-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KHE4r1h2BN8cpLRonfkvCnfG9BU4XvZp7bKVVD6I8pPF7KMkLLVsIBcAYeNe50KJ ODZ2I/pyb5Oq8AA3OM5/ug== 0000909012-10-000250.txt : 20100427 0000909012-10-000250.hdr.sgml : 20100427 20100427153500 ACCESSION NUMBER: 0000909012-10-000250 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100427 DATE AS OF CHANGE: 20100427 EFFECTIVENESS DATE: 20100427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IRONWOOD INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001127761 IRS NUMBER: 043386084 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06155 FILM NUMBER: 10773294 BUSINESS ADDRESS: STREET 1: 21 CUSTOM HOUSE STREET, SUITE 240 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6177577630 MAIL ADDRESS: STREET 1: 21 CUSTOM HOUSE STREET STREET 2: SUITE 240 CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: IRONWOOD CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20001103 13F-HR 1 t305883.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 ---------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (check only one): [ ] is a restatement [ ] add new holdings entries Institutional Investment Manager Filing this Report: Name: Ironwood Investment Management, LLC ------------------------------------------------------------- Address: 21 Custom House Street, Suite 240 ------------------------------------------------------------- Boston, MA 02110 ------------------------------------------------------------- Form 13F File Number: 28-06155 ------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: John Barnett ----------------------------------------------------------- Title: Chief Compliance Officer ----------------------------------------------------------- Phone: 617.757.7609 ----------------------------------------------------------- Signature, Place and Date of Signing: Boston, MA April , 2010 - --------------------------------- ---------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one) [X] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 156 -------------------- Form 13F Information Table Value Total: $226,994 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ----------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ---- ATMI Inc. COM 00207r101 411 21270.00 SH SOLE 21270.00 Acco Brands Corp. COM 00081T108 1378 179860.00 SH SOLE 179745.00 Actividentity Corp COM 00506P103 3148 1108500.00 SH SOLE 1108110.00 Aes Corp Com COM 00130H105 323 29325.00 SH SOLE 29325.00 Airtran Hldgs Inc COM 00949P108 1035 203653.00 SH SOLE 203568.00 Akamai Technologies COM 00971T101 2629 83685.00 SH SOLE 83635.00 Albemarle Corp COM 012653101 541 12695.00 SH SOLE 12695.00 Amedisys Inc. COM 023436108 2630 47625.00 SH SOLE 47595.00 American Coml Lines Inc COM 025195405 1364 54357.00 SH SOLE 54322.00 American Railcar Inds COM 02916P103 251 20635.00 SH SOLE 20635.00 Analogic Corp New COM 032657207 3278 76705.01 SH SOLE 76670.01 Arena Resources Inc. COM 040049108 2364 70770.00 SH SOLE 70725.00 Ariad Pharmaceuticals Inc COM 04033a100 2478 728828.00 SH SOLE 728588.00 Arrow Electronics COM 042735100 502 16665.00 SH SOLE 16665.00 Ascent Media Corp Com Ser A COM 043632108 1053 38640.00 SH SOLE 38615.00 Ashford Hospitality Trust COM 044103109 669 93290.00 SH SOLE 93290.00 BTU International COM 056032105 1855 303634.00 SH SOLE 303424.00 Bank Of Amer Corp COM 060505104 244 13695.00 SH SOLE 13695.00 Barnes Group Inc. COM 067806109 395 20305.00 SH SOLE 20305.00 Beacon Roofing Supply Inc COM 073685109 3200 167288.00 SH SOLE 167193.00 Belden Inc COM 077454106 422 15365.00 SH SOLE 15365.00 Berkshire Hills Bancorp Inc COM 084680107 2109 115039.00 SH SOLE 114974.00 Berry Petroleum Co. COM 085789105 216 7670.00 SH SOLE 7670.00 Boston Privt Finl Hldg Com COM 101119105 1241 168324.00 SH SOLE 168209.00 Bristol Myers Squibb COM 110122108 343 12832.00 SH SOLE 12832.00 Bronco Drilling Co Inc COM 112211107 660 140450.00 SH SOLE 140360.00 C&d Technologies Inc COM 124661109 734 459034.00 SH SOLE 458734.00 CVR Energy Inc COM 12662p108 404 46150.00 SH SOLE 46150.00 Cache Inc. COM 127150308 2287 414977.00 SH SOLE 414777.00 Carter Inc. COM 146229109 3621 120086.00 SH SOLE 120011.00 Ce Franklin Ltd Com COM 125151100 367 54025.00 SH SOLE 54025.00 Celsion Corp COM 15117n305 245 56640.00 SH SOLE 56640.00 Cenveo Inc. COM 15670s105 660 76260.00 SH SOLE 76260.00 Chiquita Brands Inc. COM 170032809 2525 160519.00 SH SOLE 160439.00 Citigroup COM 172967101 51 12495.00 SH SOLE 12495.00 Commercial Vehicle Group COM 202608105 424 59320.00 SH SOLE 59320.00 Commscope, Inc. COM 203372107 306 10910.00 SH SOLE 10910.00 Comverge Inc. COM 205859101 679 60000.00 SH SOLE 59950.00 Cytec Industries COM 232820100 418 8945.00 SH SOLE 8945.00 Cytokinetics Inc. COM 23282w100 1183 369678.00 SH SOLE 369448.00 Danka Business Sys Plc Sponsor COM 236277109 42 510091.00 SH SOLE 510091.00 Darling International COM 237266101 974 108695.00 SH SOLE 108625.00 Denbury Resources Inc. COM 247916208 246 14565.00 SH SOLE 14565.00 Diana Shipping Inc. COM y2066g104 2535 167665.00 SH SOLE 167580.00 Digital River Inc. COM 25388b104 1604 52940.00 SH SOLE 52910.00 Dolan Media Company COM 25659p402 1934 177930.00 SH SOLE 177860.00 Durect Corp COM 266605104 5791 1923767.00 SH SOLE 1922757.00 Dycom Industries COM 267475101 1477 168467.00 SH SOLE 168377.00 Dynegy Inc Del COM 26817G102 859 681705.00 SH SOLE 681445.00 Ems Technologies Inc COM 26873N108 2508 151067.00 SH SOLE 150987.00 Esterline Corp. COM 297425100 357 7225.00 SH SOLE 7225.00 Exxon Mobil Corp COM 30231G102 954 14236.00 SH SOLE 14236.00 FTI Consulting Inc. COM 302941109 580 14750.00 SH SOLE 14750.00 Ferro Corp COM 315405100 435 49500.00 SH SOLE 49500.00 First Mercury Finl Com COM 320841109 1535 117798.00 SH SOLE 117718.00 Flanders Corp. COM 338494107 1481 389628.00 SH SOLE 389393.00 Freightcar America Inc. COM 357023100 1017 42075.34 SH SOLE 42050.34 Frontier Oil Corp. COM 35914P105 2362 174987.00 SH SOLE 174897.00 General Electric COM 369604103 561 30846.00 SH SOLE 30846.00 Global Industries LTD COM 379336100 482 75005.00 SH SOLE 75005.00 Goodyear Tire & Rubr Co COM 382550101 341 26950.00 SH SOLE 26950.00 Group 1 Automotive COM 398905109 477 14975.00 SH SOLE 14975.00 Hanover Insurance Group Inc COM 410867105 2951 67661.00 SH SOLE 67636.00 Hewlett Packard COM 428236103 858 16144.00 SH SOLE 16144.00 Hudson Highland Group Inc COM 443792106 972 221874.00 SH SOLE 221729.00 Ico Hldgs Inc COM 449293109 3926 485862.00 SH SOLE 485547.00 Insteel Industries Inc. COM 45774w108 441 41290.00 SH SOLE 41290.00 Interline Brands Inc. COM 458743101 344 17985.00 SH SOLE 17985.00 International Coal Group Inc COM 45928H106 2532 553956.00 SH SOLE 553696.00 Intl Business Machines COM 459200101 1096 8546.00 SH SOLE 8546.00 Jarden Corp. COM 471109108 1002 30105.00 SH SOLE 30105.00 Jos A Bank Clothiers Inc COM 480838101 4768 87129.00 SH SOLE 87074.00 Kenexa Corp Com COM 488879107 2293 166790.00 SH SOLE 166685.00 Knoll Inc. COM 498904200 307 27315.00 SH SOLE 27315.00 Kona Grill Inc COM 50047H201 738 190987.00 SH SOLE 190861.00 LTX-Credence Corp Com COM 502403108 1133 376551.00 SH SOLE 376376.00 Lincare Holdings Inc. COM 532791100 486 10825.00 SH SOLE 10825.00 Livewire Mobile Inc Com COM 53837p201 320 80284.50 SH SOLE 80250.50 Louisiana-Pacific Corp. COM 546347105 418 46205.00 SH SOLE 46205.00 Lubrizol Corp. COM 549271104 504 5490.00 SH SOLE 5490.00 MB Financial Bank COM 55264u108 332 14730.00 SH SOLE 14730.00 Madden Steven Ltd COM 556269108 4166 85375.00 SH SOLE 85325.00 Magnetek Inc. COM 559424106 259 154031.00 SH SOLE 153931.00 Manitex Intl Inc Com COM 563420108 207 86430.00 SH SOLE 86430.00 Manitowoc Inc. COM 563571108 364 28015.00 SH SOLE 28015.00 Material Sciences Corp COM 576674105 446 216363.00 SH SOLE 216263.00 Maxwell Technologies Inc COM 577767106 1192 96225.00 SH SOLE 96160.00 Mckesson COM 58155Q103 911 13862.00 SH SOLE 13862.00 Measurement Specialties Inc COM 583421102 1232 83765.00 SH SOLE 83715.00 Mens Wearhouse Inc. COM 587118100 324 13515.00 SH SOLE 13515.00 Mentor Graphics Corp COM 587200106 1901 236990.00 SH SOLE 236840.00 Merck COM 58933y105 288 7724.00 SH SOLE 7724.00 Mercury Computer Systems COM 589378108 4036 294160.00 SH SOLE 293970.00 Metalico Inc COM 591176102 2096 349948.00 SH SOLE 349713.00 Mocon Inc COM 607494101 296 27045.00 SH SOLE 27045.00 Moduslink Global Solut Com COM 60786L107 1477 175160.00 SH SOLE 175051.00 Motorola COM 620076109 90 12885.00 SH SOLE 12885.00 NCR Corporation COM 62886e108 587 42520.00 SH SOLE 42520.00 Nautilus Inc COM 63910B102 893 295742.00 SH SOLE 295602.00 NetSuite Inc. COM 64118q107 1365 93890.00 SH SOLE 93820.00 Newalliance Bancshares Inc COM 650203102 1960 155287.00 SH SOLE 155202.00 Newpark Res Inc COM 651718504 2658 506313.00 SH SOLE 506013.00 Northwestern Corp Com New COM 668074305 350 13058.00 SH SOLE 13058.00 Novavax Corp COM 670002104 2028 877856.00 SH SOLE 877471.00 Olin Corp COM 680665205 395 20150.00 SH SOLE 20150.00 Pegasystems Inc COM 705573103 6217 168023.00 SH SOLE 167938.00 Pepsico COM 713448108 358 5405.00 SH SOLE 5405.00 Perficient Inc Com COM 71375U101 2054 182225.00 SH SOLE 182110.00 PetMed Express Inc. COM 716382106 357 16110.00 SH SOLE 16110.00 Petrohawk Energy Corp COM 716495106 1286 63429.00 SH SOLE 63394.00 Pfizer COM 717081103 274 15963.00 SH SOLE 15963.00 Plato Learning Inc COM 72764Y100 1359 244457.00 SH SOLE 244302.00 Pma Cap Corp COM 693419202 2302 374937.00 SH SOLE 374697.00 Polyone Corp COM 73179P106 871 85010.00 SH SOLE 85010.00 Prestige Brand Holdings Inc. COM 74112d101 2098 233075.00 SH SOLE 232950.00 Progessive Corp Ohio COM 743315103 271 14175.00 SH SOLE 14175.00 Progress Software Corp COM 743312100 5892 187465.00 SH SOLE 187360.00 Pros Holdings Inc. COM 74346y103 118 11980.00 SH SOLE 11980.00 Reddy Ice Holdings COM 75734r105 693 150005.00 SH SOLE 150005.00 Rti International Metals Inc. COM 74973w107 3515 115880.00 SH SOLE 115825.00 Russell Value Index COM 464287630 298 4665.00 SH SOLE 4665.00 Shaw Group Inc. COM 820280105 4905 142494.00 SH SOLE 142424.00 Shoe Carnival Inc COM 824889109 2341 102394.00 SH SOLE 102334.00 Silgan Holdings Inc. COM 827048109 600 9965.00 SH SOLE 9965.00 Sonus Networks Inc COM 835916107 1764 670891.00 SH SOLE 670496.00 Southwest Bancorp Okla Com COM 844767103 691 83595.00 SH SOLE 83540.00 St. Mary Land & Exploration Co COM 792228108 525 15095.00 SH SOLE 15095.00 Stancorp Finl Group Inc COM 852891100 2261 47476.00 SH SOLE 47451.00 Steel Dynamics Inc. COM 858119100 397 22750.00 SH SOLE 22750.00 Strategic Diagnostics Inc. COM 862700101 678 356755.00 SH SOLE 356555.00 Sunopta Inc COM 8676EP108 2729 657567.00 SH SOLE 657177.00 Sycamore Networks Inc COM 871206405 1053 52373.00 SH SOLE 52339.00 Synta Pharmaceuticals Corp COM 87162t206 220 50980.00 SH SOLE 50980.00 Sypris Solutions Inc COM 871655106 1146 344223.00 SH SOLE 344008.00 TTM Technologies COM 87305r109 677 76190.00 SH SOLE 76190.00 Tempur-Pedic Intl Inc COM 88023U101 6140 203585.00 SH SOLE 203470.00 Terex COM 880779103 2854 125675.00 SH SOLE 125620.00 The Bank Of New York Mellon COM 064058100 213 6890.00 SH SOLE 6890.00 The Scotts Miracle Gro Company COM 810186106 812 17520.00 SH SOLE 17520.00 TriCo Bancshares COM 896095106 1529 76855.00 SH SOLE 76805.00 Tutor Perini Corp. COM 901109108 371 17050.00 SH SOLE 17050.00 U S Physical Therapy Inc COM 90337L108 3885 223289.00 SH SOLE 223159.00 Universal Fst Prods Inc COM 913543104 1198 31089.00 SH SOLE 31069.00 Varian Semiconductor Equip Ass COM 922207105 8317 251124.00 SH SOLE 250994.00 Vicor Corp COM 925815102 2512 181902.00 SH SOLE 181792.00 Vivus Inc COM 928551100 2119 242702.00 SH SOLE 242547.00 Volcano Corp. COM 928645100 2767 114525.00 SH SOLE 114460.00 Watts Water Technologies, Inc. COM 942749102 2399 77238.00 SH SOLE 77188.00 Wausau Paper Corp COM 943315101 2775 324907.00 SH SOLE 324737.00 Western Digital COM 958102105 263 6740.00 SH SOLE 6740.00 Whitney Holding Corporation Co COM 966612103 1279 92719.00 SH SOLE 92659.00 Whole Foods Market COM 966837106 4468 123600.00 SH SOLE 123535.00 Williams Control Inc COM 969465608 617 75950.00 SH SOLE 75950.00 Xerox Corp COM 984121103 111 11364.00 SH SOLE 11364.00 Zoran Corp Com COM 98975F101 1854 172296.00 SH SOLE 172181.00
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