0000909012-12-000226.txt : 20120426 0000909012-12-000226.hdr.sgml : 20120426 20120426154447 ACCESSION NUMBER: 0000909012-12-000226 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120426 DATE AS OF CHANGE: 20120426 EFFECTIVENESS DATE: 20120426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IRONWOOD INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001127761 IRS NUMBER: 043386084 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06155 FILM NUMBER: 12783376 BUSINESS ADDRESS: STREET 1: 21 CUSTOM HOUSE STREET, SUITE 240 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6177577630 MAIL ADDRESS: STREET 1: 21 CUSTOM HOUSE STREET STREET 2: SUITE 240 CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: IRONWOOD CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20001103 13F-HR 1 t306756.txt IRON UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 ------------------- Check here if Amendment [ ]; Amendment Number: ------------------- This Amendment (check only one): [ ] is a restatement [ ] add new holdings entries Institutional Investment Manager Filing this Report: Name: Ironwood Investment Management, LLC ---------------------------------------------------------- Address: 21 Custom House Street, Suite 240 ---------------------------------------------------------- Boston, MA 02110 ---------------------------------------------------------- Form 13F File Number: 28-06155 ------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: John Barnett --------------------------------------------------------- Title: Chief Compliance Officer --------------------------------------------------------- Phone: 617.757.7609 --------------------------------------------------------- Signature, Place and Date of Signing: /s/ JOHN O. BARNETT Boston, MA April 12, 2012 ------------------------------- --------------- -------------------- [Signature] [City, State] [Date] Report Type (Check only one) [X] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------- Form 13F Information Table Entry Total: 156 ------------------- Form 13F Information Table Value Total: $475,558 ------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- A E S Corp COM 00130H105 347 26550.00 SH SOLE 26550.00 A T M I Inc COM 00207r101 6709 287936.00 SH SOLE 287936.00 Acco Brands Corp COM 00081T108 4261 343366.00 SH SOLE 343366.00 Albemarle Corp COM 012653101 723 11305.00 SH SOLE 11305.00 Amag Pharma Inc COM 00163U106 5365 336791.00 SH SOLE 336791.00 Amedisys Inc COM 023436108 1173 81121.00 SH SOLE 81121.00 America's Car-Mart Inc. COM 03062t105 1179 26800.00 SH SOLE 26800.00 Amern Superconductor Cp COM 030111108 2869 696434.00 SH SOLE 696434.00 Analogic Corp COM 032657207 8788 130115.01 SH SOLE 130115.01 Ann Inc. COM 035623107 6802 237515.00 SH SOLE 237515.00 Ariad Pharmaceuticals Inc COM 04033a100 8582 537039.00 SH SOLE 537039.00 Arrow Electronics COM 042735100 1232 29365.00 SH SOLE 29365.00 Ascent Capital Group COM 043632108 3504 74089.00 SH SOLE 74089.00 Ashford Hospitality Tr Reit COM 044103109 690 76555.00 SH SOLE 76555.00 B T U International Inc COM 056032105 1470 475640.00 SH SOLE 475640.00 Bank Of America Corp COM 060505104 123 12849.00 SH SOLE 12849.00 Barnes Group Inc COM 067806109 546 20755.00 SH SOLE 20755.00 Barrett Business Services Inc. COM 068463108 985 49650.00 SH SOLE 49650.00 Beacon Roofing Supply COM 073685109 7481 290418.00 SH SOLE 290418.00 Belden Inc COM 077454106 590 15565.00 SH SOLE 15565.00 Benchmark Electronics COM 08160h101 411 24910.00 SH SOLE 24910.00 Berkshire Hills Bancorp COM 084680107 4669 203711.00 SH SOLE 203711.00 Berry Petroleum Co Cl A COM 085789105 335 7100.00 SH SOLE 7100.00 Boston Private Finl Hldg COM 101119105 8296 837098.00 SH SOLE 837098.00 Briggs & Stratton Corp. COM 109043109 6051 337480.00 SH SOLE 337480.00 Bristol-Myers Squibb Co COM 110122108 420 12432.00 SH SOLE 12432.00 Brocade Communs Sys New COM 111621306 466 80995.00 SH SOLE 80995.00 C A C I Inc Cl A COM 127190304 763 12250.00 SH SOLE 12250.00 C E Franklin Ltd F COM 125151100 249 25721.00 SH SOLE 25721.00 C S G Systems Intl Inc COM 126349109 5202 343618.00 SH SOLE 343618.00 Cabot Corp COM 127055101 4471 104765.00 SH SOLE 104765.00 Cache Inc New COM 127150308 5400 771476.00 SH SOLE 771476.00 Callaway Golf COM 131193104 3061 452761.00 SH SOLE 452761.00 Cardiovascular Systems Inc. COM 141619106 4536 490412.00 SH SOLE 490412.00 Carrizo Oil & Gas Inc COM 144577103 4623 163578.00 SH SOLE 163578.00 Carters Inc COM 146229109 10647 213928.00 SH SOLE 213928.00 Castle A M & Co COM 148411101 446 35295.00 SH SOLE 35295.00 Celsion Corp New COM 15117n305 144 75605.00 SH SOLE 75605.00 Cenveo Inc COM 15670s105 912 269835.00 SH SOLE 269835.00 Ceradyne Inc Com COM 156710105 5414 166282.00 SH SOLE 166282.00 Chiquita Brands Intl New COM 170032809 2535 288413.00 SH SOLE 288413.00 City National Corp. COM 178566105 5225 99577.00 SH SOLE 99577.00 Columbia Banking Systems COM 197236102 6498 285237.00 SH SOLE 285237.00 Commercial Vehicle Group COM 202608105 813 66605.00 SH SOLE 66605.00 Comverge Inc COM 205859101 541 293948.00 SH SOLE 293948.00 Cpi Aerostructures New COM 125919308 218 14636.00 SH SOLE 14636.00 Cytokinetics Inc COM 23282W100 1696 1474620.00 SH SOLE 1474620.00 Darling Intl Inc COM 237266101 8668 497575.00 SH SOLE 497575.00 Denbury Res Inc New COM 247916208 249 13655.00 SH SOLE 13655.00 Diana Shipping Inc F COM Y2066G104 2667 298039.00 SH SOLE 298039.00 Digital River Inc COM 25388B104 3321 177506.00 SH SOLE 177506.00 Dolan Company COM 25659P402 2553 280266.00 SH SOLE 280266.00 Dr. Pepper Snapple Group COM 26138e109 203 5050.00 SH SOLE 5050.00 Durect Corp COM 266605104 2474 3092023.00 SH SOLE 3092023.00 Dycom Industries Inc COM 267475101 6496 278072.00 SH SOLE 278072.00 Dynamics Research Corp. COM 268057106 268 27800.00 SH SOLE 27800.00 Energysolutions Inc COM 292756202 4702 959527.00 SH SOLE 959527.00 Esterline Corp. COM 297425100 505 7065.00 SH SOLE 7065.00 Exxon Mobil Corporation COM 30231G102 1242 14321.00 SH SOLE 14321.00 F T I Consulting Inc COM 302941109 880 23450.00 SH SOLE 23450.00 Ferro Corp COM 315405100 851 143225.00 SH SOLE 143225.00 First Niagara Finl New COM 33582V108 4679 475516.00 SH SOLE 475516.00 Flanders Corp COM 338494107 3095 705113.00 SH SOLE 705113.00 Freightcar America Inc COM 357023100 1806 80315.00 SH SOLE 80315.00 General Electric Company COM 369604103 605 30161.00 SH SOLE 30161.00 Gfi Group Inc COM 361652209 315 83670.00 SH SOLE 83670.00 Goodyear Tire & Rubber COM 382550101 254 22655.00 SH SOLE 22655.00 Griffon Corp COM 398433102 740 69150.00 SH SOLE 69150.00 Group 1 Automotive COM 398905109 925 16475.00 SH SOLE 16475.00 Hancock Holding Co COM 410120109 2619 73750.20 SH SOLE 73750.20 Hanover Insurance Group COM 410867105 6137 149244.00 SH SOLE 149244.00 Hewlett-Packard Company COM 428236103 519 21780.00 SH SOLE 21780.00 Hudson Highland Group COM 443792106 2274 422596.00 SH SOLE 422596.00 Insteel Industries Inc. COM 45774w108 162 13330.00 SH SOLE 13330.00 Intel Corp COM 458140100 340 12101.00 SH SOLE 12101.00 Intl Business Machines COM 459200101 1633 7826.00 SH SOLE 7826.00 Jarden Corp. COM 471109108 1298 32255.00 SH SOLE 32255.00 Joseph A Bank Clothiers COM 480838101 11214 222448.00 SH SOLE 222448.00 Kenexa Corporation COM 488879107 9976 319337.00 SH SOLE 319337.00 Key Energy Sevices COM 492914106 2577 166766.00 SH SOLE 166766.00 Kona Grill Inc COM 50047H201 2136 392580.00 SH SOLE 392580.00 Limelight Networks Inc COM 53261M104 3978 1208997.00 SH SOLE 1208997.00 Lincare Holdings Inc. COM 532791100 420 16237.00 SH SOLE 16237.00 Ltx-Credence Corp New COM 502403207 3677 511389.99 SH SOLE 511389.99 Madden Steven Ltd COM 556269108 10365 242448.50 SH SOLE 242448.50 Manitex International COM 563420108 179 24475.00 SH SOLE 24475.00 Manitowoc Inc. COM 563571108 397 28615.00 SH SOLE 28615.00 Material Sciences Corp COM 576674105 2827 342612.00 SH SOLE 342612.00 Maxwell Technologies Inc COM 577767106 3322 181235.00 SH SOLE 181235.00 Mckesson Corporation COM 58155Q103 904 10302.00 SH SOLE 10302.00 Meadowbrook Insurance Gp COM 58319P108 4490 481231.00 SH SOLE 481231.00 Measurement Specialties COM 583421102 5018 148904.00 SH SOLE 148904.00 Mens Wearhouse Inc. COM 587118100 617 15915.00 SH SOLE 15915.00 Mentor Graphics Corp COM 587200106 6513 438303.00 SH SOLE 438303.00 Merck & Co Inc New COM 58933y105 224 5824.00 SH SOLE 5824.00 Mercury Computer Systems COM 589378108 7388 557622.00 SH SOLE 557622.00 Metalico Inc COM 591176102 2814 658929.00 SH SOLE 658929.00 Mocon Inc COM 607494101 339 20871.00 SH SOLE 20871.00 Moduslink Global Sol Inc COM 60786L107 1822 337344.00 SH SOLE 337344.00 N C R Corp New COM 62886e108 1328 61170.00 SH SOLE 61170.00 Nautilus Inc COM 63910B102 1566 559306.00 SH SOLE 559306.00 Newmarket Corp. COM 651587107 628 3350.00 SH SOLE 3350.00 Newpark Resources Inc COM 651718504 5176 632044.00 SH SOLE 632044.00 Novavax Inc COM 670002104 1873 1486118.00 SH SOLE 1486118.00 Old Republic Intl Corp COM 680223104 4027 381672.00 SH SOLE 381672.00 Olin Corp COM 680665205 428 19660.00 SH SOLE 19660.00 Pegasystems Inc COM 705573103 11377 298152.00 SH SOLE 298152.00 Pepsico Incorporated COM 713448108 339 5105.00 SH SOLE 5105.00 Perficient Inc COM 71375U101 5876 489286.00 SH SOLE 489286.00 Pervasive Software Inc COM 715710109 223 37205.00 SH SOLE 37205.00 Pfizer Incorporated COM 717081103 239 10569.00 SH SOLE 10569.00 Pilgrim's Pride Corp. COM 72147k108 535 71697.00 SH SOLE 71697.00 Polyone Corp COM 73179P106 539 37455.00 SH SOLE 37455.00 Progress Software Corp COM 743312100 9096 385080.00 SH SOLE 385080.00 Progressive Corp Ohio COM 743315103 305 13140.00 SH SOLE 13140.00 Quiksilver Inc. COM 74838c106 4767 1179912.00 SH SOLE 1179912.00 R T I Intl Metals Inc COM 74973W107 4474 194011.00 SH SOLE 194011.00 Reddy Ice Holdings COM 75734r105 55 177640.00 SH SOLE 177640.00 Repligen Corp Com COM 759916109 181 30700.00 SH SOLE 30700.00 Rex Energy Corp COM 761565100 5884 550897.00 SH SOLE 550897.00 Rockville Financial New COM 774188106 3520 302106.00 SH SOLE 302106.00 Sandridge Energy Inc COM 80007P307 5177 661221.00 SH SOLE 661221.00 Schulman A Inc COM 808194104 4543 168123.60 SH SOLE 168123.60 Scotts Miracle Gro Co COM 810186106 770 14220.00 SH SOLE 14220.00 Shaw Group Inc COM 820280105 7764 244853.00 SH SOLE 244853.00 Shoe Carnival Inc COM 824889109 6317 196044.00 SH SOLE 196044.00 Sm Energy Company COM 78454l100 741 10465.00 SH SOLE 10465.00 Snap On Tools Corp COM 833034101 250 4100.00 SH SOLE 4100.00 Sonus Networks Inc COM 835916107 3479 1199577.00 SH SOLE 1199577.00 Southwest Airlines Co COM 844741108 947 114964.06 SH SOLE 114964.06 Southwest Bancorp Okla COM 844767103 1620 175708.00 SH SOLE 175708.00 Spectrum Pharmaceuticals Inc. COM 84763a108 264 20875.00 SH SOLE 20875.00 Stancorp Finl Group Inc COM 852891100 5462 133424.00 SH SOLE 133424.00 Steel Dynamics Inc COM 858119100 723 49750.00 SH SOLE 49750.00 Strat Diagnostics Inc COM 862700101 1164 622621.00 SH SOLE 622621.00 Sunopta Inc F COM 8676EP108 6455 1180096.00 SH SOLE 1180096.00 Sycamore Netwrks Inc New COM 871206405 1756 99006.00 SH SOLE 99006.00 Synta Pharmaceuticals COM 87162t206 200 45625.00 SH SOLE 45625.00 Sypris Solutions Inc COM 871655106 2572 635143.00 SH SOLE 635143.00 Teleflex Incorporated COM 879369106 6106 99859.00 SH SOLE 99859.00 Teletech Holdings Inc COM 879939106 5442 338014.00 SH SOLE 338014.00 Tempur Pedic Intl COM 88023U101 12888 152651.00 SH SOLE 152651.00 Terex Corp COM 880779103 4890 217332.00 SH SOLE 217332.00 Trico Bancshs Chico Ca COM 896095106 2539 145757.00 SH SOLE 145757.00 Triquint Semiconductor, Inc. COM 89674K103 4949 717714.00 SH SOLE 717714.00 Ttm Technologies Inc COM 87305r109 1047 90925.00 SH SOLE 90925.00 Tutor Perini Corp COM 901109108 525 33695.00 SH SOLE 33695.00 U S Physical Therapy COM 90337L108 9282 402678.00 SH SOLE 402678.00 Universal Forest Product COM 913543104 2044 59283.00 SH SOLE 59283.00 Vicor Corp COM 925815102 2680 334969.00 SH SOLE 334969.00 Volcano Corporation COM 928645100 5938 209239.00 SH SOLE 209239.00 Watts Water Tech Inc A Class A COM 942749102 6005 147356.00 SH SOLE 147356.00 Wausau Paper Corp COM 943315101 5654 602777.00 SH SOLE 602777.00 Western Digital Corp COM 958102105 627 15140.00 SH SOLE 15140.00 Whole Foods Market Inc COM 966837106 539 6475.00 SH SOLE 6475.00 Williams Controls New COM 969465608 630 57307.00 SH SOLE 57307.00