-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jb08ORPQZZABuTbvW2DAOZW2KIdgQbUxrsFbyxOvsW06egst5OHgHsyykUqVd4Ft ASmiQuuRZ69Q1aCcu0QxeA== 0000909012-10-000386.txt : 20100727 0000909012-10-000386.hdr.sgml : 20100727 20100727150131 ACCESSION NUMBER: 0000909012-10-000386 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100727 DATE AS OF CHANGE: 20100727 EFFECTIVENESS DATE: 20100727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IRONWOOD INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001127761 IRS NUMBER: 043386084 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06155 FILM NUMBER: 10971499 BUSINESS ADDRESS: STREET 1: 21 CUSTOM HOUSE STREET, SUITE 240 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6177577630 MAIL ADDRESS: STREET 1: 21 CUSTOM HOUSE STREET STREET 2: SUITE 240 CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: IRONWOOD CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20001103 13F-HR 1 t305985.txt IRONWOOD INVESTMENT MGMT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 ----------------- Check here if Amendment [ ]; Amendment Number: ----------------- This Amendment (check only one): [ ] is a restatement [ ] add new holdings entries Institutional Investment Manager Filing this Report: Name: Ironwood Investment Management, LLC ---------------------------------------------------------- Address: 21 Custom House Street, Suite 240 ---------------------------------------------------------- Boston, MA 02110 ---------------------------------------------------------- ---------------------------------------------------------- Form 13F File Number: 28-06155 ------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: John Barnett --------------------------------------------------------- Title: Chief Compliance Officer --------------------------------------------------------- Phone: 617.757.7609 --------------------------------------------------------- Signature, Place and Date of Signing: Boston, MA July , 2010 - ----------------------------- ----------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one) [X] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------- Form 13F Information Table Entry Total: 157 ------------------- Form 13F Information Table Value Total: $212,905 ------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ----------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ---- A.M. Castle & Co. COM 148411101 449 32340.00 SH SOLE 32340.00 ATMI Inc. COM 00207r101 306 20920.00 SH SOLE 20920.00 Acco Brands Corp. COM 00081T108 940 188352.00 SH SOLE 188237.00 Actividentity Corp COM 00506P103 2174 1138372.00 SH SOLE 1137982.00 Aes Corp Com COM 00130H105 271 29325.00 SH SOLE 29325.00 Airtran Hldgs Inc COM 00949P108 1025 211310.00 SH SOLE 211225.00 Albemarle Corp COM 012653101 524 13195.00 SH SOLE 13195.00 Amedisys Inc. COM 023436108 2179 49549.00 SH SOLE 49519.00 American Coml Lines Inc COM 025195405 1278 56796.00 SH SOLE 56761.00 American Railcar Inds COM 02916P103 245 20295.00 SH SOLE 20295.00 Analogic Corp New COM 032657207 3601 79131.01 SH SOLE 79096.01 Arena Resources Inc. COM 040049108 2546 79803.00 SH SOLE 79758.00 Ariad Pharmaceuticals Inc COM 04033a100 2085 739276.00 SH SOLE 739036.00 Arrow Electronics COM 042735100 402 17965.00 SH SOLE 17965.00 Ascent Media Corp Com Ser A COM 043632108 1020 40381.00 SH SOLE 40356.00 Ashford Hospitality Trust COM 044103109 702 95790.00 SH SOLE 95790.00 BTU International COM 056032105 1840 316695.00 SH SOLE 316485.00 Bank Of Amer Corp COM 060505104 196 13665.00 SH SOLE 13665.00 Barnes Group Inc. COM 067806109 343 20905.00 SH SOLE 20905.00 Beacon Roofing Supply Inc COM 073685109 3123 173332.00 SH SOLE 173237.00 Belden Inc COM 077454106 345 15665.00 SH SOLE 15665.00 Berkshire Hills Bancorp Inc COM 084680107 2320 119091.00 SH SOLE 119026.00 Berry Petroleum Co. COM 085789105 210 8170.00 SH SOLE 8170.00 Boston Privt Finl Hldg Com COM 101119105 1133 176242.00 SH SOLE 176127.00 Bristol Myers Squibb COM 110122108 320 12832.00 SH SOLE 12832.00 Bronco Drilling Co Inc COM 112211107 493 147270.00 SH SOLE 147180.00 C&d Technologies Inc COM 124661109 424 480986.00 SH SOLE 480686.00 CACI, Inc. COM 127190304 404 9500.00 SH SOLE 9500.00 CVR Energy Inc COM 12662p108 369 49050.00 SH SOLE 49050.00 Cache Inc. COM 127150308 2448 431038.00 SH SOLE 430838.00 Callaway Golf Co Com COM 131193104 1442 238769.00 SH SOLE 238634.00 Carter Inc. COM 146229109 3273 124701.00 SH SOLE 124636.00 Ce Franklin Ltd Com COM 125151100 343 53371.00 SH SOLE 53371.00 Celsion Corp COM 15117n305 179 56640.00 SH SOLE 56640.00 Cenveo Inc. COM 15670s105 418 76260.00 SH SOLE 76260.00 Chiquita Brands Inc. COM 170032809 2058 169393.00 SH SOLE 169313.00 Citigroup COM 172967101 47 12495.00 SH SOLE 12495.00 Commercial Vehicle Group COM 202608105 566 55455.00 SH SOLE 55455.00 Commscope, Inc. COM 203372107 278 11710.00 SH SOLE 11710.00 Comverge Inc. COM 205859101 1449 161715.00 SH SOLE 161620.00 Cpi Aerostructures COM 125919308 224 22775.00 SH SOLE 22775.00 Cytokinetics Inc. COM 23282w100 2011 848564.00 SH SOLE 848104.00 Danka Business Sys Plc Sponsor COM 236277109 44 510091.00 SH SOLE 510091.00 Darling International COM 237266101 2350 312902.00 SH SOLE 312762.00 Denbury Resources Inc. COM 247916208 213 14565.00 SH SOLE 14565.00 Diana Shipping Inc. COM y2066g104 1949 173057.00 SH SOLE 172972.00 Digital River Inc. COM 25388b104 2278 95255.00 SH SOLE 95200.00 Durect Corp COM 266605104 4832 1988675.00 SH SOLE 1987665.00 Dycom Industries COM 267475101 1490 174321.00 SH SOLE 174231.00 Dynegy Inc Del COM 26817g300 559 145120.00 SH SOLE 145068.00 Ems Technologies Inc COM 26873N108 2343 155962.00 SH SOLE 155882.00 Esterline Corp. COM 297425100 343 7225.00 SH SOLE 7225.00 Exxon Mobil Corp COM 30231G102 812 14236.00 SH SOLE 14236.00 FTI Consulting Inc. COM 302941109 1007 23100.00 SH SOLE 23100.00 Ferro Corp COM 315405100 359 48695.00 SH SOLE 48695.00 First California Financial Gro COM 319395109 72 26650.00 SH SOLE 26650.00 First Mercury Finl Com COM 320841109 1305 123330.00 SH SOLE 123250.00 Flanders Corp. COM 338494107 1257 404272.00 SH SOLE 404037.00 Freightcar America Inc. COM 357023100 994 43944.00 SH SOLE 43919.00 Frontier Oil Corp. COM 35914P105 2436 181109.00 SH SOLE 181019.00 General Electric COM 369604103 444 30796.00 SH SOLE 30796.00 Global Industries LTD COM 379336100 402 89540.00 SH SOLE 89540.00 Goodyear Tire & Rubr Co COM 382550101 252 25400.00 SH SOLE 25400.00 Group 1 Automotive COM 398905109 388 16475.00 SH SOLE 16475.00 Hanover Insurance Group Inc COM 410867105 3024 69508.00 SH SOLE 69483.00 Hewlett Packard COM 428236103 692 15994.00 SH SOLE 15994.00 Hudson Highland Group Inc COM 443792106 1020 231793.00 SH SOLE 231648.00 Insteel Industries Inc. COM 45774w108 475 40900.00 SH SOLE 40900.00 Intel COM 458140100 250 12851.00 SH SOLE 12851.00 Interline Brands Inc. COM 458743101 311 17985.00 SH SOLE 17985.00 International Coal Group Inc COM 45928H106 2004 520522.00 SH SOLE 520262.00 Intl Business Machines COM 459200101 1055 8546.00 SH SOLE 8546.00 Jarden Corp. COM 471109108 861 32055.00 SH SOLE 32055.00 Jos A Bank Clothiers Inc COM 480838101 4857 89955.00 SH SOLE 89910.00 Kenexa Corp Com COM 488879107 2096 174640.00 SH SOLE 174535.00 Knoll Inc. COM 498904200 363 27315.00 SH SOLE 27315.00 Kona Grill Inc COM 50047H201 845 230171.00 SH SOLE 230045.00 LTX-Credence Corp Com COM 502403108 1115 394110.00 SH SOLE 393935.00 Lincare Holdings Inc. COM 532791100 528 16237.00 SH SOLE 16237.00 Livewire Mobile Inc Com COM 53837p201 285 83810.00 SH SOLE 83776.00 Louisiana-Pacific Corp. COM 546347105 180 26835.00 SH SOLE 26835.00 Lubrizol Corp. COM 549271104 483 6010.00 SH SOLE 6010.00 Madden Steven Ltd COM 556269108 3608 114478.50 SH SOLE 114418.50 Manitex Intl Inc Com COM 563420108 156 86430.00 SH SOLE 86430.00 Manitowoc Inc. COM 563571108 256 28015.00 SH SOLE 28015.00 Material Sciences Corp COM 576674105 670 222721.00 SH SOLE 222621.00 Maxwell Technologies Inc COM 577767106 1146 100499.00 SH SOLE 100434.00 Mckesson COM 58155Q103 924 13762.00 SH SOLE 13762.00 Measurement Specialties Inc COM 583421102 1200 87568.00 SH SOLE 87518.00 Mens Wearhouse Inc. COM 587118100 248 13515.00 SH SOLE 13515.00 Mentor Graphics Corp COM 587200106 2190 247435.00 SH SOLE 247285.00 Merck COM 58933y105 263 7524.00 SH SOLE 7524.00 Mercury Computer Systems COM 589378108 3602 307093.00 SH SOLE 306903.00 Metalico Inc COM 591176102 1455 365524.00 SH SOLE 365289.00 Mocon Inc COM 607494101 291 27045.00 SH SOLE 27045.00 Moduslink Global Solut Com COM 60786L107 1105 183299.00 SH SOLE 183190.00 Motorola COM 620076109 84 12885.00 SH SOLE 12885.00 NCR Corporation COM 62886e108 740 61070.00 SH SOLE 61070.00 Nautilus Inc COM 63910B102 469 308462.00 SH SOLE 308322.00 NetSuite Inc. COM 64118q107 1425 112703.00 SH SOLE 112633.00 Newalliance Bancshares Inc COM 650203102 1799 160505.00 SH SOLE 160420.00 Newpark Res Inc COM 651718504 3176 525023.00 SH SOLE 524723.00 Northwestern Corp Com New COM 668074305 336 12843.00 SH SOLE 12843.00 Novavax Corp COM 670002104 1954 900604.00 SH SOLE 900219.00 Olin Corp COM 680665205 359 19820.00 SH SOLE 19820.00 Pegasystems Inc COM 705573103 5606 174599.00 SH SOLE 174514.00 Pepsico COM 713448108 326 5355.00 SH SOLE 5355.00 Perficient Inc Com COM 71375U101 1696 190298.00 SH SOLE 190183.00 PetMed Express Inc. COM 716382106 287 16110.00 SH SOLE 16110.00 Petrohawk Energy Corp COM 716495106 1117 65850.00 SH SOLE 65815.00 Pfizer COM 717081103 228 15963.00 SH SOLE 15963.00 Pma Cap Corp COM 693419202 2558 390492.00 SH SOLE 390252.00 Polyone Corp COM 73179P106 705 83765.00 SH SOLE 83765.00 Prestige Brand Holdings Inc. COM 74112d101 1800 254196.00 SH SOLE 254071.00 Progessive Corp Ohio COM 743315103 263 14075.00 SH SOLE 14075.00 Progress Software Corp COM 743312100 4474 148950.00 SH SOLE 148870.00 Pros Holdings Inc. COM 74346y103 78 11980.00 SH SOLE 11980.00 Reddy Ice Holdings COM 75734r105 498 154105.00 SH SOLE 154105.00 Rti International Metals Inc. COM 74973w107 2901 120324.00 SH SOLE 120269.00 Russell Value Index COM 464287630 509 8930.00 SH SOLE 8930.00 SM Energy Company COM 78454l100 444 11045.00 SH SOLE 11045.00 Schulman A Inc COM 808194104 1871 98675.00 SH SOLE 98618.00 Shaw Group Inc. COM 820280105 5051 147599.00 SH SOLE 147529.00 Shoe Carnival Inc COM 824889109 2187 106655.00 SH SOLE 106595.00 Skilled Healthcare Group Inc COM 83066r107 114 16800.00 SH SOLE 16800.00 Sonus Networks Inc COM 835916107 1883 694855.00 SH SOLE 694460.00 Southwest Bancorp Okla Com COM 844767103 1163 87510.00 SH SOLE 87455.00 Stancorp Finl Group Inc COM 852891100 1988 49049.00 SH SOLE 49024.00 Steel Dynamics Inc. COM 858119100 634 48050.00 SH SOLE 48050.00 Sterling Construction Co COM 859241101 527 40750.00 SH SOLE 40750.00 Strategic Diagnostics Inc. COM 862700101 668 369245.00 SH SOLE 369045.00 Sunopta Inc COM 8676EP108 2977 679786.00 SH SOLE 679396.00 Sycamore Networks Inc COM 871206405 910 54746.50 SH SOLE 54712.50 Synta Pharmaceuticals Corp COM 87162t206 138 50980.00 SH SOLE 50980.00 Sypris Solutions Inc COM 871655106 1436 358208.00 SH SOLE 357993.00 TTM Technologies COM 87305r109 727 76490.00 SH SOLE 76490.00 Teletech Holdings, Inc COM 879939106 675 52335.00 SH SOLE 52335.00 Tempur-Pedic Intl Inc COM 88023U101 6503 211494.00 SH SOLE 211379.00 Terex COM 880779103 2432 129757.00 SH SOLE 129702.00 The Dolan Company COM 25659p402 2304 207195.00 SH SOLE 207125.00 The Scotts Miracle Gro Company COM 810186106 787 17720.00 SH SOLE 17720.00 TriCo Bancshares COM 896095106 1361 80384.00 SH SOLE 80334.00 Tutor Perini Corp. COM 901109108 276 16770.00 SH SOLE 16770.00 U S Physical Therapy Inc COM 90337L108 3909 231569.00 SH SOLE 231439.00 Universal Fst Prods Inc COM 913543104 984 32461.00 SH SOLE 32441.00 Varian Semiconductor Equip Ass COM 922207105 7435 259404.00 SH SOLE 259274.00 Vicor Corp COM 925815102 2374 190099.00 SH SOLE 189989.00 Vivus Inc COM 928551100 2435 253621.00 SH SOLE 253466.00 Volcano Corp. COM 928645100 2592 118784.00 SH SOLE 118719.00 Watts Water Technologies, Inc. COM 942749102 2316 80806.00 SH SOLE 80756.00 Wausau Paper Corp COM 943315101 2277 336281.00 SH SOLE 336111.00 Western Digital COM 958102105 439 14540.00 SH SOLE 14540.00 Whitney Holding Corporation Co COM 966612103 898 97132.00 SH SOLE 97072.00 Whole Foods Market COM 966837106 4623 128357.00 SH SOLE 128292.00 Williams Control Inc COM 969465608 676 75140.00 SH SOLE 75140.00 Xerox Corp COM 984121103 91 11364.25 SH SOLE 11364.25 Zoran Corp Com COM 98975F101 1719 180161.00 SH SOLE 180046.00
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