-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KoaWlhWj/WEV46V18aPRR5rRGLY+GZGJmUw+2XZFZ+/xXHxMwNoPyiAWlIv3wMI+ qbWIOx8boIu6+yRYcCw9/A== 0001127990-10-000007.txt : 20100813 0001127990-10-000007.hdr.sgml : 20100813 20100813143735 ACCESSION NUMBER: 0001127990-10-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100813 DATE AS OF CHANGE: 20100813 EFFECTIVENESS DATE: 20100813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PAX WORLD MANAGEMENT LLC CENTRAL INDEX KEY: 0001127990 IRS NUMBER: 271374824 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05955 FILM NUMBER: 101014765 BUSINESS ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 8007671729 MAIL ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTMOUTH STATE: NH ZIP: 03801 FORMER COMPANY: FORMER CONFORMED NAME: PAX WORLD MANAGEMENT CORP DATE OF NAME CHANGE: 20001108 13F-HR 1 form13f.txt FORM 13F 06/30/10 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Institutional Investment Manger Filing this Report: Name: Pax World Management LLC Address: 30 Penhallow Street, Suite 400 Portsmouth, NH 03801 Form 13F File Number: 028-05955 This institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alicia DuBois Title: Chief Financial Officer Phone: 603-431-8022 Signature, Place and Date of Signing: /s/ Alicia DuBois Portsmouth, NH 08/13/10 - ----------------- -------------- -------- (Signature) (City, State) (Date) Report Type (Check only one.): /X/ 13F HOLDINGS REPORT / / 13F NOTICE / / 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 182 Form 13F Information Table Value Total: 1,342,180 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579Y101 851 10768 SH SOLE 10768 ACE, Ltd. SHS H0023R105 1127 21900 SH SOLE 21900 AGCO Corp. COm 001084102 8797 326191 SH SOLE 326191 ASML Holding NV NY REG SHS N07059186 1085 39500 SH SOLE 39500 Adobe Systems, Inc. COM 00724F101 6837 258681 SH SOLE 258681 Agilent Technologies, Inc. COM 00846U101 1270 44682 SH SOLE 44682 Alexandria Real Estate Equitie COM 015271109 583 9200 SH SOLE 9200 Align Technology, Inc. COM 016255101 149 10000 SH SOLE 10000 Altera Corp. COM 021441100 5585 225121 SH SOLE 225121 Amazon.com, Inc. COM 023135106 838 7672 SH SOLE 7672 America Movil SAB de CV, ADR SPON ADR L SHS 02364W105 29172 614141 SH SOLE 614141 American Express Co. COM 025816109 5347 134680 SH SOLE 134680 American Physicians Service Gr COM 028882108 200 8186 SH SOLE 8186 American Tower Corp. CL A 029912201 31697 712295 SH SOLE 712295 American Water Works Co., Inc. COM 030420103 801 38904 SH SOLE 38904 Amgen, Inc. COM 031162100 17204 327081 SH SOLE 327081 Anheuser-Busch InBev NV, ADR SPONSORED ADR 03524a108 461 9600 SH SOLE 9600 BBVA, ADR SPONS0RED ADR 05946K101 234 22700 SH SOLE 22700 BMC Software, Inc. COM 055921100 7553 218107 SH SOLE 218107 Baker Hughes, Inc. COM 057224107 23726 570738 SH SOLE 570738 Baldor Electric Co. COM 057741100 375 10390 SH SOLE 10390 Banco Santander Chile, ADR SP ADR REP COM 05965X109 335 5000 SH SOLE 5000 Bank of America Corp. COM 060505104 25564 1778992 SH SOLE 1778992 Bank of New York Mellon Corp., COM 064058100 10889 441025 SH SOLE 441025 Becton Dickinson & Co. COM 075887109 34754 513961 SH SOLE 513961 Best Buy Co., Inc. COM 086516101 5284 156045 SH SOLE 156045 BlackRock, Inc. COM 09247X101 602 4200 SH SOLE 4200 BorgWarner, Inc. COM 099724106 2336 62560 SH SOLE 62560 Brocade Communications Systems COM NEW 111621306 944 183000 SH SOLE 183000 CB Richard Ellis Group, Inc., CL A 12497T101 1068 78500 SH SOLE 78500 CME Group, Inc. COM 12572Q105 18704 66434 SH SOLE 66434 CME Group, Inc. CALL 12572Q905 366 1300 SH SOLE 1300 CVS Caremark Corp. COM 126650100 15548 530281 SH SOLE 530281 California Water Service Group COM 130788102 382 10700 SH SOLE 10700 CardioNet, Inc. COM 14159L103 153 28000 SH SOLE 28000 Catalyst Health Solutions, Inc COM 14888B103 949 27500 SH SOLE 27500 Celgene Corp. COM 151020104 1041 20488 SH SOLE 20488 China Life Insurance Co. Ltd., SPON ADR REP H 16939P106 7176 110065 SH SOLE 110065 Cisco Systems, Inc. COM 17275R102 41977 1969848 SH SOLE 1969848 Citigroup, Inc. COM 172967101 583 155000 SH SOLE 155000 Citrix Systems, Inc. COM 177376100 11675 276452 SH SOLE 276452 Clorox Co. COM 189054109 435 7000 SH SOLE 7000 Cogent, Inc. COM 19239Y108 108 12000 SH SOLE 12000 Cognizant Technology Solutions CL A 192446102 1902 38000 SH SOLE 38000 Coleman Cable, Inc. COM 193459302 225 39857 SH SOLE 39857 ConocoPhillips COM 20825C104 22212 452465 SH SOLE 452465 Corn Products International, I COM 219023108 13305 439125 SH SOLE 439125 Corning, Inc. COM 219350105 3738 231466 SH SOLE 231466 Cummins, Inc. COM 231021106 31274 480181 SH SOLE 480181 Darden Restaurants, Inc. COM 237194105 1168 30072 SH SOLE 30072 Deere & Co. COM 244199105 36201 650164 SH SOLE 650164 Devon Energy Corp. COM 25179M103 998 16374 SH SOLE 16374 Diana Shipping, Inc. COM Y2066G104 8550 759353 SH SOLE 759353 Digital Realty Trust, Inc., RE COM 253868103 1073 18600 SH SOLE 18600 EMC Corp. COM 268648102 44703 2442772 SH SOLE 2442772 EQT Corp. COM 26884L109 23030 637253 SH SOLE 637253 ESCO Technologies, Inc. COM 296315104 4886 189742 SH SOLE 189742 EarthLink, Inc. COM 270321102 199 25000 SH SOLE 25000 Emerson Electric Co. COM 291011104 18240 417498 SH SOLE 417498 Empresas ICA SAB de CV, ADR SPONS ADR NEW 292448206 10450 1114121 SH SOLE 1114121 Ensco PLC , ADR SPONSORED ADR 29358Q109 27228 693177 SH SOLE 693177 Expedia, Inc. COM 30212P105 470 25015 SH SOLE 25015 Expeditors International of Wa COM 302130109 13732 397906 SH SOLE 397906 Express Scripts, Inc. COM 302182100 1011 21500 SH SOLE 21500 Fiserv, Inc. COM 337738108 13257 290336 SH SOLE 290336 Fresenius Medical Care AG & Co SPONSORED ADR 358029106 252 4700 SH SOLE 4700 GameStop Corp., Class A CL A 36467W109 415 22100 SH SOLE 22100 Gen-Probe, Inc. COM 36866T103 1195 26315 SH SOLE 26315 General Mills, Inc. COM 370334104 3854 108494 SH SOLE 108494 Gilead Sciences, Inc. COM 375558103 21178 617801 SH SOLE 617801 Goldman Sachs Group, Inc., The COM 38141G104 9391 71540 SH SOLE 71540 Google, Inc., Class A CL A 38259P508 23095 51905 SH SOLE 51905 HSBC Holdings PLC, ADR SPON ADR NEW 404280406 460 10088 SH SOLE 10088 Hansen Natural Corp. COM 411310105 4265 109054 SH SOLE 109054 Helix Energy Solutions Group, COM 42330P107 151 14000 SH SOLE 14000 Hewitt Associates, Inc., Class COM 42822Q100 26002 754560 SH SOLE 754560 Hewlett-Packard Co. COM 428236103 8855 204589 SH SOLE 204589 Hologic, Inc. COM 436440101 697 50000 SH SOLE 50000 Honda Motor Co, Ltd., ADR AMERN SHS 438128308 538 18700 SH SOLE 18700 Hospitality Properties Trust, COM SH BEN INT 44106M102 4223 200120 SH SOLE 200120 ICICI Bank, Ltd., ADR ADR 45104G104 271 7500 SH SOLE 7500 ICx Technologies, Inc. COM 44934T105 172 23606 SH SOLE 23606 IDEX Corp. COM 45167R104 383 13415 SH SOLE 13415 Ingersoll-Rand PLC SHS G47791101 12636 366375 SH SOLE 366375 Intel Corp. COM 458140100 17328 890884 SH SOLE 890884 International Business Machine COM 459200101 2240 18141 SH SOLE 18141 Intuit, Inc. COM 461202103 28181 810486 SH SOLE 810486 Itron, Inc. COM 465741106 1007 16285 SH SOLE 16285 JPMorgan Chase & Co. COM 46625H100 16543 451869 SH SOLE 451869 Jamba, Inc. COM 47023A101 169 79500 SH SOLE 79500 Johnson & Johnson COM 478160104 26233 444169 SH SOLE 444169 Johnson Controls, Inc. COM 478366107 635 23648 SH SOLE 23648 Juniper Networks, Inc. COM 48203R104 1090 47750 SH SOLE 47750 Kraft Foods, Inc., Class A CL A 50075N104 23408 836012 SH SOLE 836012 Landstar System, Inc. COM 515098101 858 22000 SH SOLE 22000 Lowe's Cos., Inc. COM 548661107 9522 466328 SH SOLE 466328 Lufkin Industries, Inc. COM 549764108 734 18834 SH SOLE 18834 Macy's, Inc. COM 55616P104 931 52000 SH SOLE 52000 Marriott International, Inc., CL A 571903202 679 22686 SH SOLE 22686 Microsoft Corp. COM 594918104 17529 761817 SH SOLE 761817 Mylan, Inc. COM 628530107 19435 1140573 SH SOLE 1140573 NIKE, Inc., Class B CL B 654106103 1286 19039 SH SOLE 19039 Nalco Holding Co. COM 62985Q101 522 25500 SH SOLE 25500 National Bank of Greece SA, AD SPONSORED ADR 633643408 4365 2011591 SH SOLE 2011591 NetApp, Inc. COM 64110D104 1611 43176 SH SOLE 43176 Netgear, Inc. COM 64111Q104 214 12000 SH SOLE 12000 Noble Corp. NAMEN -AKT H5833N103 27823 900135 SH SOLE 900135 Nordson Corp. COM 655663102 12766 227634 SH SOLE 227634 Northern Trust Corp. COM 665859104 671 14376 SH SOLE 14376 Nuance Communications, Inc. COM 67020Y100 1338 89500 SH SOLE 89500 Nucor Corp. COM 670346105 906 23662 SH SOLE 23662 Oneok, Inc. COM 682680103 28693 663430 SH SOLE 663430 Oracle Corp. COM 68389x105 236 11000 SH SOLE 11000 Ormat Technologies, Inc. COM 686688102 450 15900 SH SOLE 15900 Pall Corp. COM 696429307 1723 50125 SH SOLE 50125 Penson Worldwide, Inc. COM 709600100 91 16052 SH SOLE 16052 Pentair, Inc. COM 709631105 411 12750 SH SOLE 12750 PepsiCo, Inc. COM 713448108 27719 454782 SH SOLE 454782 Petroleo Brasileiro SA, ADR SPONSORED ADR 71654V408 9100 265147 SH SOLE 265147 Pfizer, Inc. COM 717081103 5835 409215 SH SOLE 409215 Portugal Telecom SGPS SA, ADR SPONSORED ADR 737273102 250 25230 SH SOLE 25230 Procter & Gamble Co., The COM 742718109 18556 309373 SH SOLE 309373 QUALCOMM, Inc. COM 747525103 20806 633544 SH SOLE 633544 Quanta Services, Inc. COM 74762E102 3029 146700 SH SOLE 146700 Quicksilver Resources, Inc. COM 74837R104 200 18175 SH SOLE 18175 Red Hat, Inc. COM 756577102 984 34000 SH SOLE 34000 Reed Elsevier NV, ADR SPONS ADR NEW 758204200 249 11300 SH SOLE 11300 Rio Tinto PLC, ADR SPONSORED ADR 767204100 16701 383044 SH SOLE 383044 Riverbed Technology, Inc. COM 768573107 9070 328377 SH SOLE 328377 Roper Industries, Inc. COM 776696106 1681 30048 SH SOLE 30048 Salesforce.com, Inc. COM 79466L302 987 11500 SH SOLE 11500 Sasol Ltd., ADR SPONSORED ADR 803866300 5512 156277 SH SOLE 156277 SolarWinds, Inc. COM 83416B109 962 60000 SH SOLE 60000 Southwestern Energy Co. COM 845467109 20826 538966 SH SOLE 538966 St. Jude Medical, Inc. COM 790849103 2506 69439 SH SOLE 69439 Staples, Inc. COM 855030102 3206 168277 SH SOLE 168277 State Street Corp. COM 857477103 9271 274118 SH SOLE 274118 Statoil ASA, ADR SPONSORED ADR 85771P102 15424 805436 SH SOLE 805436 Stericycle, Inc. COM 858912108 666 10150 SH SOLE 10150 SunPower Corp., Class B COM CL B 867652307 430 39800 SH SOLE 39800 Suncor Energy, Inc. COM 867224107 13659 463965 SH SOLE 463965 Suntech Power Holdings Co., Lt ADR 86800C104 112 12200 SH SOLE 12200 Syngenta AG, ADR SPONSORED ADR 87160A100 10948 238786 SH SOLE 238786 T Rowe Price Group, Inc. COM 74144T108 7113 160229 SH SOLE 160229 TJX Cos., Inc. COM 872540109 1133 27012 SH SOLE 27012 Taiwan Semiconductor, ADR SPONSORED ADR 874039100 4408 451616 SH SOLE 451616 Talisman Energy, Inc. COM 87425E103 228 15000 SH SOLE 15000 Target Corp. COM 87612E106 6415 130471 SH SOLE 130471 Tenaris SA, ADR SPONSORED ADR 88031M109 277 8000 SH SOLE 8000 Terex Corp. COM 880779103 1068 57000 SH SOLE 57000 Teva Pharmaceutical Industries ADR 881624209 34586 665241 SH SOLE 665241 Texas Instruments, Inc. COM 882508104 1051 45146 SH SOLE 45146 TheStreet.com, Inc. COM 88368Q103 180 62438 SH SOLE 62438 Thermo Fisher Scientific, Inc. COM 883556102 2586 52724 SH SOLE 52724 Tower Group, Inc. COM 891777104 1011 46955 SH SOLE 46955 Transcend Services, Inc. COM NEW 893929208 159 11811 SH SOLE 11811 Trimble Navigation, Ltd. COM 896239100 774 27625 SH SOLE 27625 Turkcell Iletisim Hizmet AS, A SPON ADR NEW 900111204 217 16700 SH SOLE 16700 UTi Worldwide, Inc. ORD G87210103 594 48000 SH SOLE 48000 Unilever PLC, ADR SPON ADR NEW 904767704 230 8600 SH SOLE 8600 Union Pacific Corp. COM 907818108 1564 22500 SH SOLE 22500 United Parcel Service, Inc., C CL B 911312106 1401 24621 SH SOLE 24621 United States Steel Corp. COM 912909108 14142 366861 SH SOLE 366861 VF Corp. COM 918204108 723 10158 SH SOLE 10158 Vale SA, ADR ADR 91912E105 3752 154093 SH SOLE 154093 Veolia Environnement, ADR SPONSORED ADR 92334N103 423 18100 SH SOLE 18100 Verizon Communications, Inc. COM 92343V104 729 26000 SH SOLE 26000 Visa, Inc. COM CL A 92826C839 14150 200003 SH SOLE 200003 Vodafone Group PLC, ADR SPONS ADR NEW 92857W209 21069 1019306 SH SOLE 1019306 Volcano Corp. COM 928645100 764 35000 SH SOLE 35000 Watts Water Technologies, Inc. CL A 942749102 539 18800 SH SOLE 18800 Whole Foods Market, Inc. COM 966837106 1225 34000 SH SOLE 34000 Willis Group Holdings PLC SHS G96666105 9778 325394 SH SOLE 325394 Windstream Corp. COM 97381W104 5283 500238 SH SOLE 500238 optionsXpress Holdings, Inc. COM 684010101 8237 523320 SH SOLE 523320 CurrencyShares Euro Trust EURO SHS 23130C108 292 2400 SH SOLE 2400 CurrencyShares Japanese Yen Tr JAPANSES YEN 23130A102 247 2200 SH SOLE 2200 PowerShares DB Commodity Index UNIT BEN INT 73935S105 255 11800 SH SOLE 11800 ProShares UltraShort Euro ULTRASHRT EURO 74347W882 3646 145800 SH SOLE 145800 SPDR Gold Trust GOLD SHS 78463V107 7137 58650 SH SOLE 58650 iShares Barclays TIPS Bond Fun BARCLYS TIPS BD 464287176 5356 50100 SH SOLE 50100 iShares Silver Trust ISHARES 46428Q109 10471 575000 SH SOLE 575000
-----END PRIVACY-ENHANCED MESSAGE-----