0001127990-11-000006.txt : 20110812
0001127990-11-000006.hdr.sgml : 20110812
20110812101939
ACCESSION NUMBER: 0001127990-11-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110812
DATE AS OF CHANGE: 20110812
EFFECTIVENESS DATE: 20110812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PAX WORLD MANAGEMENT LLC
CENTRAL INDEX KEY: 0001127990
IRS NUMBER: 271374824
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05955
FILM NUMBER: 111029590
BUSINESS ADDRESS:
STREET 1: 30 PENHALLOW STREET
STREET 2: SUITE 400
CITY: PORTMOUTH
STATE: NH
ZIP: 03801
BUSINESS PHONE: 8007671729
MAIL ADDRESS:
STREET 1: 30 PENHALLOW STREET
STREET 2: SUITE 400
CITY: PORTMOUTH
STATE: NH
ZIP: 03801
FORMER COMPANY:
FORMER CONFORMED NAME: PAX WORLD MANAGEMENT CORP
DATE OF NAME CHANGE: 20001108
13F-HR
1
form13f.txt
PAX WORLD 13F 06/30/2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Institutional Investment Manger Filing this Report:
Name: Pax World Management LLC
Address: 30 Penhallow Street, Suite 400
Portsmouth, NH 03801
Form 13F File Number: 028-05955
This institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Alicia DuBois
Title: Chief Financial Officer
Phone: 603-431-8022
Signature, Place and Date of Signing:
/s/ Alicia DuBois Portsmouth, NH 08/12/11
----------------- -------------- --------
(Signature) (City, State) (Date)
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT
/ / 13F NOTICE
/ / 13F COMBINATION REPORT
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 192
Form 13F Information Table Value Total: 1626793
(in thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M Co. COM 88579Y101 6332 66760 SH SOLE 66760
ACE, Ltd. SHS H0023R105 1574 23919 SH SOLE 23919
ASML Holding NV NY REG SHS N07059186 1238 33500 SH SOLE 33500
AboveNet, Inc. COM 00374N107 599 8500 SH SOLE 8500
Agilent Technologies, Inc. COM 00846U101 1762 34478 SH SOLE 34478
Alexion Pharmaceuticals, Inc. COM 015351109 777 16516 SH SOLE 16516
Allergan, Inc. COM 018490102 475 5700 SH SOLE 5700
Altera Corp. COM 021441100 8349 180129 SH SOLE 180129
Amazon.com, Inc. COM 023135106 1278 6250 SH SOLE 6250
America Movil SAB de CV, Serie SPON ADR L SHS 02364W105 33272 617517 SH SOLE 617517
American Express Co. COM 025816109 13488 260897 SH SOLE 260897
American Tower Corp., Class A CL A 029912201 42922 820226 SH SOLE 820226
American Water Works Co., Inc. COM 030420103 1149 39018 SH SOLE 39018
Amgen, Inc. COM 031162100 17656 302591 SH SOLE 302591
Ares Capital Corp. COM 04010L103 193 12000 SH SOLE 12000
Autodesk, Inc. COM 052769106 3559 92204 SH SOLE 92204
Autoliv, Inc. COM 052800109 1173 14958 SH SOLE 14958
BBVA, ADR SPONSORED ADR 05946K101 700 59600 SH SOLE 59600
BMC Software, Inc. COM 055921100 14970 273671 SH SOLE 273671
Baker Hughes, Inc. COM 057224107 45847 631852 SH SOLE 631852
Banco Santander Chile, ADR SP ADR REP COM 05965X109 345 3679 SH SOLE 3679
Bank of New York Mellon Corp., COM 064058100 11496 448720 SH SOLE 448720
Becton Dickinson & Co. COM 075887109 45158 524059 SH SOLE 524059
Best Buy Co., Inc. COM 086516101 384 12219 SH SOLE 12219
Bio-Reference Labs, Inc. COM $.01 NEW 09057G602 209 10000 SH SOLE 10000
BlackRock, Inc. COM 09247X101 15885 82814 SH SOLE 82814
Boingo Wireless, Inc. COM 09739C102 140 15389 SH SOLE 15389
BorgWarner, Inc. COM 099724106 15196 188090 SH SOLE 188090
Broadcom Corp., Class A CL A 111320107 454 13500 SH SOLE 13500
Broadridge Financial Solutions COM 11133T103 963 40000 SH SOLE 40000
Brocade Communications Systems COM NEW 111621306 1497 231750 SH SOLE 231750
Brown Shoe Co., Inc. COM 115736100 815 76500 SH SOLE 76500
CB Richard Ellis Group, Inc., CL A 12497T101 1549 61690 SH SOLE 61690
CGG-Veritas, ADR SPONSORED ADR 204386106 293 8000 SH SOLE 8000
California Water Service Group COM 130788102 399 21352 SH SOLE 21352
Canadian Natural Resources, Lt COM 136385101 3350 80040 SH SOLE 80040
Canon, Inc., ADR ADR 138006309 388 8150 SH SOLE 8150
CardioNet, Inc. COM 14159L103 319 60000 SH SOLE 60000
Catalyst Health Solutions, Inc COM 14888B103 768 13750 SH SOLE 13750
Celgene Corp. COM 151020104 1101 18250 SH SOLE 18250
Cisco Systems, Inc. COM 17275R102 1064 68147 SH SOLE 68147
Citrix Systems, Inc. COM 177376100 3121 39011 SH SOLE 39011
Coach, Inc. COM 189754104 811 12693 SH SOLE 12693
Cognizant Technology Solutions CL A 192446102 12552 171143 SH SOLE 171143
Comstock Resources, Inc. COM NEW 205768203 288 10000 SH SOLE 10000
ConocoPhillips COM 20825C104 40160 534111 SH SOLE 534111
Cooper Industries PLC SHS G24140108 1659 27803 SH SOLE 27803
Corn Products International, I COM 219023108 28150 509233 SH SOLE 509233
Credit Suisse Group AG, ADR SPONSORED ADR 225401108 702 18000 SH SOLE 18000
Cummins, Inc. COM 231021106 28775 278048 SH SOLE 278048
Darden Restaurants, Inc. COM 237194105 7971 160183 SH SOLE 160183
Deere & Co. COM 244199105 62640 759731 SH SOLE 759731
Deutsche Bank AG NAMEN AKT d18190898 474 8000 SH SOLE 8000
Devon Energy Corp. COM 25179M103 1975 25059 SH SOLE 25059
Digital Realty Trust, Inc., RE COM 253868103 12739 206207 SH SOLE 206207
Dover Corp. COM 260003108 435 6422 SH SOLE 6422
EMC Corp. COM 268648102 72170 2619611 SH SOLE 2619611
EQT Corp. COM 26884L109 33921 645868 SH SOLE 645868
Emerson Electric Co. COM 291011104 31107 553007 SH SOLE 553007
Ensco PLC , ADR SPONSORED ADR 29358Q109 37569 704856 SH SOLE 704856
Expedia, Inc. COM 30212P105 9133 315031 SH SOLE 315031
Expeditors International of Wa COM 302130109 23800 464943 SH SOLE 464943
Express Scripts, Inc. COM 302182100 1471 27250 SH SOLE 27250
F.N.B. Corp. COM 302520101 149 14390 SH SOLE 14390
GameStop Corp., Class A CL A 36467W109 4429 166066 SH SOLE 166066
Gen-Probe, Inc. COM 36866T103 1235 17865 SH SOLE 17865
General Mills, Inc. COM 370334104 2305 61916 SH SOLE 61916
Gilead Sciences, Inc. COM 375558103 27179 656327 SH SOLE 656327
Google, Inc., Class A CL A 38259P508 15710 31024 SH SOLE 31024
HSBC Holdings PLC, ADR SPON ADR NEW 404280406 1027 20700 SH SOLE 20700
Hercules Technology Growth Cap COM 427096508 603 57351 SH SOLE 57351
Hologic, Inc. COM 436440101 645 32000 SH SOLE 32000
Honda Motor Co, Ltd., ADR AMERN SHS 438128308 788 20400 SH SOLE 20400
Horizon Technology Finance Cor COM 44045A102 165 10410 SH SOLE 10410
Hospitality Properties Trust, SHS BEN INT 44106M102 4853 200144 SH SOLE 200144
Human Genome Sciences, Inc. COM 444903108 2579 105075 SH SOLE 105075
IBM COM 459200101 22031 128422 SH SOLE 128422
IDEX Corp. COM 45167R104 838 18285 SH SOLE 18285
Infosys, Ltd., ADR SPONSORED ADR 456788108 326 5000 SH SOLE 5000
Ingersoll-Rand PLC SHS G47791101 18309 403192 SH SOLE 403192
Intuit, Inc. COM 461202103 45393 875303 SH SOLE 875303
Itron, Inc. COM 465741106 491 10185 SH SOLE 10185
JPMorgan Chase & Co. COM 46625H100 21617 528011 SH SOLE 528011
Jamba, Inc. COM 47023A101 458 214100 SH SOLE 214100
Johnson Controls, Inc. COM 478366107 1381 33144 SH SOLE 33144
Juniper Networks, Inc. COM 48203R104 7966 252899 SH SOLE 252899
Kimberly-Clark Corp. COM 494368103 1482 22265 SH SOLE 22265
Landstar System, Inc. COM 515098101 1023 22000 SH SOLE 22000
Lowe's Cos., Inc. COM 548661107 11468 491980 SH SOLE 491980
Lufkin Industries, Inc. COM 549764108 1337 15534 SH SOLE 15534
MICROS Systems, Inc. COM 594901100 249 5000 SH SOLE 5000
Macy's, Inc. COM 55616P104 4016 137336 SH SOLE 137336
Marriott International, Inc., CL A 571903202 1036 29192 SH SOLE 29192
McDonald's Corp. COM 580135101 7903 93723 SH SOLE 93723
Microsoft Corp. COM 594918104 254 9751 SH SOLE 9751
Mylan, Inc. COM 628530107 30983 1255881 SH SOLE 1255881
NIKE, Inc., Class B CL B 654106103 1747 19416 SH SOLE 19416
Nalco Holding Co. COM 62985Q101 9241 332299 SH SOLE 332299
Natus Medical, Inc. COM 639050103 537 35460 SH SOLE 35460
NetApp, Inc. COM 64110D104 13196 250010 SH SOLE 250010
Netgear, Inc. COM 64111Q104 1148 26250 SH SOLE 26250
Noble Corp. NAMEN AKT H5833N103 10533 267257 SH SOLE 267257
Noble Energy, Inc. COM 655044105 12549 140014 SH SOLE 140014
Nordson Corp. COM 655663102 22439 409102 SH SOLE 409102
Nuance Communications, Inc. COM 67020Y100 2609 121500 SH SOLE 121500
Nucor Corp. COM 670346105 13476 326925 SH SOLE 326925
OGE Energy Corp. COM 670837103 886 17607 SH SOLE 17607
Och-Ziff Capital Mgmt. Group, CL A 67551U105 4110 296359 SH SOLE 296359
Oneok, Inc. COM 682680103 49852 673589 SH SOLE 673589
Open Text Corp. COM 683715106 320 5000 SH SOLE 5000
Oracle Corp. COM 68389x105 13487 409813 SH SOLE 409813
Pall Corp. COM 696429307 3214 57150 SH SOLE 57150
Pentair, Inc. COM 709631105 1646 40774 SH SOLE 40774
PepsiCo, Inc. COM 713448108 35145 499004 SH SOLE 499004
Pfizer, Inc. COM 717081103 8616 418271 SH SOLE 418271
Philippine Long Distance Telep SPONSORED ADR 718252604 297 5500 SH SOLE 5500
Plum Creek Timber Co., Inc., R COM 729251108 9688 238972 SH SOLE 238972
Pool Corp. COM 73278L105 238 8000 SH SOLE 8000
Portugal Telecom SGPS SA, ADR SPONSORED ADR 737273102 309 31375 SH SOLE 31375
Potash Corp. of Saskatchewan, COM 73755L107 6603 115854 SH SOLE 115854
Procter & Gamble Co., The COM 742718109 19565 307773 SH SOLE 307773
Qualcomm, Inc. COM 747525103 61671 1085951 SH SOLE 1085951
Quanta Services, Inc. COM 74762E102 1239 61338 SH SOLE 61338
Quicksilver Resources, Inc. COM 74837R104 15815 1071506 SH SOLE 1071506
Range Resources Corp. COM 75281A109 6671 120190 SH SOLE 120190
Red Hat, Inc. COM 756577102 1423 31000 SH SOLE 31000
Rio Tinto PLC, ADR SPONSORED ADR 767204100 28272 390931 SH SOLE 390931
Riverbed Technology, Inc. COM 768573107 18095 457049 SH SOLE 457049
Rogers Corp. COM 775133101 1118 24200 SH SOLE 24200
Roper Industries, Inc. COM 776696106 2646 31763 SH SOLE 31763
Rosetta Resources, Inc. COM 777779307 2835 55000 SH SOLE 55000
Ruby Tuesday, Inc. COM 781182100 132 12230 SH SOLE 12230
Salesforce.com, Inc. COM 79466L302 1100 7381 SH SOLE 7381
Sasol Ltd., ADR SPONSORED ADR 803866300 8135 153807 SH SOLE 153807
SolarWinds, Inc. COM 83416B109 1085 41500 SH SOLE 41500
SonoSite, Inc. COM 83568G104 454 12896 SH SOLE 12896
Southwestern Energy Co. COM 845467109 1811 42228 SH SOLE 42228
St. Jude Medical, Inc. COM 790849103 6417 134575 SH SOLE 134575
Stanley Black & Decker, Inc. COM 854502101 1621 22500 SH SOLE 22500
State Street Corp. COM 857477103 13375 296625 SH SOLE 296625
Statoil ASA, ADR SPONSORED ADR 85771P102 28071 1103005 SH SOLE 1103005
Stericycle, Inc. COM 858912108 691 7750 SH SOLE 7750
SuccessFactors, Inc. COM 864596101 962 32730 SH SOLE 32730
Suncor Energy, Inc. COM 867224107 19904 509062 SH SOLE 509062
Susser Holdings Corp. COM 869233106 162 10324 SH SOLE 10324
Syngenta AG, ADR SPONSORED ADR 87160A100 25103 371562 SH SOLE 371562
Taiwan Semiconductor, ADR SPONSORED ADR 874039100 5679 450391 SH SOLE 450391
Talisman Energy, Inc. COM 87425E103 1547 75500 SH SOLE 75500
Target Corp. COM 87612E106 7142 152250 SH SOLE 152250
Tenaris SA, ADR SPONSORED ADR 88031M109 338 7400 SH SOLE 7400
Teradata Corp. COM 88076W103 4518 75052 SH SOLE 75052
Terex Corp. COM 880779103 1351 47500 SH SOLE 47500
Teva Pharmaceutical Industries ADR 881624209 34232 709908 SH SOLE 709908
Texas Instruments, Inc. COM 882508104 1617 49267 SH SOLE 49267
TheStreet.com, Inc. COM 88368Q103 699 227772 SH SOLE 227772
Thermo Fisher Scientific, Inc. COM 883556102 8413 130664 SH SOLE 130664
Thoratec Corp. COM NEW 885175307 968 29500 SH SOLE 29500
Time Warner, Inc. COM NEW 887317303 10555 290205 SH SOLE 290205
Timken Co. COM 887389104 12453 247075 SH SOLE 247075
Tootsie Roll Industries, Inc. COM 890516107 533 18209 SH SOLE 18209
Tower Group, Inc. COM 891777104 326 13695 SH SOLE 13695
Trimble Navigation, Ltd. COM 896239100 1303 32875 SH SOLE 32875
Trina Solar, Ltd., ADR SPON ADR 89628E104 410 18300 SH SOLE 18300
Unilever PLC, ADR SPON NEW ADR 904767704 696 21500 SH SOLE 21500
Union Pacific Corp. COM 907818108 1958 18750 SH SOLE 18750
United Financial Bancorp, Inc. COM 91030T109 655 42464 SH SOLE 42464
United Parcel Service, Inc., C CL B 911312106 1810 24817 SH SOLE 24817
United Therapeutics Corp. COM 91307C102 961 17450 SH SOLE 17450
VF Corp. COM 918204108 1732 15957 SH SOLE 15957
Vale SA, ADR ADR 91912E105 5915 185134 SH SOLE 185134
Vascular Solutions, Inc. COM 92231M109 710 57243 SH SOLE 57243
Veolia Environnement SA, ADR SPONSORED ADR 92334N103 3167 111762 SH SOLE 111762
Vodafone Group PLC, ADR SPONS ADR NEW 92857W209 27501 1029237 SH SOLE 1029237
Volcano Corp. COM 928645100 1372 42500 SH SOLE 42500
Watsco, Inc. COM 942622200 612 9000 SH SOLE 9000
Watts Water Technologies, Inc. CL A 942749102 1239 35000 SH SOLE 35000
Westell Technologies, Inc., Cl CL A 957541105 654 183269 SH SOLE 183269
Westwood Holdings Group, Inc., COM 961765104 524 13761 SH SOLE 13761
Whole Foods Market, Inc. COM 966837106 2005 31596 SH SOLE 31596
Willis Group Holdings PLC SHS G96666105 16053 390486 SH SOLE 390486
eMagin Corp. COM NEW 29076N206 61 10000 SH SOLE 10000
ePlus, Inc. COM 294268107 283 10721 SH SOLE 10721
interCLICK, Inc. COM NEW 458483203 94 11789 SH SOLE 11789
optionsXpress Holdings, Inc. COM 684010101 10519 630639 SH SOLE 630639
CurrencyShares Canadian Dollar CDN DOLLAR SHS 23129X105 361 3500 SH SOLE 3500
Pax MSCI North America ESG Ind MSCI NOAM ESG 70422P107 299 10385 SH SOLE 10385
ProShares UltraShort Euro ULTRASHRT EURO 74347W882 2480 148131 SH SOLE 148131
SPDR Gold Shares GOLD SHS 78463V107 4029 27600 SH SOLE 27600
iShares Barclays TIPS Bond Fun BARCLAY TIPS BD 464287176 5543 50100 SH SOLE 50100
Health Care REIT, Inc., 7.625% COM 42217K403 1549 60350 SH SOLE 60350
PNC Financial Services Group W* EXP 12/31/201 693475121 566 45600 SH SOLE 45600