class A CL A 03027X100 49328 822000 SH SOLE 822000 American Water Works Co., Inc. COM 030420103 2440 76598 SH SOLE 76598 Amgen, Inc. COM 031162100 19422 302478 SH SOLE 302478 Apple, Inc. COM 037833100 47091 116275 SH SOLE 116275 Ares Capital Corp. COM 04010L103 294 19000 SH SOLE 19000 Aruba Networks, Inc. COM 043176106 882 47614 SH SOLE 47614 Autodesk, Inc. COM 052769106 2608 85979 SH SOLE 85979 Autoliv, Inc. COM 052800109 802 14989 SH SOLE 14989 BMC Software, Inc. COM 055921100 1131 34500 SH SOLE 34500 Baker Hughes, Inc. COM 057224107 31987 657626 SH SOLE 657626 Bank of New York Mellon Corp., COM 064058100 9020 453035 SH SOLE 453035 Becton Dickinson & Co. 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