0001209191-23-016025.txt : 20230303
0001209191-23-016025.hdr.sgml : 20230303
20230303190913
ACCESSION NUMBER: 0001209191-23-016025
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230301
FILED AS OF DATE: 20230303
DATE AS OF CHANGE: 20230303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sung Derrick
CENTRAL INDEX KEY: 0001670118
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39562
FILM NUMBER: 23706876
MAIL ADDRESS:
STREET 1: C/O IRHYTHM TECHNOLOGIES, INC.
STREET 2: 650 TOWNSEND STREET, SUITE 380
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pulmonx Corp
CENTRAL INDEX KEY: 0001127537
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 700 CHESAPEAKE DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-364-0400
MAIL ADDRESS:
STREET 1: 700 CHESAPEAKE DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: PULMONX
DATE OF NAME CHANGE: 20001031
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-03-01
0
0001127537
Pulmonx Corp
LUNG
0001670118
Sung Derrick
C/O PULMONX CORPORATION
700 CHESAPEAKE DRIVE
REDWOOD CITY
CA
94063
0
1
0
0
Chief Financial Officer
Common Stock
2023-03-01
4
S
0
458
11.03
D
262288
D
Common Stock
2023-03-01
4
S
0
806
11.03
D
261482
D
Common Stock
2023-03-01
4
A
0
138000
0.00
A
399482
D
Employee Stock Option (right to buy)
11.48
2023-03-01
4
A
0
94500
0.00
A
2033-02-28
Common Stock
94500
94500
D
These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on June 1, 2021.
These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on March 1, 2022.
Represents grant of Restricted Stock Units payable solely in common stock of the Issuer that vest over four years in equal quarterly installments
beginning on March 1, 2023.
The shares subject to the option vest in 48 equal monthly installments beginning on March 1, 2023.
/s/ Lauren Cristina, Attorney-in-Fact for Derrick Sung
2023-03-03