0001127990-12-000002.txt : 20120214
0001127990-12-000002.hdr.sgml : 20120214
20120214160820
ACCESSION NUMBER: 0001127990-12-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
EFFECTIVENESS DATE: 20120214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PAX WORLD MANAGEMENT LLC
CENTRAL INDEX KEY: 0001127990
IRS NUMBER: 271374824
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05955
FILM NUMBER: 12609756
BUSINESS ADDRESS:
STREET 1: 30 PENHALLOW STREET
STREET 2: SUITE 400
CITY: PORTMOUTH
STATE: NH
ZIP: 03801
BUSINESS PHONE: 8007671729
MAIL ADDRESS:
STREET 1: 30 PENHALLOW STREET
STREET 2: SUITE 400
CITY: PORTMOUTH
STATE: NH
ZIP: 03801
FORMER COMPANY:
FORMER CONFORMED NAME: PAX WORLD MANAGEMENT CORP
DATE OF NAME CHANGE: 20001108
13F-HR
1
form13f.txt
PAX WORLD 13F 12/31/2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Institutional Investment Manger Filing this Report:
Name: Pax World Management LLC
Address: 30 Penhallow Street, Suite 400
Portsmouth, NH 03801
Form 13F File Number: 028-05955
This institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Alicia DuBois
Title: Chief Financial Officer
Phone: 603-431-8022
Signature, Place and Date of Signing:
/s/ Alicia DuBois Portsmouth, NH 02/14/12
----------------- -------------- --------
(Signature) (City, State) (Date)
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT
/ / 13F NOTICE
/ / 13F COMBINATION REPORT
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 191
Form 13F Information Table Value Total: 1415740
(in thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M Co. COM 88579Y101 6209 75967 SH SOLE 75967
ACE, Ltd. SHS H0023R105 1816 25902 SH SOLE 25902
AMERISAFE, Inc. COM 03071H100 475 20447 SH SOLE 20447
ASML Holding NV NY REG SHS N07059186 1512 36190 SH SOLE 36190
AT&T, Inc. COM 00206R102 756 25000 SH SOLE 25000
AboveNet, Inc. COM 00374N107 585 9000 SH SOLE 9000
Acme Packet, Inc. COM 004764106 843 27265 SH SOLE 27265
Agilent Technologies, Inc. COM 00846U101 1194 34184 SH SOLE 34184
Air Products & Chemicals, Inc. COM 009158106 7344 86209 SH SOLE 86209
Alexion Pharmaceuticals, Inc. COM 015351109 716 10010 SH SOLE 10010
Align Technology, Inc. COM 016255101 546 23000 SH SOLE 23000
Allergan, Inc. COM 018490102 439 5000 SH SOLE 5000
Altera Corp. COM 021441100 6680 180065 SH SOLE 180065
Amazon.com, Inc. COM 023135106 866 5002 SH SOLE 5002
America Movil SAB de CV, Serie SPON ADR L SHS 02364W105 27612 1221765 SH SOLE 1221765
American Express Co. COM 025816109 12858 272578 SH SOLE 272578
American Tower Corp.,Class A CL A 03027X100 49328 822000 SH SOLE 822000
American Water Works Co., Inc. COM 030420103 2440 76598 SH SOLE 76598
Amgen, Inc. COM 031162100 19422 302478 SH SOLE 302478
Apple, Inc. COM 037833100 47091 116275 SH SOLE 116275
Ares Capital Corp. COM 04010L103 294 19000 SH SOLE 19000
Aruba Networks, Inc. COM 043176106 882 47614 SH SOLE 47614
Autodesk, Inc. COM 052769106 2608 85979 SH SOLE 85979
Autoliv, Inc. COM 052800109 802 14989 SH SOLE 14989
BMC Software, Inc. COM 055921100 1131 34500 SH SOLE 34500
Baker Hughes, Inc. COM 057224107 31987 657626 SH SOLE 657626
Bank of New York Mellon Corp., COM 064058100 9020 453035 SH SOLE 453035
Becton Dickinson & Co. COM 075887109 39146 523906 SH SOLE 523906
BlackRock, Inc. COM 09247X101 14761 82813 SH SOLE 82813
BorgWarner, Inc. COM 099724106 11987 188059 SH SOLE 188059
Brocade Communications Systems COM NEW 111621306 1232 237310 SH SOLE 237310
Brown Shoe Co., Inc. COM 115736100 334 37500 SH SOLE 37500
CBRE Group, Inc., Class A CL A 12504L109 864 56755 SH SOLE 56755
Canadian Natural Resources, Lt COM 136385101 6728 180050 SH SOLE 180050
Canon, Inc., ADR ADR 138006309 515 11700 SH SOLE 11700
CardioNet, Inc. COM 14159L103 138 58400 SH SOLE 58400
Celgene Corp. COM 151020104 1187 17556 SH SOLE 17556
CenterPoint Energy, Inc. COM 15189T107 4629 230432 SH SOLE 230432
Charles Schwab Corp., The COM 808513105 7337 651611 SH SOLE 651611
Chesapeake Granite Wash Trust COM SH BEN INT 165185109 541 22500 SH SOLE 22500
Chunghwa Telecom Co., Ltd., AD SPON ADR NEW11 17133Q502 369 11100 SH SOLE 11100
Cinemark Holdings, Inc. COM 17243V102 388 21000 SH SOLE 21000
Cisco Systems, Inc. COM 17275R102 1190 65804 SH SOLE 65804
Citrix Systems, Inc. COM 177376100 3037 50012 SH SOLE 50012
Coach, Inc. COM 189754104 1352 22149 SH SOLE 22149
Coca-Cola Co., The COM 191216100 262 3750 SH SOLE 3750
Cognizant Technology Solutions CL A 192446102 10879 169160 SH SOLE 169160
Comcast Corp., Class A CL A 20030N101 5882 248068 SH SOLE 248068
Cooper Industries PLC SHS G24140108 1154 21319 SH SOLE 21319
Corn Products International, I COM 219023108 29401 559054 SH SOLE 559054
Credit Suisse Group AG, ADR SPONSORED ADR 225401108 376 16000 SH SOLE 16000
Cummins, Inc. COM 231021106 24901 282907 SH SOLE 282907
Darden Restaurants, Inc. COM 237194105 7300 160166 SH SOLE 160166
Deere & Co. COM 244199105 59025 763084 SH SOLE 763084
Devon Energy Corp. COM 25179M103 1749 28204 SH SOLE 28204
Digital Realty Trust, Inc., RE COM 253868103 11343 170140 SH SOLE 170140
EMC Corp. COM 268648102 53223 2470891 SH SOLE 2470891
EQT Corp. COM 26884L109 35375 645650 SH SOLE 645650
Eaton Corp. COM 278058102 1971 45282 SH SOLE 45282
Ecolab, Inc. COM 278865100 3873 66988 SH SOLE 66988
Emerson Electric Co. COM 291011104 25806 553885 SH SOLE 553885
Ensco PLC, ADR SPONSORED ADR 29358Q109 33057 704547 SH SOLE 704547
Expeditors International of Wa COM 302130109 19040 464852 SH SOLE 464852
Express Scripts, Inc. COM 302182100 1106 24750 SH SOLE 24750
F.N.B. Corp. COM 302520101 118 10390 SH SOLE 10390
F5 Networks, Inc. COM 315616102 2654 25007 SH SOLE 25007
GameStop Corp., Class A CL A 36467W109 6116 253447 SH SOLE 253447
Gen-Probe, Inc. COM 36866T103 610 10326 SH SOLE 10326
General Mills, Inc. COM 370334104 3213 79507 SH SOLE 79507
Genesee & Wyoming, Inc., Class CL A 371559105 606 10002 SH SOLE 10002
Google, Inc., Class A CL A 38259P508 22156 34303 SH SOLE 34303
HSBC Holdings PLC, ADR SPON ADR NEW 404280406 511 13400 SH SOLE 13400
Hercules Technology Growth Cap COM 427096508 821 87020 SH SOLE 87020
Hess Corp. COM 42809H107 1493 26289 SH SOLE 26289
Hologic, Inc. COM 436440101 263 15000 SH SOLE 15000
Hospitality Properties Trust, COM SH BEN INT 44106M102 4598 200070 SH SOLE 200070
IBM COM 459200101 24437 132896 SH SOLE 132896
IDEX Corp. COM 45167R104 1045 28150 SH SOLE 28150
InterDigital, Inc. COM 45867G101 7028 161296 SH SOLE 161296
Intersections, Inc. COM 460981301 168 15151 SH SOLE 15151
Intuit, Inc. COM 461202103 46221 878899 SH SOLE 878899
Itron, Inc. COM 465741106 536 14985 SH SOLE 14985
JPMorgan Chase & Co. COM 46625H100 17548 527754 SH SOLE 527754
Jamba, Inc. COM 47023A101 520 396920 SH SOLE 396920
Johnson Controls, Inc. COM 478366107 7507 240156 SH SOLE 240156
Juniper Networks, Inc. COM 48203R104 7015 343699 SH SOLE 343699
Kimberly-Clark Corp. COM 494368103 1774 24116 SH SOLE 24116
Laclede Group, Inc., The COM 505597104 567 14000 SH SOLE 14000
Landstar System, Inc. COM 515098101 1139 23767 SH SOLE 23767
Ligand Pharmaceuticals, Inc., COM NEW 53220K504 166 14000 SH SOLE 14000
Lufkin Industries, Inc. COM 549764108 773 11484 SH SOLE 11484
Macy's, Inc. COM 55616P104 6970 216586 SH SOLE 216586
Marriott International, Inc., CL A 571903202 1157 39665 SH SOLE 39665
Masco Corp. COM 574599106 11011 1050681 SH SOLE 1050681
MasterCard, Inc., Class A CL A 57636Q104 485 1300 SH SOLE 1300
Micron Technology, Inc. COM 595112103 6686 1062954 SH SOLE 1062954
Microsoft Corp. COM 594918104 623 24000 SH SOLE 24000
Molycorp, Inc. COM 608753109 1679 70024 SH SOLE 70024
Mylan, Inc. COM 628530107 1197 55794 SH SOLE 55794
NIKE, Inc., Class B CL B 654106103 2461 25538 SH SOLE 25538
National Financial Partners Co COM 63607P208 135 10000 SH SOLE 10000
Natural Gas Services Group, In COM 63886Q109 217 15000 SH SOLE 15000
Natus Medical, Inc. COM 639050103 570 60460 SH SOLE 60460
NetApp, Inc. COM 64110D104 9555 263429 SH SOLE 263429
Netgear, Inc. COM 64111Q104 1202 35812 SH SOLE 35812
Noble Corp. NAMEN AKT H5833N103 1669 55221 SH SOLE 55221
Noble Energy, Inc. COM 655044105 15803 167424 SH SOLE 167424
Nordson Corp. COM 655663102 16840 408944 SH SOLE 408944
Nuance Communications, Inc. COM 67020Y100 1277 50761 SH SOLE 50761
Nucor Corp. COM 670346105 14880 376051 SH SOLE 376051
ONEOK, Inc. COM 682680103 57861 667451 SH SOLE 667451
Och-Ziff Capital Mgmt. Group, CL A 67551U105 2427 288565 SH SOLE 288565
Open Text Corp. COM 683715106 256 5000 SH SOLE 5000
Oracle Corp. COM 68389x105 10992 428549 SH SOLE 428549
Oritani Financial Corp. COM 68633D103 383 30000 SH SOLE 30000
PNC Financial Services Group, COM 693475105 416 7211 SH SOLE 7211
Pall Corp. COM 696429307 3055 53456 SH SOLE 53456
Pentair, Inc. COM 709631105 6028 181065 SH SOLE 181065
PepsiCo, Inc. COM 713448108 2787 42008 SH SOLE 42008
Perry Ellis International, Inc COM 288853104 853 60000 SH SOLE 60000
Pfizer, Inc. COM 717081103 8875 410130 SH SOLE 410130
Philippine Long Distance Telep SPONSORED ADR 718252604 317 5500 SH SOLE 5500
Plum Creek Timber Co., Inc., R COM 729251108 8844 241899 SH SOLE 241899
Pool Corp. COM 73278L105 349 11600 SH SOLE 11600
Portugal Telecom SGPS SA, ADR SPONSORED ADR 737273102 304 52600 SH SOLE 52600
Potash Corp. of Saskatchewan, COM 73755L107 9646 233672 SH SOLE 233672
ProAssurance Corp. COM 74267C106 531 6648 SH SOLE 6648
Procter & Gamble Co., The COM 742718109 19723 295651 SH SOLE 295651
Qualcomm, Inc. COM 747525103 59285 1083813 SH SOLE 1083813
Quanta Services, Inc. COM 74762E102 1102 51168 SH SOLE 51168
Red Hat, Inc. COM 756577102 1177 28500 SH SOLE 28500
Rio Tinto PLC, ADR SPONSORED ADR 767204100 19893 406637 SH SOLE 406637
Riverbed Technology, Inc. COM 768573107 9373 398837 SH SOLE 398837
Rogers Corp. COM 775133101 450 12200 SH SOLE 12200
Roper Industries, Inc. COM 776696106 3188 36698 SH SOLE 36698
Rosetta Resources, Inc. COM 777779307 11998 275821 SH SOLE 275821
Ruby Tuesday, Inc. COM 781182100 119 17230 SH SOLE 17230
Salesforce.com, Inc. COM 79466L302 356 3509 SH SOLE 3509
Sasol Ltd., ADR SPONSORED ADR 803866300 7477 157753 SH SOLE 157753
Skullcandy, Inc. COM 83083J104 3107 248170 SH SOLE 248170
Southwestern Energy Co. COM 845467109 1353 42357 SH SOLE 42357
St. Jude Medical, Inc. COM 790849103 6577 191763 SH SOLE 191763
Stanley Black & Decker, Inc. COM 854502101 1935 28626 SH SOLE 28626
Starwood Hotels & Resorts Worl COM 85590A401 301 6269 SH SOLE 6269
State Street Corp. COM 857477103 12585 312200 SH SOLE 312200
Statoil ASA, ADR SPONSORED ADR 85771P102 27914 1089953 SH SOLE 1089953
Stericycle, Inc. COM 858912108 5795 74371 SH SOLE 74371
Suncor Energy, Inc. COM 867224107 15247 528873 SH SOLE 528873
Syngenta AG, ADR SPONSORED ADR 87160A100 21951 372437 SH SOLE 372437
Taiwan Semiconductor Manu. Co. SPONSORED ADR 874039100 5812 450226 SH SOLE 450226
Talisman Energy, Inc. COM 87425E103 1460 114473 SH SOLE 114473
Target Corp. COM 87612E106 7825 152771 SH SOLE 152771
Tenaris SA, ADR SPONSORED ADR 88031M109 556 14950 SH SOLE 14950
Teradata Corp. COM 88076W103 3640 75027 SH SOLE 75027
Terex Corp. COM 880779103 642 47550 SH SOLE 47550
Teva Pharmaceutical Industries COM 881624209 2650 65650 SH SOLE 65650
Texas Instruments, Inc. COM 882508104 1444 49605 SH SOLE 49605
TheStreet, Inc. COM 88368Q103 534 318078 SH SOLE 318078
Thermo Fisher Scientific, Inc. COM 883556102 3281 72962 SH SOLE 72962
Thoratec Corp. COM NEW 885175307 722 21500 SH SOLE 21500
Time Warner Cable, Inc. COM 88732J207 474 7449 SH SOLE 7449
Time Warner, Inc. COM NEW 887317303 10123 280098 SH SOLE 280098
Timken Co. COM 887389104 14920 385431 SH SOLE 385431
Tower Group, Inc. COM 891777104 226 11180 SH SOLE 11180
Trimble Navigation, Ltd. COM 896239100 1541 35516 SH SOLE 35516
Trina Solar, Ltd., ADR SPON ADR 89628E104 200 30000 SH SOLE 30000
Ubiquiti Networks, Inc. COM 90347A100 438 24000 SH SOLE 24000
Union Pacific Corp. COM 907818108 2146 20258 SH SOLE 20258
United Financial Bancorp, Inc. COM 91030T109 639 39697 SH SOLE 39697
United Parcel Service, Inc., C CL B 911312106 2064 28194 SH SOLE 28194
United Therapeutics Corp. COM 91307C102 708 14985 SH SOLE 14985
VF Corp. COM 918204108 2190 17244 SH SOLE 17244
Vale SA, ADR ADR 91912E105 3970 185065 SH SOLE 185065
Vascular Solutions, Inc. COM 92231M109 615 55243 SH SOLE 55243
Vodafone Group PLC, ADR SPONS ADR NEW 92857W209 30124 1074698 SH SOLE 1074698
Volcano Corp. COM 928645100 797 33500 SH SOLE 33500
Waste Management, Inc. COM 94106L109 232 7080 SH SOLE 7080
Watsco, Inc. COM 942622200 6075 92527 SH SOLE 92527
Watts Water Technologies, Inc. CL A 942749102 434 12700 SH SOLE 12700
Westell Technologies, Inc., Cl CL A 957541105 675 304069 SH SOLE 304069
Whole Foods Market, Inc. COM 966837106 2058 29572 SH SOLE 29572
Windstream Corp. COM 97381W104 592 50443 SH SOLE 50443
Xcel Energy, Inc. COM 98389B100 2638 95454 SH SOLE 95454
ePlus, Inc. COM 294268107 546 19292 SH SOLE 19292
Pax MSCI EAFE ESG Index ETF MSCI ESG IDX 70422P206 307 14552 SH SOLE 14552
Pax MSCI North America ESG Ind MSCI NOAM ESG 70422P107 1791 66124 SH SOLE 66124
ProShares UltraShort Euro ULTRASHRT EURO 74347W882 7898 388131 SH SOLE 388131
SPDR Gold Shares GOLD SHS 78463V107 5836 38400 SH SOLE 38400
iShares Barclays TIPS Bond Fun BARCLAY TIPS BD 464287176 5846 50100 SH SOLE 50100
iShares Russell 1000 Growth In RUSSELL1000GRW 464287614 4161 72000 SH SOLE 72000
iShares iBoxx $ High Yield Cor HIGH YLD CORP 464288513 21146 236449 SH SOLE 236449