-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K3L7ONSZU1MTGiP1Pg1bgX9Vv83EsDbMM6aAvzFnhTS8x7F8swx4l1joTm9VvoCG ZkFaSPljvNVjiLVrA6Fh1g== 0001127990-08-000012.txt : 20081110 0001127990-08-000012.hdr.sgml : 20081110 20081110095839 ACCESSION NUMBER: 0001127990-08-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081110 DATE AS OF CHANGE: 20081110 EFFECTIVENESS DATE: 20081110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PAX WORLD MANAGEMENT CORP CENTRAL INDEX KEY: 0001127990 IRS NUMBER: 020280580 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05955 FILM NUMBER: 081173735 BUSINESS ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 8007671729 MAIL ADDRESS: STREET 1: 30 PENHALLOW STREET STREET 2: SUITE 400 CITY: PORTMOUTH STATE: NH ZIP: 03801 13F-HR 1 form13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Institutional Investment Manger Filing this Report: Name: Pax World Management Corp. Address: 30 Penhallow Street, Suite 400 Portsmouth, NH 03801 Form 13F File Number: 028-05955 This institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alicia DuBois Title: Chief Financial Officer Phone: 603-431-8022 Signature, Place and Date of Signing: /s/ Alicia DuBois Portsmouth, NH 11/10/08 - ----------------- -------------- -------- (Signature) (City, State) (Date) Report Type (Check only one.): /X/ 13F HOLDINGS REPORT / / 13F NOTICE / / 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 167 Form 13F Information Table Value Total: 1,530,835 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABB, Ltd., ADR SPONSORED ADR 000375204 297 15335 SH SOLE 15335 ASML Holding NV NY REG SHS N07059186 986 56000 SH SOLE 56000 Accenture, Ltd., Class A CL A G1150G111 21850 575000 SH SOLE 575000 Adobe Systems, Inc. Com 00724F101 1520 38500 SH SOLE 38500 Aecom Technology Corp. Com 00766T100 3515 143841 SH SOLE 143841 Airgas, Inc. Com 009363102 1665 33543 SH SOLE 33543 Amazon.com, Inc. Com 023135106 1419 19500 SH SOLE 19500 America Movil SAB de CV, ADR SPON ADR L SHS 02364W105 27784 599320 SH SOLE 599320 American Express Co. Com 025816109 588 16600 SH SOLE 16600 American Tower Corp. CL A 029912201 6115 170000 SH SOLE 170000 American Water Works Co., Inc. Com 030420103 7564 351825 SH SOLE 351825 Amgen, Inc. Com 031162100 2725 45970 SH SOLE 45970 Applied Materials, Inc. Com 038222105 13549 895500 SH SOLE 895500 Aptargroup, Inc. Com 038336103 548 14000 SH SOLE 14000 Aqua America, Inc. Com 03836W103 7891 443833 SH SOLE 443833 Aracruz Celulose SA, ADR SPON ADR PFD B 038496204 10152 276538 SH SOLE 276538 Autodesk, Inc. Com 052769106 11239 335000 SH SOLE 335000 Automatic Data Processing, Inc Com 053015103 30977 724600 SH SOLE 724600 Avon Products, Inc. Com 054303102 40281 969000 SH SOLE 969000 Baker Hughes, Inc. Com 057224107 34330 567060 SH SOLE 567060 Banco Bilbao Vizcaya Argentari SPONSORED ADR 05946K101 2830 175000 SH SOLE 175000 Baxter International, Inc. Com 071813109 36037 549100 SH SOLE 549100 Becton Dickinson & Co. Com 075887109 33380 415900 SH SOLE 415900 Best Buy Co., Inc. Com 086516101 1369 36500 SH SOLE 36500 BlackRock, Inc. Com 09247X101 8111 41700 SH SOLE 41700 Brocade Communications Systems COM NEW 111621306 788 135417 SH SOLE 135417 Burger King Holdings, Inc. Com 121208201 7617 310130 SH SOLE 310130 CME Group, Inc. Com 12572Q105 5591 15050 SH SOLE 15050 CNH Global NV SHS NEW N20935206 249 11300 SH SOLE 11300 CR Bard, Inc. Com 067383109 1456 15350 SH SOLE 15350 CVS Caremark Corp. Com 126650100 38904 1155807 SH SOLE 1155807 Cal Dive International, Inc. Com 12802T101 9246 872275 SH SOLE 872275 Chesapeake Energy Corp. Com 165167107 2403 67000 SH SOLE 67000 China Netcom Group Corp., Ltd. SPONSORED ADR 16940Q101 6008 132109 SH SOLE 132109 Cisco Systems, Inc. Com 17275R102 45065 1997570 SH SOLE 1997570 Citigroup, Inc. Com 172967101 584 28460 SH SOLE 28460 Citrix Systems, Inc. Com 177376100 10617 420300 SH SOLE 420300 Cognizant Technology Solut. Co CL A 192446102 1313 57500 SH SOLE 57500 Colgate-Palmolive Co. Com 194162103 490 6500 SH SOLE 6500 CommScope, Inc. Com 203372107 2002 57795 SH SOLE 57795 Companhia Siderurgica Nacional SPONSORED ADR 20440W105 991 46600 SH SOLE 46600 ConocoPhillips Com 20825C104 13772 188020 SH SOLE 188020 Corn Products International, I Com 219023108 18755 581000 SH SOLE 581000 Corning, Inc. Com 219350105 6453 412600 SH SOLE 412600 Costco Wholesale Corp. Com 22160K105 487 7500 SH SOLE 7500 Deere & Co. Com 244199105 26913 543700 SH SOLE 543700 Devon Energy Corp. Com 25179M103 1928 21144 SH SOLE 21144 Diana Shipping, Inc. Com Y2066G104 1186 60244 SH SOLE 60244 Donaldson Co., Inc. Com 257651109 310 7400 SH SOLE 7400 EMC Corp. Com 268648102 22650 1893850 SH SOLE 1893850 ENSCO International, Inc. Com 26874Q100 29927 519300 SH SOLE 519300 Eclipsys Corp. Com 278856109 1677 80046 SH SOLE 80046 Emerson Electric Co. Com 291011104 12850 315025 SH SOLE 315025 Enbridge Energy Partners, LP Com 29250R106 1227 30834 SH SOLE 30834 Entegris, Inc. Com 29362U104 4543 938600 SH SOLE 938600 Equitable Resources, Inc. Com 294549100 22202 605300 SH SOLE 605300 Estee Lauder Cos, Inc., Class CL A 518439104 19964 400000 SH SOLE 400000 Expeditors International of Wa Com 302130109 2076 59600 SH SOLE 59600 Fairpoint Communications, Inc. Com 305560104 205 23700 SH SOLE 23700 Fiserv, Inc. Com 337738108 24843 525000 SH SOLE 525000 Focus Media Holding, Ltd., ADR SPONSORED ADR 34415V109 1360 47700 SH SOLE 47700 Fuel Tech, Inc. Com 359523107 1085 59952 SH SOLE 59952 GameStop Corp., Class A CL A 36467W109 21245 621009 SH SOLE 621009 General Mills, Inc. Com 370334104 10263 149352 SH SOLE 149352 Genzyme Corp. Com 372917104 1523 18834 SH SOLE 18834 Gilead Sciences, Inc. Com 375558103 20958 459803 SH SOLE 459803 Goldman Sachs Group, Inc., The Com 38141G104 2227 17400 SH SOLE 17400 Google, Inc., Class A CL A 38259P508 1542 3850 SH SOLE 3850 HJ Heinz Co. Com 423074103 10853 217200 SH SOLE 217200 Helix Energy Solutions Group, Com 42330P107 9712 400000 SH SOLE 400000 Hewitt Associates, Inc., Class Com 42822Q100 17896 491100 SH SOLE 491100 Hewlett-Packard Co. Com 428236103 1503 32500 SH SOLE 32500 Hologic, Inc. Com 436440101 635 32850 SH SOLE 32850 Hospitality Properties Trust, COM SH BEN INT 44106M102 4104 200000 SH SOLE 200000 ING Groep NV, ADR SPONSORED ADR 456837103 7490 350000 SH SOLE 350000 Intel Corp. Com 458140100 22429 1197500 SH SOLE 1197500 International Business Machine Com 459200101 3499 29917 SH SOLE 29917 Intuit, Inc. Com 461202103 25604 810000 SH SOLE 810000 JPMorgan Chase & Co. Com 46625H100 10449 223750 SH SOLE 223750 Johnson & Johnson Com 478160104 21615 312000 SH SOLE 312000 Kraft Foods, Inc., Class A CL A 50075N104 14437 440820 SH SOLE 440820 Lincoln National Corp. Com 534187109 25686 600000 SH SOLE 600000 Lowe's Cos., Inc. Com 548661107 16915 713995 SH SOLE 713995 MEMC Electronic Materials, Inc Com 552715104 9116 322580 SH SOLE 322580 Marriott International, Inc., CL A 571903202 432 16550 SH SOLE 16550 McCormick & Co., Inc. COM NON VTG 579780206 14611 380000 SH SOLE 380000 McGraw-Hill Cos, Inc., The Com 580645109 838 26500 SH SOLE 26500 Microchip Technology, Inc. Com 595017104 7944 269921 SH SOLE 269921 Microsoft Corp. Com 594918104 30641 1148041 SH SOLE 1148041 Mitsubishi UFJ Financial Group SPONSORED ADR 606822104 10968 1254900 SH SOLE 1254900 National Bank of Greece SA, AD SPONSORED ADR 633643408 17555 2127858 SH SOLE 2127858 National Financial Partners Co Com 63607P208 294 19630 SH SOLE 19630 National Oilwell Varco, Inc. Com 637071101 931 18543 SH SOLE 18543 NetApp, Inc. Com 64110D104 1103 60500 SH SOLE 60500 Nike, Inc., Class B CL B 654106103 2677 40010 SH SOLE 40010 Noble Corp. SHS G65422100 32574 742000 SH SOLE 742000 Nokia OYJ, ADR SPONSORED ADR 654902204 7865 421710 SH SOLE 421710 Nomura Holdings, Inc., ADR SPONSORED ADR 65535H208 3270 250000 SH SOLE 250000 Nordstrom, Inc. Com 655664100 239 8300 SH SOLE 8300 Northern Trust Corp. Com 665859104 505 7000 SH SOLE 7000 Novartis AG, ADR SPONSORED ADR 66987V109 687 13000 SH SOLE 13000 Nuance Communications, Inc. Com 67020Y100 805 66000 SH SOLE 66000 ONEOK Partners, LP UNIT LTD PARTN 68268N103 640 12625 SH SOLE 12625 Oneok, Inc. Com 682680103 10534 306228 SH SOLE 306228 Pall Corp. Com 696429307 1067 31025 SH SOLE 31025 PepsiCo, Inc. Com 713448108 35470 497680 SH SOLE 497680 Perry Ellis International, Inc Com 288853104 522 35000 SH SOLE 35000 Petroleo Brasileiro SA, ADR SPONSORED ADR 71654V408 10451 237785 SH SOLE 237785 Pharmaceutical Product Develop Com 717124101 1478 35747 SH SOLE 35747 Praxair, Inc. Com 74005P104 509 7100 SH SOLE 7100 Principal Financial Group, Inc Com 74251V102 13151 302400 SH SOLE 302400 Procter & Gamble Co. Com 742718109 47152 676600 SH SOLE 676600 Prologis, REIT SH BEN INT 743410102 1157 28043 SH SOLE 28043 Prudential Financial, Inc. Com 744320102 5972 82950 SH SOLE 82950 QUALCOMM, Inc. Com 747525103 39558 920600 SH SOLE 920600 Quanta Services, Inc. Com 74762E102 2215 82000 SH SOLE 82000 Quest Diagnostics, Inc. Com 74834L100 537 10400 SH SOLE 10400 RR Donnelley & Sons, Co. Com 257867101 7359 300000 SH SOLE 300000 Rio Tinto PLC, ADR SPONSORED ADR 767204100 268 1075 SH SOLE 1075 Saks, Inc. Com 79377W108 501 54140 SH SOLE 54140 Salesforce.com, Inc. Com 79466L302 726 15000 SH SOLE 15000 Sasol Ltd., ADR SPONSORED ADR 803866300 2498 58800 SH SOLE 58800 Seaspan Corp. SHS Y75638109 12141 671125 SH SOLE 671125 Smurfit-Stone Container Corp. Com 832727101 571 121560 SH SOLE 121560 Southwestern Energy Co. Com 845467109 10038 328680 SH SOLE 328680 Staples, Inc. Com 855030102 20246 899828 SH SOLE 899828 State Street Corp. Com 857477103 5690 100034 SH SOLE 100034 StatoilHydro ASA, ADR SPONSORED ADR 85771P102 9344 392607 SH SOLE 392607 Stryker Corp. Com 863667101 19095 306500 SH SOLE 306500 Suncor Energy, Inc. Com 867229106 18479 438526 SH SOLE 438526 Suntech Power Holdings Co., Lt ADR 86800C104 692 19291 SH SOLE 19291 Syngenta AG, ADR SPONSORED ADR 87160A100 5838 137938 SH SOLE 137938 T Rowe Price Group, Inc. Com 74144T108 7079 131800 SH SOLE 131800 TECO Energy, Inc. Com 872375100 3564 226600 SH SOLE 226600 TJX Cos., Inc. Com 872540109 1138 37292 SH SOLE 37292 Target Corp. Com 87612E106 491 10000 SH SOLE 10000 Telefonica SA, ADR SPONSORED ADR 879382208 14683 205380 SH SOLE 205380 Terex Corp. Com 880779103 1067 34950 SH SOLE 34950 Teva Pharmaceutical Industries ADR 881624209 12278 268140 SH SOLE 268140 Texas Instruments, Inc. Com 882508104 1398 65000 SH SOLE 65000 Thermo Fisher Scientific, Inc. Com 883556102 3592 65312 SH SOLE 65312 Tower Group, Inc. Com 891777104 1183 50210 SH SOLE 50210 Trimble Navigation, Ltd. Com 896239100 1400 54125 SH SOLE 54125 Turkcell Iletisim Hizmet AS, A SPON ADR NEW 900111204 431 28765 SH SOLE 28765 UGI Corp. Com 902681105 14200 550823 SH SOLE 550823 UTi Worldwide, Inc. ORD G87210103 737 43300 SH SOLE 43300 Ultrapetrol Bahamas, Ltd. Com P94398107 3343 425880 SH SOLE 425880 United Parcel Service, Inc., C CL B 911312106 1777 28251 SH SOLE 28251 Veolia Environnement, ADR SPONSORED ADR 92334N103 16520 400204 SH SOLE 400204 Verizon Communications, Inc. Com 92343V104 12381 385810 SH SOLE 385810 Viacom, Inc., Class B CL B 92553P201 755 30375 SH SOLE 30375 Vimpel-Communications, ADR SPONSORED ADR 68370R109 406 20000 SH SOLE 20000 Vodafone Group PLC, ADR SPONS ADR NEW 92857W209 14569 659224 SH SOLE 659224 WW Grainger, Inc. Com 384802104 370 4250 SH SOLE 4250 Walgreen Co. Com 931422109 307 9900 SH SOLE 9900 Walt Disney Co., The COM DISNEY 254687106 7227 235500 SH SOLE 235500 Waters Corp. Com 941848103 349 6000 SH SOLE 6000 Whole Foods Market, Inc. Com 966837106 1302 65000 SH SOLE 65000 Willis Group Holdings, Ltd. SHS G96655108 10491 325200 SH SOLE 325200 XTO Energy, Inc. Com 98385X106 35397 760903 SH SOLE 760903 eBay, Inc. Com 278642103 1784 79693 SH SOLE 79693 CurrencyShares Japanese Yen Tr JAPANESE YEN 23130A102 946 10073 SH SOLE 10073 PowerShares DB US Dollar Index DOLL INDX BULL 73936D107 10020 410000 SH SOLE 410000 SPDR Gold Trust GOLD SHS 78463V107 3652 42927 SH SOLE 42927 United States Natural Gas Fund UNIT 912318102 7007 210300 SH SOLE 210300 iShares Silver Trust ISHARES 46428Q109 2666 225000 SH SOLE 225000 National Bank of Greece SA, AD ADR PRF SER A 633643507 4327 216342 SH SOLE 216342
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