-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LI6OHxpb7/lkonsmi5XB+2oZFWggUr0NEGqA99s2/mO7hGyabrSUN5D35y06YCpN /aEo1rzT3vUi18KKx9Ku8Q== 0001169232-09-000692.txt : 20090209 0001169232-09-000692.hdr.sgml : 20090209 20090209155924 ACCESSION NUMBER: 0001169232-09-000692 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090209 DATE AS OF CHANGE: 20090209 EFFECTIVENESS DATE: 20090209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IRONWOOD INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001127761 IRS NUMBER: 043386084 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06155 FILM NUMBER: 09581316 BUSINESS ADDRESS: STREET 1: 21 CUSTOM HOUSE STREET, SUITE 240 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6177577630 MAIL ADDRESS: STREET 1: 21 CUSTOM HOUSE STREET STREET 2: SUITE 240 CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: IRONWOOD CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20001103 13F-HR 1 d75951_13f-hr.txt 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 --------------------- Check here if Amendment |_|; Amendment Number: __________ This Amendment (check only one): |_| is a restatement |_| add new holdings entries Institutional Investment Manager Filing this Report: Name: Ironwood Investment Management, LLC ---------------------------------------- Address: 21 Custom House Street, Suite 240 ---------------------------------------- Boston, MA 02110 ---------------------------------------- ---------------------------------------- Form 13F File Number: 28-06155 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Charles J. Daly ---------------------------------------- Title: Chief Financial Officer ---------------------------------------- Phone: 617.757.7609 ---------------------------------------- Signature, Place and Date of Signing: /s/ Charles J. Daly Boston, MA 2/9/09 - ------------------------- ------------------------ ---------------------- [Signature] [City, State] [Date] Report Type (Check only one) |X| 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager are reported in this report) |_| 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 128 -------------------- Form 13F Information Table Value Total: $207,797 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None.
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 4 Kids Entertainment Inc. com 350865101 296 151060 SH SOLE 104720 46340 A.M. Castle & Co. com 148411101 827 76335 SH SOLE 54630 21705 Acco Brands Corp. com 00081T108 790 229025 SH SOLE 212575 16450 Actividentity Corp com 00506P103 1377 769158 SH SOLE 677274 91884 Aes Corp Com com 00130H105 240 29160 SH SOLE 29160 Airtran Hldgs Inc com 00949P108 996 224257 SH SOLE 224257 Allied Defense Group Com com 019118108 6644 1071561 SH SOLE 988756 82805 American Coml Lines Inc com 025195207 1101 224790 SH SOLE 224790 American Railcar Inds com 02916P103 250 23770 SH SOLE 11860 11910 Ampco Pittsburgh B com 032037103 537 24745 SH SOLE 19260 5485 Analogic Corp New com 032657207 2567 94113 SH SOLE 88423 5690 Ariad Pharmaceuticals Inc com 04033a100 2341 2754543 SH SOLE 2613949 140594 Avalon Pharmaceuticals Com com 05346p106 336 1154674 SH SOLE 1154674 BTU International com 056032105 901 225140 SH SOLE 225140 Bank Of Amer Corp com 060505104 198 14071 SH SOLE 14071 Beacon Roofing Supply Inc com 073685109 3798 273630 SH SOLE 273630 Berkshire Hills Bancorp Inc com 084680107 3712 120282 SH SOLE 117582 2700 Bionova Inc Com com 090643107 365 1918491 SH SOLE 1918491 Boston Privt Finl Hldg Com com 101119105 1266 185116 SH SOLE 185116 Bristol Myers Squibb com 110122108 289 12432 SH SOLE 12432 Bronco Drilling Co Inc com 112211107 1038 160728 SH SOLE 160728 C&d Technologies Inc com 124661109 1533 489790 SH SOLE 489790 Cache Inc. com 127150308 888 439799 SH SOLE 439799 Carter Inc. com 146229109 2674 138822 SH SOLE 138822 Ce Franklin Ltd Com com 125151100 481 190700 SH SOLE 142610 48090 Celsion Corp com 15117n305 2673 1214930 SH SOLE 1214930 Charlotte Russe Hldg com 161048103 1135 174938 SH SOLE 174938 Chemtura Corp com 163893100 2090 1493104 SH SOLE 1363441 129663 Chiquita Brands Inc. com 170032809 3311 223995 SH SOLE 206730 17265 Citigroup com 172967101 85 12725 SH SOLE 12725 Citizens First Bancorp Inc com 17461R106 291 138524 SH SOLE 118669 19855 Cpi Aerostructures com 125919308 400 72725 SH SOLE 72725 Danka Business Sys Plc Sponsor com 236277109 65810960354 SH SOLE 10265374 694980 Denbury Resources Inc. com 247916208 161 14785 SH SOLE 14785 Durect Corp com 266605104 12468 3677750 SH SOLE 3569465 108285 Dycom Industries com 267475101 1215 147840 SH SOLE 147840 Dynegy Inc Del com 26817G102 1295 647431 SH SOLE 583631 63800 Eastern Insurance Holdings Inc com 276534104 653 81295 SH SOLE 58760 22535 Ems Technologies Inc com 26873N108 3586 138618 SH SOLE 138618 Exxon Mobil Corp com 30231G102 1198 15001 SH SOLE 15001 First Mercury Finl Com com 320841109 714 50055 SH SOLE 50055 Flanders Corp. com 338494107 1978 421826 SH SOLE 421826 Freightcar America Inc. com 357023100 830 45435 SH SOLE 45435 Frontier Oil Corp. com 35914P105 2565 203109 SH SOLE 186049 17060 General Electric Co com 369604103 477 29443 SH SOLE 29443 Gevity Hr Inc com 374393106 222 147084 SH SOLE 147084 Goodyear Tire & Rubr Co com 382550101 165 27555 SH SOLE 27555 Gsi Group Inc com 36229U102 89 156111 SH SOLE 156111 Hanover Insurance Group Inc com 410867105 7955 185120 SH SOLE 176120 9000 Hewlett Packard com 428236103 649 17870 SH SOLE 17870 Hollis-Eden Pharmaceuticals In com 435902101 184 270490 SH SOLE 270490 Hooker Furniture Corp com 439038100 359 46845 SH SOLE 35210 11635 Hudson Highland Group Inc com 443792106 782 233401 SH SOLE 233401 I-Many Inc com 44973Q103 600 2725460 SH SOLE 2725460 Ico Hldgs Inc com 449293109 6187 1958043 SH SOLE 1882458 75585 Indevus Pharmaceuticals Inc com 454072109 733 233588 SH SOLE 233588 Infocus Corp com 45665b106 654 829050 SH SOLE 591735 237315 International Coal Group Inc com 45928H106 1372 596593 SH SOLE 579183 17410 Intl Business Machines com 459200101 814 9671 SH SOLE 9671 Ishares Russell 2000 com 464287655 3000 60919 SH SOLE 60919 Jos A Bank Clothiers Inc com 480838101 3777 144422 SH SOLE 144422 Kenexa Corp Com com 488879107 1030 129040 SH SOLE 129040 Kona Grill Inc com 50047H201 322 146398 SH SOLE 146398 LTX-Credence Corp Com com 502403108 108 401706 SH SOLE 401706 Livewire Mobile Inc Com com 53837P102 84 885051 SH SOLE 885051 Madden Steven Ltd com 556269108 3527 165417 SH SOLE 165417 Magnetek Inc. com 559424106 5162 2150844 SH SOLE 2007774 143070 Material Sciences Corp com 576674105 1689 1111002 SH SOLE 1055782 55220 Maxwell Technologies Inc com 577767106 523 103244 SH SOLE 103244 Mckesson com 58155Q103 584 15080 SH SOLE 15080 Measurement Specialties Inc com 583421102 604 86965 SH SOLE 86965 Mentor Graphics Corp com 587200106 1378 266593 SH SOLE 266593 Merck com 589331107 235 7724 SH SOLE 7724 Mercury Computer Systems com 589378108 2013 319005 SH SOLE 319005 Metalico Inc com 591176102 573 369436 SH SOLE 369436 Mfri Inc Com com 552721102 1386 320180 SH SOLE 303225 16955 Mocon Inc com 607494101 5730 649687 SH SOLE 649687 Moduslink Global Solut Com com 60786L107 659 227884 SH SOLE 210459 17425 Motorola com 620076109 81 18260 SH SOLE 18260 Nautilus Inc com 63910B102 721 326282 SH SOLE 326282 Newalliance Bancshares Inc com 650203102 2309 175298 SH SOLE 160173 15125 Newpark Res Inc com 651718504 2128 575199 SH SOLE 575199 Novagold Res Inc com 66987E206 370 251635 SH SOLE 215760 35875 Novavax Corp com 670002104 6800 3597814 SH SOLE 3362559 235255 Olin Corp com 680665205 690 38175 SH SOLE 29155 9020 Omnova Solutions Inc com 682129101 1299 1910115 SH SOLE 1810250 99865 Parallel Pete Corp Del com 699157103 382 190121 SH SOLE 184651 5470 Pegasystems Inc com 705573103 3345 270670 SH SOLE 270670 Pepsico com 713448108 328 5980 SH SOLE 5980 Perficient Inc Com com 71375U101 953 199275 SH SOLE 199275 Petrohawk Energy Corp com 716495106 1182 75598 SH SOLE 75598 Pfizer com 717081103 272 15373 SH SOLE 15373 Plato Learning Inc com 72764Y100 313 261029 SH SOLE 261029 Pma Cap Corp com 693419202 2791 394259 SH SOLE 394259 Polyone Corp com 73179P106 3551 1127145 SH SOLE 1055610 71535 Progessive Corp Ohio com 743315103 214 14475 SH SOLE 14475 Progress Software Corp com 743312100 3828 198776 SH SOLE 198776 Proliance International Inc com 74340r104 217 602516 SH SOLE 434506 168010 Quadramed Corp com 74730W507 2687 548365 SH SOLE 548365 RXI Pharmaceuticals Corp Com com 74978T109 868 150980 SH SOLE 150980 Rti International Metals Inc. com 74973w107 1801 125885 SH SOLE 119115 6770 Semitool Inc Com com 816909105 790 258877 SH SOLE 258877 Shaw Group Inc. com 820280105 3309 161629 SH SOLE 153419 8210 Shoe Carnival Inc com 824889109 1069 111899 SH SOLE 111899 Softbrands Inc com 83402A107 353 928857 SH SOLE 629050 299807 Sonus Networks Inc com 835916107 1126 712749 SH SOLE 712749 Southwest Bancorp Okla Com com 844767103 1185 91473 SH SOLE 91473 Strategic Diagnostics Inc com 862700101 341 383448 SH SOLE 383448 Sunopta Inc com 8676EP108 1084 690657 SH SOLE 690657 Sycamore Networks Inc com 871206108 1548 575503 SH SOLE 575503 Sypris Solutions Inc com 871655106 222 364614 SH SOLE 364614 Tempur-Pedic Intl Inc com 88023U101 2047 288709 SH SOLE 274334 14375 Terex com 880779103 2326 134275 SH SOLE 127805 6470 Trident Microsystems com 895919108 235 124375 SH SOLE 74600 49775 U S Physical Therapy Inc com 90337L108 3156 236790 SH SOLE 236790 Universal Fst Prods Inc com 913543104 921 34230 SH SOLE 34230 Varian Semiconductor Equip Aas com 922207105 5275 291110 SH SOLE 291110 Vermillion Inc. com 92407M206 226 838227 SH SOLE 838227 Vicor Corp com 925815102 1253 189616 SH SOLE 189616 Vivus Inc com 928551100 2482 466592 SH SOLE 466592 Watts Water Technologies, Inc. com 942749102 2063 82633 SH SOLE 82633 Wausau Paper Corp com 943315101 4693 410215 SH SOLE 385165 25050 Westaff Inc. com 957070105 235 317605 SH SOLE 150534 167071 Whitney Holding Corporation Co com 966612103 1579 98741 SH SOLE 98741 Whole Foods Market com 966837106 1242 131620 SH SOLE 131620 Williams Control Inc com 969465608 4148 569775 SH SOLE 534475 35300 Xerox Corp com 984121103 91 11480 SH SOLE 11480 Zoran Corp Com com 98975F101 1288 188635 SH SOLE 188635
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