0001127990-11-000008.txt : 20111114 0001127990-11-000008.hdr.sgml : 20111111 20111114144332 ACCESSION NUMBER: 0001127990-11-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PAX WORLD MANAGEMENT LLC CENTRAL INDEX KEY: 0001127990 IRS NUMBER: 271374824 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05955 FILM NUMBER: 111201212 BUSINESS ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 8007671729 MAIL ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTMOUTH STATE: NH ZIP: 03801 FORMER COMPANY: FORMER CONFORMED NAME: PAX WORLD MANAGEMENT CORP DATE OF NAME CHANGE: 20001108 13F-HR 1 form13f.txt PAX 13F SEPT 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Institutional Investment Manger Filing this Report: Name: Pax World Management LLC Address: 30 Penhallow Street, Suite 400 Portsmouth, NH 03801 Form 13F File Number: 028-05955 This institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alicia DuBois Title: Chief Financial Officer Phone: 603-431-8022 Signature, Place and Date of Signing: /s/ Alicia DuBois Portsmouth, NH 11/14/11 ----------------- -------------- -------- (Signature) (City, State) (Date) Report Type (Check only one.): /X/ 13F HOLDINGS REPORT / / 13F NOTICE / / 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 194 Form 13F Information Table Value Total: 1302475 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579Y101 5439 75769 SH SOLE 75769 ACE, Ltd. SHS H0023R105 1566 25841 SH SOLE 25841 ASML Holding NV NY REG SHS N07059186 1248 36123 SH SOLE 36123 AboveNet, Inc. COM 00374N107 359 6700 SH SOLE 6700 Agilent Technologies, Inc. COM 00846U101 1166 37305 SH SOLE 37305 Air Products & Chemicals, Inc. COM 009158106 4199 54988 SH SOLE 54988 Alexion Pharmaceuticals, Inc. COM 015351109 1013 15818 SH SOLE 15818 Align Technology, Inc. COM 016255101 228 15000 SH SOLE 15000 Allergan, Inc. COM 018490102 475 5767 SH SOLE 5767 Altera Corp. COM 021441100 5678 180077 SH SOLE 180077 Amazon.com, Inc. COM 023135106 1282 5930 SH SOLE 5930 America Movil SAB de CV, Serie SPON ADR L SHS 02364W105 26979 1221880 SH SOLE 1221880 American Express Co. COM 025816109 12126 270060 SH SOLE 270060 American Tower Corp., Class A CL A 029912201 44227 822072 SH SOLE 822072 American Water Works Co., Inc. COM 030420103 2478 82102 SH SOLE 82102 Amgen, Inc. COM 031162100 16623 302504 SH SOLE 302504 Aruba Networks, Inc. COM 043176106 1152 55084 SH SOLE 55084 Autodesk, Inc. COM 052769106 2562 92236 SH SOLE 92236 Autoliv, Inc. COM 052800109 784 16167 SH SOLE 16167 BBVA, ADR SPONSORED ADR 05946K101 523 64300 SH SOLE 64300 BMC Software, Inc. COM 055921100 10666 276605 SH SOLE 276605 Baker Hughes, Inc. COM 057224107 29520 639514 SH SOLE 639514 Bank of New York Mellon Corp., COM 064058100 8423 453070 SH SOLE 453070 Becton Dickinson & Co. COM 075887109 38416 523952 SH SOLE 523952 Bio-Reference Labs, Inc. COM $.01 NEW 09057G602 184 10000 SH SOLE 10000 BlackRock, Inc. 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