-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KCuGhB1S+YwiM2sKL9lHQ0Nl+hqMwIUf0O45HPCWkV3+6rykhzDnQmmgFRmNpQRv 4lsawdtQlQb9tqIek+ejAQ== 0001169232-08-003028.txt : 20080813 0001169232-08-003028.hdr.sgml : 20080813 20080813085045 ACCESSION NUMBER: 0001169232-08-003028 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080813 DATE AS OF CHANGE: 20080813 EFFECTIVENESS DATE: 20080813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IRONWOOD INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001127761 IRS NUMBER: 043386084 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06155 FILM NUMBER: 081011568 BUSINESS ADDRESS: STREET 1: 21 CUSTOM HOUSE STREET, SUITE 240 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6177577630 MAIL ADDRESS: STREET 1: 21 CUSTOM HOUSE STREET STREET 2: SUITE 240 CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: IRONWOOD CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20001103 13F-HR 1 d74749_13f-hr.txt 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 ----------------- Check here if Amendment [ ]; Amendment Number: -------------- This Amendment (check only one): [ ] is a restatement [ ] add new holdings entries Institutional Investment Manager Filing this Report: Name: Ironwood Investment Management, LLC ------------------------------------------------- Address: 21 Custom House Street, Suite 240 ------------------------------------------------- Boston, MA 02110 ------------------------------------------------- ------------------------------------------------- Form 13F File Number: 28-06155 ---------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Charles J. Daly ------------------------------------------------ Title: Chief Financial Officer ------------------------------------------------ Phone: 617.757.7609 ------------------------------------------------ Signature, Place and Date of Signing: /s/ Charles J. Daly Boston, MA 8/11/2008 - --------------------------------- -------------------- --------------------- [Signature] [City,State] [Date] Report Type (Check only one) - ---------------------------- [X] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------------- Form 13F Information Table Entry Total: 129 ---------------- Form 13F Information Table Value Total: 288,897 ---------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ----------- -------- -------- -------- 4 Kids Entertainment Inc. com 350865101 1111 149935.00 SH SOLE 99395.00 46340.00 A.M. Castle & Co. com 148411101 1377 48127.00 SH SOLE 33512.00 13390.00 Acco Brands Corp. com 00081T108 441 39240.00 SH SOLE 21290.00 16450.00 Actividentity Corp com 00506P103 1224 448221.00 SH SOLE 346977.00 91884.00 Aes Corp Com com 00130H105 559 29090.00 SH SOLE 29090.00 Airtran Hldgs Inc com 00949P108 313 153292.00 SH SOLE 150927.00 Allied Defense Group Com com 019118108 6224 1115410.00 SH SOLE 1025105.00 82805.00 American Coml Lines Inc com 025195207 425 38910.00 SH SOLE 38325.00 American Railcar Inds com 02916P103 227 13500.00 SH SOLE 1400.00 11100.00 Ampco Pittsburgh B com 032037103 1073 24120.00 SH SOLE 18135.00 5485.00 Analogic Corp New com 032657207 4644 73637.16 SH SOLE 66656.22 5690.00 Aquila Inc. com 03840P102 2514 666932.00 SH SOLE 658247.00 Ariad Pharmaceuticals Inc com 04033a100 6461 2692018.00 SH SOLE 2534449.00 140594.00 Aurora Oil & Gas Corp com 052036100 157 366174.00 SH SOLE 360629.00 Avalon Pharmaceuticals Com com 05346p106 2004 1684226.00 SH SOLE 1684226.00 Bank Of Amer com 060505104 339 14201.00 SH SOLE 14111.00 Beacon Roofing Supply Inc com 073685109 3774 355725.00 SH SOLE 317285.00 32115.00 Berkshire Hills Bancorp Inc com 084680107 1965 83100.16 SH SOLE 79085.16 2700.00 Bionova Inc Com com 090643107 2334 1912946.00 SH SOLE 1912946.00 Bristol Myers Squibb com 110122108 255 12432.00 SH SOLE 12432.00 Bronco Drilling Co Inc com 112211107 2142 116540.00 SH SOLE 114995.00 C&d Technologies Inc com 124661109 2797 330645.00 SH SOLE 325715.00 Cache Inc. com 127150308 1927 180073.00 SH SOLE 177678.00 Carter Inc. com 146229109 1367 98937.00 SH SOLE 97647.00 Ce Franklin Ltd Com com 125151100 1601 160935.00 SH SOLE 108470.00 48090.00 Celsion Corp com 15117n305 8119 1213590.00 SH SOLE 1213590.00 Central Garden & Pet Co. com 153527205 62 15000.00 SH SOLE 15000.00 Charlotte Russe Hldg com 161048103 2421 136313.00 SH SOLE 134508.00 Chemtura Corp com 163893100 6650 1138624.05 SH SOLE 1074351.08 56793.00 Cherokee Intl Corp com 164450108 777 439229.00 SH SOLE 433324.00 Chevron com 166764100 188 1894.00 SH SOLE 1894.00 Chiquita Brands Inc. com 170032809 2695 177642.68 SH SOLE 157049.34 17265.00 Citigroup com 172967101 232 13852.07 SH SOLE 13722.07 Citizens First Bancorp Inc com 17461R106 940 156695.71 SH SOLE 131875.71 21765.00 Cmgi Inc com 125750307 1788 168645.50 SH SOLE 147723.50 17425.00 Danka Business Sys Plc Sponsor com 236277109 1447 10960354.00 SH SOLE 10208374.00 694980.00 Durect Corp com 266605104 11414 3110195.00 SH SOLE 2973265.00 108285.00 Dycom Industries com 267475101 759 52285.00 SH SOLE 51495.00 Dynegy Inc Del com 26817G102 2533 296240.00 SH SOLE 293065.00 Eastern Insurance Holdings Inc com 276534104 1284 82277.00 SH SOLE 57692.00 22535.00 Ems Technologies Inc com 26873N108 2044 93575.00 SH SOLE 92285.00 Exxon Mobil Corp com 30231G102 1415 16051.00 SH SOLE 16051.00 Flanders Corp. com 338494107 2016 333226.00 SH SOLE 328681.00 Franklin Bank Corp. com 352451108 173 284110.00 SH SOLE 280110.00 Freightcar America Inc. com 357023100 1213 34180.52 SH SOLE 33715.52 General Electric Co com 369604103 814 30504.84 SH SOLE 30247.22 Gevity Hr Inc com 374393106 652 121123.40 SH SOLE 119553.40 Goodyear Tire & Rubr Co com 382550101 461 25865.00 SH SOLE 25685.00 Gsi Group Inc com 36229U102 834 107453.00 SH SOLE 105718.00 Hanover Insurance Group Inc com 410867105 6307 148392.00 SH SOLE 138567.00 9000.00 Healthtronics, Inc com 42222L107 72 21995.00 SH SOLE 21995.00 Hewlett Packard com 428236103 823 18621.00 SH SOLE 18531.00 Hms Holdings Corp. com 40425J101 2525 117622.00 SH SOLE 116052.00 Hollis-Eden Pharmaceuticals In com 435902101 260 169908.00 SH SOLE 167348.00 Hooker Furniture Corp com 439038100 791 45690.00 SH SOLE 32980.00 11635.00 Hudson Highland Group Inc com 443792106 1848 176519.00 SH SOLE 174104.00 I-Many Inc com 44973Q103 1919 1918627.00 SH SOLE 1890532.00 Ico Hldgs Inc com 449293109 9702 1611690.00 SH SOLE 1542085.00 58995.00 Indevus Pharmaceuticals Inc com 454072109 240 153081.00 SH SOLE 150776.00 Industrial Enterprises Com New com 456132208 343 3812070.00 SH SOLE 3562865.00 245130.00 Infocus Corp com 45665b106 1228 818910.00 SH SOLE 560020.00 237315.00 International Coal Group Inc com 45928H106 5998 459592.00 SH SOLE 444887.00 8420.00 Intl Business Machines com 459200101 1119 9441.30 SH SOLE 9376.30 Iona Technologies Plc Spon Adr com 46206P109 820 208035.00 SH SOLE 204940.00 Jos A Bank Clothiers Inc com 480838101 2663 99540.00 SH SOLE 98075.00 KKR Financial Holdings LLC com 48248A306 152 14510.00 SH SOLE 7910.00 6050.00 Kona Grill Inc com 50047H201 837 99250.00 SH SOLE 97740.00 Lt X Corp Com com 502392103 303 137915.00 SH SOLE 135860.00 Madden Steven Ltd com 556269108 2097 114076.20 SH SOLE 112356.20 Magnetek Inc. com 559424106 8964 2119166.00 SH SOLE 1961286.00 143070.00 Material Sciences Corp com 576674105 8658 1068921.00 SH SOLE 1006541.00 55220.00 Maxwell Technologies Inc com 577767106 722 68020.00 SH SOLE 66975.00 Mckesson Hboc Inc com 58155Q103 787 14075.00 SH SOLE 14075.00 Measurement Specialties Inc com 583421102 1081 61482.00 SH SOLE 60532.00 Mentor Graphics Corp com 587200106 2971 188007.00 SH SOLE 185312.00 Merck & Co. Inc com 589331107 301 7974.00 SH SOLE 7974.00 Metalico Inc com 591176102 2908 165975.00 SH SOLE 162440.00 Mfri Inc Com com 552721102 5507 347225.00 SH SOLE 328720.00 16955.00 Mocon Inc com 607494101 7069 649167.00 SH SOLE 649167.00 Motorola Inc com 620076109 199 27120.00 SH SOLE 26940.00 Nautilus Inc com 63910B102 543 106795.45 SH SOLE 105180.45 Newalliance Bancshares Inc com 650203102 1262 101151.90 SH SOLE 83676.90 15125.00 Newpark Res Inc com 651718504 3329 423520.00 SH SOLE 417560.00 Nms Communications Corp com 629248105 703 632895.00 SH SOLE 624935.00 Novagold Res Inc com 66987E206 1797 241217.00 SH SOLE 200177.00 35875.00 Novavax Corp com 670002104 8489 3409095.00 SH SOLE 3145905.00 235255.00 Olin Corp com 680665205 1412 53950.00 SH SOLE 38720.00 13955.00 Omnova Solutions Inc com 682129101 5034 1810877.00 SH SOLE 1701937.00 99865.00 Pacer Intl Inc Tenn com 69373H106 1876 87198.75 SH SOLE 86028.75 Parallel Pete Corp Del com 699157103 2392 118845.00 SH SOLE 117040.00 Pegasystems Inc com 705573103 2576 191384.60 SH SOLE 188759.60 Pepsico Inc com 713448108 426 6705.00 SH SOLE 6705.00 Petrohawk Energy Corp com 716495106 9171 198038.00 SH SOLE 192743.00 2555.00 Pfizer Inc com 717081103 302 17298.00 SH SOLE 17298.00 Photon Dynamics Inc com 719364101 1043 69156.00 SH SOLE 68071.00 Plato Learning Inc com 72764Y100 479 178815.00 SH SOLE 176255.00 Pma Cap Corp com 693419202 2794 303378.00 SH SOLE 299528.00 Polyone Corp com 73179P106 7837 1124320.00 SH SOLE 1046285.00 71535.00 Progessive Corp Ohio com 743315103 271 14475.00 SH SOLE 14475.00 Progress Software Corp com 743312100 3656 142988.00 SH SOLE 140933.00 Proliance International Inc com 74340r104 495 521020.00 SH SOLE 337785.00 168010.00 Quadramed Corp com 74730W507 5506 547845.00 SH SOLE 547845.00 Safeway Inc Com New com 786514208 239 8380.00 SH SOLE 8380.00 Semitool Inc Com com 816909105 1321 175860.00 SH SOLE 173195.00 Shaw Group Inc. com 820280105 4946 80045.00 SH SOLE 79000.00 Shoe Carnival Inc com 824889109 907 76905.00 SH SOLE 75755.00 Softbrands Inc com 83402A107 1038 1017498.00 SH SOLE 690666.00 299807.00 Sonus Networks Inc com 835916107 1770 517628.00 SH SOLE 510493.00 Southwest Bancorp Okla Com com 844767103 693 60270.00 SH SOLE 59360.00 Strategic Diagnostics Inc com 862700101 1046 287353.00 SH SOLE 284008.00 Sunopta Inc com 8676EP108 2711 522395.00 SH SOLE 515145.00 Sycamore Networks Inc com 871206108 1355 420702.00 SH SOLE 415047.00 Sypris Solutions Inc com 871655106 581 138342.40 SH SOLE 136322.40 Tempur-Pedic Intl Inc com 88023U101 1807 231356.19 SH SOLE 202486.19 24175.00 The Bank Of New York Mellon Co com 064058100 241 6375.00 SH SOLE 6375.00 Trident Microsystems com 895919108 432 118485.00 SH SOLE 64185.00 49775.00 U S Physical Therapy Inc com 90337L108 2764 168448.00 SH SOLE 165948.00 Universal Fst Prods Inc com 913543104 658 21975.49 SH SOLE 21645.49 Varian Semiconductor Equip Aas com 922207105 7478 214770.00 SH SOLE 212050.00 Vermillion Inc. com 92407M206 1903 838227.80 SH SOLE 838227.80 Vicor Corp com 925815102 1320 132227.30 SH SOLE 130312.30 Vivus Inc com 928551100 2780 416140.00 SH SOLE 409840.00 Watts Water Technologies, Inc. com 942749102 1567 62933.15 SH SOLE 62093.15 Wausau Paper Corp com 943315101 2413 313010.36 SH SOLE 282505.36 25050.00 Westaff Inc. com 957070105 652 552440.00 SH SOLE 373044.00 164571.00 Whitney Holding Corporation Co com 966612103 1362 74452.07 SH SOLE 73447.07 Williams Control Inc com 969465608 7198 568083.00 SH SOLE 529583.00 35300.00 Xerox Corp com 984121103 162 11960.00 SH SOLE 11960.00 Zoran Corp Com com 98975F101 758 64790.00 SH SOLE 63820.00
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