-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bo3s/QLzZB/zDox5SxvZewkRz3aW+GOCFjsQjb0n8v5YTwsoa1JqG0bObGBAHvk+ Px2bwqK+7AtnaRj3Shnhfg== 0001127990-10-000009.txt : 20101112 0001127990-10-000009.hdr.sgml : 20101111 20101112115223 ACCESSION NUMBER: 0001127990-10-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PAX WORLD MANAGEMENT LLC CENTRAL INDEX KEY: 0001127990 IRS NUMBER: 271374824 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05955 FILM NUMBER: 101184473 BUSINESS ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 8007671729 MAIL ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTMOUTH STATE: NH ZIP: 03801 FORMER COMPANY: FORMER CONFORMED NAME: PAX WORLD MANAGEMENT CORP DATE OF NAME CHANGE: 20001108 13F-HR 1 form13f.txt FORM 13F 09/30/2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Institutional Investment Manger Filing this Report: Name: Pax World Management LLC Address: 30 Penhallow Street, Suite 400 Portsmouth, NH 03801 Form 13F File Number: 028-05955 This institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alicia DuBois Title: Chief Financial Officer Phone: 603-431-8022 Signature, Place and Date of Signing: /s/ Alicia DuBois Portsmouth, NH 11/12/10 - ----------------- -------------- -------- (Signature) (City, State) (Date) Report Type (Check only one.): /X/ 13F HOLDINGS REPORT / / 13F NOTICE / / 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 189 Form 13F Information Table Value Total: 1,460,655 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579Y101 1336 15404 SH SOLE 15404 ACE, Ltd. SHS H0023R105 1276 21900 SH SOLE 21900 ASML Holding NV NY REG SHS N07059186 1174 39500 SH SOLE 39500 Abraxas Petroleum Corp. COM 003830106 71 25000 SH SOLE 25000 Adobe Systems, Inc. COM 00724F101 425 16234 SH SOLE 16234 Agilent Technologies, Inc. COM 00846U101 1490 44655 SH SOLE 44655 Alberto-Culver Co. COM 013078100 6935 184204 SH SOLE 184204 Alexion Pharmaceuticals, Inc. COM 015351109 628 9758 SH SOLE 9758 Allergan, Inc. COM 018490102 388 5837 SH SOLE 5837 Altera Corp. COM 021441100 7092 235139 SH SOLE 235139 Amazon.com, Inc. COM 023135106 1178 7500 SH SOLE 7500 America Movil SAB de CV, ADR SPON ADR L SHS 02364W105 32821 615441 SH SOLE 615441 American Express Co. COM 025816109 9525 226614 SH SOLE 226614 American Tower Corp., Class A CL A 029912201 37547 732486 SH SOLE 732486 American Water Works Co., Inc. COM 030420103 907 38981 SH SOLE 38981 Amgen, Inc. COM 031162100 15295 277534 SH SOLE 277534 Amtrust Financial Services, In COM 032359309 196 13500 SH SOLE 13500 BBVA, ADR SPONSORED ADR 05946K101 353 26200 SH SOLE 26200 BMC Software, Inc. COM 055921100 11077 273640 SH SOLE 273640 Baker Hughes, Inc. COM 057224107 26018 610758 SH SOLE 610758 Baldor Electric Co. COM 057741100 416 10300 SH SOLE 10300 Bank of America Corp. COM 060505104 21821 1664419 SH SOLE 1664419 Bank of New York Mellon Corp., COM 064058100 11653 445961 SH SOLE 445961 Becton Dickinson & Co. COM 075887109 38083 513941 SH SOLE 513941 Best Buy Co., Inc. COM 086516101 7096 173799 SH SOLE 173799 BlackRock, Inc. 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COM Y2066G104 9677 761951 SH SOLE 761951 Digital Realty Trust, Inc., RE COM 253868103 1148 18600 SH SOLE 18600 EMC Corp. COM 268648102 53188 2618832 SH SOLE 2618832 EQT Corp. COM 26884L109 22925 635742 SH SOLE 635742 EarthLink, Inc. COM 270321102 182 20000 SH SOLE 20000 Emerson Electric Co. COM 291011104 26533 503863 SH SOLE 503863 Empresas ICA SAB de CV, ADR SPONS ADR NEW 292448206 11481 1181213 SH SOLE 1181213 Ensco PLC , ADR sPONSORED ADR 29358Q109 30627 684712 SH SOLE 684712 Expedia, Inc. COM 30212P105 3523 124872 SH SOLE 124872 Expeditors International of Wa COM 302130109 21217 458943 SH SOLE 458943 Express Scripts, Inc. COM 302182100 1327 27250 SH SOLE 27250 FTI Consulting, Inc. COM 302941109 964 27800 SH SOLE 27800 Fiserv, Inc. COM 337738108 10774 200187 SH SOLE 200187 GameStop Corp., Class A CL A 36467W109 317 16064 SH SOLE 16064 Gen-Probe, Inc. COM 36866T103 1216 25095 SH SOLE 25095 General Mills, Inc. COM 370334104 3961 108389 SH SOLE 108389 Gilead Sciences, Inc. COM 375558103 23721 666147 SH SOLE 666147 Goldman Sachs Group, Inc., The COM 38141G104 10343 71538 SH SOLE 71538 Google, Inc., Class A CL A 38259P508 28475 54156 SH SOLE 54156 HSBC Holdings PLC, ADR SPON ADR NEW 404280406 666 13170 SH SOLE 13170 Hansen Natural Corp. COM 411310105 7418 159125 SH SOLE 159125 Hewlett-Packard Co. COM 428236103 2506 59563 SH SOLE 59563 Hologic, Inc. COM 436440101 913 57000 SH SOLE 57000 Hologic, Inc. PUT 436440951 480 30000 SH SOLE 30000 Honda Motor Co, Ltd., ADR AMERN SHS 438128308 424 11900 SH SOLE 11900 Hospitality Properties Trust, COM SH BEN INT 44106M102 4469 200118 SH SOLE 200118 ICICI Bank, Ltd., ADR ADR 45104G104 374 7500 SH SOLE 7500 IDEX Corp. COM 45167R104 544 15315 SH SOLE 15315 Ingersoll-Rand PLC SHS G47791101 15851 443877 SH SOLE 443877 Intel Corp. COM 458140100 13055 678876 SH SOLE 678876 InterDigital, Inc./PA COM 45867G101 284 9586 SH SOLE 9586 International Business Machine COM 459200101 2420 18042 SH SOLE 18042 Intuit, Inc. COM 461202103 36390 830633 SH SOLE 830633 Itron, Inc. COM 465741106 807 13185 SH SOLE 13185 JPMorgan Chase & Co. COM 46625H100 17935 471114 SH SOLE 471114 Jamba, Inc. COM 47023A101 174 79500 SH SOLE 79500 Johnson Controls, Inc. COM 478366107 665 21799 SH SOLE 21799 Juniper Networks, Inc. COM 48203R104 1449 47750 SH SOLE 47750 Kraft Foods, Inc., Class A CL A 50075N104 25808 836285 SH SOLE 836285 Landstar System, Inc. COM 515098101 850 22000 SH SOLE 22000 Lowe's Cos., Inc. COM 548661107 10960 491712 SH SOLE 491712 Lufkin Industries, Inc. COM 549764108 937 21334 SH SOLE 21334 Macy's, Inc. COM 55616P104 3168 137221 SH SOLE 137221 Marriott International, Inc., CL A 571903202 919 25646 SH SOLE 25646 McDonald's Corp. COM 580135101 3762 50490 SH SOLE 50490 Microsoft Corp. COM 594918104 19905 812785 SH SOLE 812785 Mylan, Inc. COM 628530107 21456 1140672 SH SOLE 1140672 NIKE, Inc., Class B CL B 654106103 1532 19118 SH SOLE 19118 Nalco Holding Co. COM 62985Q101 643 25500 SH SOLE 25500 National Bank of Greece SA, AD SPONSORED ADR 633643408 1127 496576 SH SOLE 496576 Natus Medical, Inc. COM 639050103 274 18810 SH SOLE 18810 NetApp, Inc. COM 64110D104 2041 41000 SH SOLE 41000 Nobel Learning Communities, In COM 654889104 74 10736 SH SOLE 10736 Noble Corp. NAMEN AKT H5833N103 28612 846761 SH SOLE 846761 Nordson Corp. COM 655663102 20461 277666 SH SOLE 277666 Northern Trust Corp. COM 665859104 692 14348 SH SOLE 14348 Nuance Communications, Inc. COM 67020Y100 1822 116500 SH SOLE 116500 Nucor Corp. COM 670346105 903 23640 SH SOLE 23640 Oneok, Inc. COM 682680103 30333 673476 SH SOLE 673476 Oracle Corp. COM 68389x105 5606 208799 SH SOLE 208799 Pall Corp. COM 696429307 2260 54276 SH SOLE 54276 Penson Worldwide, Inc. COM 709600100 80 16052 SH SOLE 16052 Pentair, Inc. COM 709631105 679 20203 SH SOLE 20203 PepsiCo, Inc. COM 713448108 30207 454655 SH SOLE 454655 Petroleo Brasileiro SA, ADR SPONSORED ADR 71654V408 4700 129590 SH SOLE 129590 Pfizer, Inc. COM 717081103 7026 409222 SH SOLE 409222 Portugal Telecom SGPS SA, ADR SPONSORED ADR 737273102 334 25230 SH SOLE 25230 Procter & Gamble Co., The COM 742718109 18541 309176 SH SOLE 309176 QUALCOMM, Inc. COM 747525103 28943 641471 SH SOLE 641471 Quanta Services, Inc. COM 74762E102 9575 501847 SH SOLE 501847 Quicksilver Resources, Inc. COM 74837R104 280 22225 SH SOLE 22225 Red Hat, Inc. COM 756577102 1271 31000 SH SOLE 31000 Reed Elsevier NV, ADR SPONS ADR NEW 758204200 285 11300 SH SOLE 11300 Rio Tinto PLC, ADR SPONSORED ADR 767204100 22541 383814 SH SOLE 383814 Riverbed Technology, Inc. COM 768573107 18228 399922 SH SOLE 399922 Roper Industries, Inc. COM 776696106 1958 30041 SH SOLE 30041 Royal Bank of Canada COM 780087102 324 6210 SH SOLE 6210 STEC, Inc. COM 784774101 125 10000 SH SOLE 10000 Salesforce.com, Inc. COM 79466L302 990 8851 SH SOLE 8851 Sasol Ltd., ADR SPONSORED ADR 803866300 7000 156287 SH SOLE 156287 Sirius XM Radio, Inc. COM 82967N108 120 100000 SH SOLE 100000 SolarWinds, Inc. COM 83416B109 1036 60000 SH SOLE 60000 Southwestern Energy Co. COM 845467109 19166 573157 SH SOLE 573157 St. Jude Medical, Inc. COM 790849103 5185 131811 SH SOLE 131811 Staples, Inc. COM 855030102 3520 168272 SH SOLE 168272 State Street Corp. COM 857477103 10322 274085 SH SOLE 274085 Statoil ASA, ADR SPONSORED ADR 85771P102 20727 987929 SH SOLE 987929 Stericycle, Inc. COM 858912108 476 6850 SH SOLE 6850 SuccessFactors, Inc. COM 864596101 834 33230 SH SOLE 33230 SunPower Corp., Class B COM CL B 867652307 327 23600 SH SOLE 23600 Suncor Energy, Inc. COM 867224107 15102 463971 SH SOLE 463971 Suntech Power Holdings Co., Lt ADR 86800C104 202 21000 SH SOLE 21000 Syngenta AG, ADR SPONSORED ADR 87160A100 16479 330975 SH SOLE 330975 T Rowe Price Group, Inc. 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