0001209191-23-016025.txt : 20230303 0001209191-23-016025.hdr.sgml : 20230303 20230303190913 ACCESSION NUMBER: 0001209191-23-016025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230301 FILED AS OF DATE: 20230303 DATE AS OF CHANGE: 20230303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sung Derrick CENTRAL INDEX KEY: 0001670118 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39562 FILM NUMBER: 23706876 MAIL ADDRESS: STREET 1: C/O IRHYTHM TECHNOLOGIES, INC. STREET 2: 650 TOWNSEND STREET, SUITE 380 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pulmonx Corp CENTRAL INDEX KEY: 0001127537 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 700 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-364-0400 MAIL ADDRESS: STREET 1: 700 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: PULMONX DATE OF NAME CHANGE: 20001031 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-01 0 0001127537 Pulmonx Corp LUNG 0001670118 Sung Derrick C/O PULMONX CORPORATION 700 CHESAPEAKE DRIVE REDWOOD CITY CA 94063 0 1 0 0 Chief Financial Officer Common Stock 2023-03-01 4 S 0 458 11.03 D 262288 D Common Stock 2023-03-01 4 S 0 806 11.03 D 261482 D Common Stock 2023-03-01 4 A 0 138000 0.00 A 399482 D Employee Stock Option (right to buy) 11.48 2023-03-01 4 A 0 94500 0.00 A 2033-02-28 Common Stock 94500 94500 D These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on June 1, 2021. These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on March 1, 2022. Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that vest over four years in equal quarterly installments beginning on March 1, 2023. The shares subject to the option vest in 48 equal monthly installments beginning on March 1, 2023. /s/ Lauren Cristina, Attorney-in-Fact for Derrick Sung 2023-03-03