FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
BladeLogic, Inc. [ BLOG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 07/30/2007 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Series A Redeemable Preferred Stock | 07/30/2007 | J | 2,058,600(1)(6) | D | (7) | 0 | D | |||
Series A Redeemable Preferred Stock | 07/30/2007 | J | 2,321,400(2)(6) | D | (7) | 0 | D | |||
Series A Redeemable Preferred Stock | 07/30/2007 | J | 52,062(3)(6) | D | (7) | 0 | D | |||
Series A Redeemable Preferred Stock | 07/30/2007 | J | 847,938(4)(6) | D | (7) | 0 | D | |||
Series A Redeemable Preferred Stock | 07/30/2007 | J | 720,000(5)(6) | D | (7) | 0 | D | |||
Common Stock | 07/30/2007 | C | 599,684(1)(6) | A | (8) | 1,628,984(1)(6) | D | |||
Common Stock | 07/30/2007 | C | 676,238(2)(6) | A | (8) | 1,836,938(2)(6) | D | |||
Common Stock | 07/30/2007 | C | 15,166(3)(6) | A | (8) | 41,197(3)(6) | D | |||
Common Stock | 07/30/2007 | C | 247,009(4)(6) | A | (8) | 670,978(4)(6) | D | |||
Common Stock | 07/30/2007 | C | 209,739(5)(6) | A | (8) | 569,739(5)(6) | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series B Convertible Preferred Stock | (8) | 07/30/2007 | C | 1,031,088(1)(6) | (8) | (8) | Common Stock | 515,544(1)(6) | $0 | 0 | D | ||||
Series B Convertible Preferred Stock | (8) | 07/30/2007 | C | 1,162,715(2)(6) | (8) | (8) | Common Stock | 581,357(2)(6) | $0 | 0 | D | ||||
Series B Convertible Preferred Stock | (8) | 07/30/2007 | C | 26,076(3)(6) | (8) | (8) | Common Stock | 13,038(3)(6) | $0 | 0 | D | ||||
Series B Convertible Preferred Stock | (8) | 07/30/2007 | C | 424,705(4)(6) | (8) | (8) | Common Stock | 212,352(4)(6) | $0 | 0 | D | ||||
Series B Convertible Preferred Stock | (8) | 07/30/2007 | C | 360,625(5)(6) | (8) | (8) | Common Stock | 180,312(5)(6) | $0 | 0 | D | ||||
Series C Convertible Preferred Stock | (8) | 07/30/2007 | C | 48,324(1)(6) | (8) | (8) | Common Stock | 24,162(1)(6) | $0 | 0 | D | ||||
Series C Convertible Preferred Stock | (8) | 07/30/2007 | C | 54,493(2)(6) | (8) | (8) | Common Stock | 27,246(2)(6) | $0 | 0 | D | ||||
Series C Convertible Preferred Stock | (8) | 07/30/2007 | C | 1,223(3)(6) | (8) | (8) | Common Stock | 611(3)(6) | $0 | 0 | D | ||||
Series C Convertible Preferred Stock | (8) | 07/30/2007 | C | 19,904(4)(6) | (8) | (8) | Common Stock | 9,952(4)(6) | $0 | 0 | D | ||||
Series C Convertible Preferred Stock | (8) | 07/30/2007 | C | 16,901(5)(6) | (8) | (8) | Common Stock | 8,450(5)(6) | $0 | 0 | D | ||||
Series D Convertible Preferred Stock | (8) | 07/30/2007 | C | 119,957(1)(6) | (8) | (8) | Common Stock | 59,978(1)(6) | $0 | 0 | D | ||||
Series D Convertible Preferred Stock | (8) | 07/30/2007 | C | 135,270(2)(6) | (8) | (8) | Common Stock | 67,635(2)(6) | $0 | 0 | D | ||||
Series D Convertible Preferred Stock | (8) | 07/30/2007 | C | 3,034(3)(6) | (8) | (8) | Common Stock | 1,517(3)(6) | $0 | 0 | D | ||||
Series D Convertible Preferred Stock | (8) | 07/30/2007 | C | 49,410(4)(6) | (8) | (8) | Common Stock | 24,705(4)(6) | $0 | 0 | D | ||||
Series D Convertible Preferred Stock | (8) | 07/30/2007 | C | 41,955(5)(6) | (8) | (8) | Common Stock | 20,977(5)(6) | $0 | 0 | D |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. These securities are owned solely by Bessemer Venture Partners V L.P. |
2. These securities are owned solely by Bessec Ventures V L.P. |
3. These securities are owned solely by BVE 2001 LLC. |
4. These securities are owned solely by BVE 2001(Q) LLC. |
5. These securities are owned solely by BIP 2001 L.P. |
6. Deer V & Co. LLC is the general partner of Bessemer Venture Partners V L.P., Bessec Ventures V L.P., BVE 2001 LLC, BVE 2001(Q) LLC and BIP 2001 L.P. (the "BVP Funds") and may be deemed to have a beneficial interest in the shares held by the BVP Funds. The voting and investment power with respect to these shares is vested in the managing members of Deer V & Co. LLC, consisting of Robert P. Goodman, Robin S. Chandra, J. Edmund Colloton and David J. Cowan. Deer V & Co. LLC disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest in such shares which is subject to indeterminable future events. |
7. Upon completion of the Issuer's initial public offering, each share of the Issuer's Series A Redeemable Preferred Stock was redeemed by the Issuer at the original issue price of $0.49 per share. |
8. Upon completion of the Issuer's initial public offering, each share of the Issuer's outstanding Series B Convertible Preferred Stock, Series C Convertible Preferred Stock and Series D Convertible Preferred Stock converted at a rate of 2-to-1 into shares of Common Stock. |
Remarks: |
The reporting persons are members of a 13(d) group owning more than 10% of the Issuer's outstanding equity securities. The reporting persons have a representative on the Issuer's board of directors. Robert P. Goodman currently serves as the reporting persons' representative on the board of directors and, as such, the reporting persons are deemed directors of the Issuer. |
/s/ Michael J. Cayer, attorney-in-fact | 08/01/2007 | |
/s/ Michael J. Cayer, attorney-in-fact | 08/01/2007 | |
/s/ Michael J. Cayer, attorney-in-fact | 08/01/2007 | |
/s/ Michael J. Cayer, attorney-in-fact | 08/01/2007 | |
/s/ Michael J. Cayer, attorney-in-fact | 08/01/2007 | |
/s/ Michael J. Cayer, attorney-in-fact | 08/01/2007 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |