-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FvsvSJrC5qqYlXk89pvCbTjpBC7gTYEd9CkkXG4VVBbJyFAu3MoIumDzem2Jc2VT LegosLOBhX/KhkkeW/Xb1w== 0001127990-10-000002.txt : 20100212 0001127990-10-000002.hdr.sgml : 20100212 20100212115641 ACCESSION NUMBER: 0001127990-10-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 EFFECTIVENESS DATE: 20100212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PAX WORLD MANAGEMENT CORP CENTRAL INDEX KEY: 0001127990 IRS NUMBER: 020280580 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05955 FILM NUMBER: 10596352 BUSINESS ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 8007671729 MAIL ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTMOUTH STATE: NH ZIP: 03801 13F-HR 1 form13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Institutional Investment Manger Filing this Report: Name: Pax World Management Corp. Address: 30 Penhallow Street, Suite 400 Portsmouth, NH 03801 Form 13F File Number: 028-05955 This institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alicia DuBois Title: Chief Financial Officer Phone: 603-431-8022 Signature, Place and Date of Signing: /s/ Alicia DuBois Portsmouth, NH 02/12/10 - ----------------- -------------- -------- (Signature) (City, State) (Date) Report Type (Check only one.): /X/ 13F HOLDINGS REPORT / / 13F NOTICE / / 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 167 Form 13F Information Table Value Total: 1,535,640 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579Y101 562 6800 SH SOLE 6800 A123 Systems, Inc. COM 03739T108 465 20700 SH SOLE 20700 ACE, Ltd. SHS H0023R105 8210 162900 SH SOLE 162900 AGCO Corp. COM 001084102 10575 327000 SH SOLE 327000 ASML Holding NV NY REG SHS N07059186 1449 42500 SH SOLE 42500 Adobe Systems, Inc. COM 00724F101 1692 46000 SH SOLE 46000 Agilent Technologies, Inc. COM 00846U101 1383 44500 SH SOLE 44500 Airgas, Inc. COM 009363102 1597 33543 SH SOLE 33543 Amazon.com, Inc. COM 023135106 1090 8100 SH SOLE 8100 America Movil SAB de CV, ADR SPON ADR L SHS 02364W105 28819 613424 SH SOLE 613424 American Express Co. COM 025816109 4052 100000 SH SOLE 100000 American Tower Corp. CL A 029912201 30760 711867 SH SOLE 711867 American Water Works Co., Inc. COM 030420103 1233 55004 SH SOLE 55004 Amgen, Inc. COM 031162100 18491 326871 SH SOLE 326871 BMC Software, Inc. COM 055921100 1213 30250 SH SOLE 30250 Baker Hughes, Inc. COM 057224107 23317 576010 SH SOLE 576010 Baldor Electric Co. COM 057741100 551 19600 SH SOLE 19600 Banco Bilbao Vizcaya Argentari SPONSORED ADR 05946K101 18520 1026608 SH SOLE 1026608 Bank of America Corp. COM 060505104 26370 1751000 SH SOLE 1751000 Bank of New York Mellon Corp., COM 064058100 11854 423800 SH SOLE 423800 Baxter International, Inc. COM 071813109 29243 498350 SH SOLE 498350 Becton Dickinson & Co. COM 075887109 40497 513530 SH SOLE 513530 Best Buy Co., Inc. COM 086516101 6047 153250 SH SOLE 153250 BlackRock, Inc. COM 09247X101 19841 85450 SH SOLE 85450 BorgWarner, Inc. COM 099724106 1545 46500 SH SOLE 46500 Brocade Communications Systems COM NEW 111621306 1579 207000 SH SOLE 207000 CB Richard Ellis Group, Inc., CL A 12497T101 1045 77000 SH SOLE 77000 CME Group, Inc. COM 12572Q105 21198 63100 SH SOLE 63100 CVS Caremark Corp. COM 126650100 14253 442500 SH SOLE 442500 Cal Dive International, Inc. COM 12802T101 6141 812275 SH SOLE 812275 Catalyst Health Solutions, Inc COM 14888B103 1003 27500 SH SOLE 27500 Celgene Corp. COM 151020104 1016 18250 SH SOLE 18250 Chattem, Inc. COM 162456107 933 10000 SH SOLE 10000 China Life Insurance Co. Ltd., SPON ADR REP H 16939P106 8069 110000 SH SOLE 110000 Cisco Systems, Inc. COM 17275R102 46868 1957748 SH SOLE 1957748 Citigroup, Inc. COM 172967101 361 109000 SH SOLE 109000 Citigroup, Inc. CALL 172967901 58 17500 SH SOLE 17500 Citrix Systems, Inc. COM 177376100 23252 558800 SH SOLE 558800 Cogent, Inc. COM 19239Y108 125 12000 SH SOLE 12000 Cognizant Technology Solutions CL A 192446102 1903 42000 SH SOLE 42000 ConocoPhillips COM 20825C104 14197 278000 SH SOLE 278000 Corn Products International, I COM 219023108 12828 438860 SH SOLE 438860 Costco Wholesale Corp. COM 22160K105 249 4200 SH SOLE 4200 Covanta Holding Corp. COM 22282E102 543 30000 SH SOLE 30000 Credit Suisse Group AG, ADR SPONSORED ADR 225401108 880 17898 SH SOLE 17898 Cummins, Inc. COM 231021106 20078 437800 SH SOLE 437800 Darden Restaurants, Inc. COM 237194105 1201 34250 SH SOLE 34250 Deere & Co. COM 244199105 35099 648900 SH SOLE 648900 Devon Energy Corp. COM 25179M103 1539 20944 SH SOLE 20944 Diana Shipping, Inc. COM Y2066G104 10970 757614 SH SOLE 757614 Digital Realty Trust, Inc., RE COM 253868103 835 16600 SH SOLE 16600 EMC Corp. COM 268648102 41708 2387399 SH SOLE 2387399 ENSCO International, Inc., ADR COM 29358Q109 19742 494300 SH SOLE 494300 EQT Corp. COM 26884L109 27463 625300 SH SOLE 625300 ESCO Technologies, Inc. COM 296315104 6798 189627 SH SOLE 189627 Emerson Electric Co. COM 291011104 17373 407825 SH SOLE 407825 Empresas ICA SAB de CV, ADR SPON ADR NEW 292448206 9153 978900 SH SOLE 978900 Estee Lauder Cos, Inc., Class CL A 518439104 10156 210000 SH SOLE 210000 Expeditors International of Wa COM 302130109 8912 256600 SH SOLE 256600 Express Scripts, Inc. COM 302182100 929 10750 SH SOLE 10750 FTI Consulting, Inc. COM 302941109 236 5000 SH SOLE 5000 Fiserv, Inc. COM 337738108 27173 560500 SH SOLE 560500 Fresenius Medical Care AG & Co SPONSORED ADR 358029106 260 4899 SH SOLE 4899 GameStop Corp., Class A CL A 36467W109 4828 220047 SH SOLE 220047 Gen-Probe, Inc. COM 36866T103 1118 26050 SH SOLE 26050 General Mills, Inc. COM 370334104 10905 154000 SH SOLE 154000 Gilead Sciences, Inc. COM 375558103 27513 635703 SH SOLE 635703 Goldman Sachs Group, Inc., The COM 38141G104 9793 58000 SH SOLE 58000 Google, Inc., Class A CL A 38259P508 27843 44910 SH SOLE 44910 Hewitt Associates, Inc., Class COM 42822Q100 28066 664130 SH SOLE 664130 Hewlett-Packard Co. COM 428236103 4703 91300 SH SOLE 91300 Home Diagnostics, Inc. COM 437080104 132 21692 SH SOLE 21692 Honda Motor Co, Ltd., ADR AMERN SHS 438128308 219 6469 SH SOLE 6469 Hospitality Properties Trust, SH BEN INT 44106M102 4742 200000 SH SOLE 200000 IDEX Corp. COM 45167R104 357 11450 SH SOLE 11450 Ingersoll-Rand PLC SHS G47791101 9879 276400 SH SOLE 276400 Intel Corp. COM 458140100 17779 871500 SH SOLE 871500 International Business Machine COM 459200101 2601 19867 SH SOLE 19867 Internet Capital Group, Inc. COM NEW 46059C205 586 88129 SH SOLE 88129 Intuit, Inc. COM 461202103 24875 810000 SH SOLE 810000 Itron, Inc. COM 465741106 1033 15285 SH SOLE 15285 JPMorgan Chase & Co. COM 46625H100 17756 426100 SH SOLE 426100 Johnson & Johnson COM 478160104 26946 418350 SH SOLE 418350 Johnson Controls, Inc. COM 478366107 338 12400 SH SOLE 12400 Juniper Networks, Inc. COM 48203R104 733 27500 SH SOLE 27500 King Pharmaceuticals, Inc. COM 495582108 945 77000 SH SOLE 77000 LKQ Corp. COM 501889208 464 23700 SH SOLE 23700 Landstar System, Inc. COM 515098101 737 19000 SH SOLE 19000 Leap Wireless International, I COM NEW 521863308 816 46500 SH SOLE 46500 Lowe's Cos., Inc. COM 548661107 23264 994632 SH SOLE 994632 Lufkin Industries, Inc. COM 549764108 1066 14567 SH SOLE 14567 Macy's, Inc. COM 55616P104 11204 668498 SH SOLE 668498 Microsoft Corp. COM 594918104 25810 846521 SH SOLE 846521 Mitsubishi UFJ Financial Group SPONSORED ADR 606822104 8265 1679900 SH SOLE 1679900 Mylan, Inc. COM 628530107 15020 815000 SH SOLE 815000 Nalco Holding Co. COM 62985Q101 268 10500 SH SOLE 10500 National Bank of Greece SA, AD SPONSORED ADR 633643408 15160 2909825 SH SOLE 2909825 NetApp, Inc. COM 64110D104 1582 46000 SH SOLE 46000 Nike, Inc., Class B CL B 654106103 1418 21460 SH SOLE 21460 Noble Corp. NAMEN -AKT H5833N103 31895 783654 SH SOLE 783654 Nordson Corp. COM 655663102 12389 202500 SH SOLE 202500 Northern Trust Corp. COM 665859104 747 14250 SH SOLE 14250 Nuance Communications, Inc. COM 67020Y100 1585 102000 SH SOLE 102000 Nucor Corp. COM 670346105 1400 30000 SH SOLE 30000 Oneok, Inc. COM 682680103 29551 663028 SH SOLE 663028 Ormat Technologies Inc COM 686688102 307 8100 SH SOLE 8100 Pall Corp. COM 696429307 1503 41525 SH SOLE 41525 Penn Virginia Corp. COM 707882106 224 10500 SH SOLE 10500 Pentair, Inc. COM 709631105 496 15350 SH SOLE 15350 PepsiCo, Inc. COM 713448108 27462 451680 SH SOLE 451680 Petroleo Brasileiro SA, ADR SPONSORED ADR 71654V408 12707 266510 SH SOLE 266510 Pfizer, Inc. COM 717081103 437 24000 SH SOLE 24000 Portugal Telecom SGPS SA, ADR SPONSORED ADR 737273102 145 11930 SH SOLE 11930 Procter & Gamble Co., The COM 742718109 18040 297550 SH SOLE 297550 QUALCOMM, Inc. COM 747525103 35930 776700 SH SOLE 776700 Quanta Services, Inc. COM 74762E102 1057 50700 SH SOLE 50700 Quiksilver, Inc. COM 74838C106 71 35000 SH SOLE 35000 Research in Motion, Ltd. COM 760975102 24513 362944 SH SOLE 362944 Rio Tinto PLC, ADR SPONSORED ADR 767204100 15894 73792 SH SOLE 73792 Roper Industries, Inc. COM 776696106 1571 30000 SH SOLE 30000 Saks, Inc. COM 79377W108 590 90000 SH SOLE 90000 Salesforce.com, Inc. COM 79466L302 922 12500 SH SOLE 12500 Sasol Ltd., ADR SPONSORED ADR 803866300 2348 58800 SH SOLE 58800 Southwestern Energy Co. COM 845467109 15842 328680 SH SOLE 328680 St. Jude Medical, Inc. COM 790849103 1319 35850 SH SOLE 35850 State Street Corp. COM 857477103 8630 198200 SH SOLE 198200 Statoil ASA, ADR SPONSORED ADR 85771P102 19293 774512 SH SOLE 774512 Stericycle, Inc. COM 858912108 422 7650 SH SOLE 7650 SunPower Corp., Class B CL B 867652307 352 16800 SH SOLE 16800 Suncor Energy, Inc. COM 867224107 14943 423200 SH SOLE 423200 Susser Holdings Corp. COM 869233106 103 11935 SH SOLE 11935 Sybase, Inc. COM 871130100 1107 25500 SH SOLE 25500 Syngenta AG, ADR SPONSORED ADR 87160A100 12049 214125 SH SOLE 214125 T Rowe Price Group, Inc. COM 74144T108 8965 168350 SH SOLE 168350 TJX Cos., Inc. COM 872540109 1199 32792 SH SOLE 32792 Taiwan Semiconductor, ADR SPONSORED ADR 874039100 2413 210896 SH SOLE 210896 Target Corp. COM 87612E106 6723 139000 SH SOLE 139000 Telefonica SA, ADR SPONSORED ADR 879382208 17957 215000 SH SOLE 215000 Telvent GIT SA SHS E90215109 296 7600 SH SOLE 7600 Terex Corp. COM 880779103 1129 57000 SH SOLE 57000 Teva Pharmaceutical Industries ADR 881624209 36542 650441 SH SOLE 650441 Texas Instruments, Inc. COM 882508104 1381 53000 SH SOLE 53000 Thermo Fisher Scientific, Inc. COM 883556102 2323 48712 SH SOLE 48712 Tower Group, Inc. COM 891777104 1088 46488 SH SOLE 46488 Trimble Navigation, Ltd. COM 896239100 696 27625 SH SOLE 27625 Turkcell Iletisim Hizmet AS, A SPON ADR NEW 900111204 191 10915 SH SOLE 10915 UTi Worldwide, Inc. ORD G87210103 888 62000 SH SOLE 62000 Union Pacific Corp. COM 907818108 1438 22500 SH SOLE 22500 United Parcel Service, Inc., C CL B 911312106 1391 24251 SH SOLE 24251 United States Steel Corp. COM 912909108 18001 326570 SH SOLE 326570 VF Corp. COM 918204108 641 8750 SH SOLE 8750 Veolia Environnement, ADR SPONSORED ADR 92334N103 18667 567732 SH SOLE 567732 Verisk Analytics, Inc. CL A 92345Y106 606 20000 SH SOLE 20000 Verizon Communications, Inc. COM 92343V104 15331 462760 SH SOLE 462760 Vodafone Group PLC, ADR SPONS ADR NEW 92857W209 21231 919484 SH SOLE 919484 Whole Foods Market, Inc. COM 966837106 1125 41000 SH SOLE 41000 Willis Group Holdings, Ltd. COM G96666105 8579 325200 SH SOLE 325200 XTO Energy, Inc. COM 98385X106 15630 335903 SH SOLE 335903 optionsXpress Holdings, Inc. COM 684010101 3878 251000 SH SOLE 251000 CurrencyShares Japanese Yen Tr JAPANESE YEN 23130A102 299 2802 SH SOLE 2802 PowerShares DB Agriculture Fun DB AGRICULT FD 73936B408 5817 220000 SH SOLE 220000 SPDR Gold Trust GOLD SHS 78463V107 5759 53666 SH SOLE 53666 WisdomTree Dreyfus China Yuan CHINESE YUAN ETF 97717W182 260 10310 SH SOLE 10310 iShares Barclays TIPS Bond Fun BARCLYS TIPS BD 464287176 5205 50100 SH SOLE 50100 iShares Silver Trust ISHARES 46428Q109 9114 550000 SH SOLE 550000 Bank of America Corp., 10.000% UNIT 060505419 746 50000 SH SOLE 50000 National Bank of Greece SA, 9. ADR PRF SER A 633643507 10021 466115 SH SOLE 466115
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