0001126328-17-000163.txt : 20170623
0001126328-17-000163.hdr.sgml : 20170623
20170623120308
ACCESSION NUMBER: 0001126328-17-000163
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170621
FILED AS OF DATE: 20170623
DATE AS OF CHANGE: 20170623
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Elming Gregory Bernard
CENTRAL INDEX KEY: 0001516394
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 17926912
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392-0300
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-06-21
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001516394
Elming Gregory Bernard
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
SVP & Chief Risk Officer
Common Stock
2017-06-21
4
M
0
5975
34.26
A
41373
D
Common Stock
2017-06-21
4
S
0
5975
64.20
D
35398
D
Common Stock
2017-06-21
4
M
0
5835
44.88
A
41233
D
Common Stock
2017-06-21
4
S
0
5835
64.20
D
35398
D
Common Stock
2017-06-21
4
M
0
4230
37.38
A
39628
D
Common Stock
2017-06-21
4
S
0
4230
64.20
D
35398
D
Common Stock
2017-06-21
4
S
0
14667
64.20
D
20731
D
Employee Stock Option (Right to Buy)
34.26
2017-06-21
4
M
0
5975
0
D
2014-02-28
2021-02-28
Common Stock
5975
0
D
Employee Stock Option (Right to Buy)
44.88
2017-06-21
4
M
0
5835
0
D
2017-02-24
2024-02-24
Common Stock
5835
0
D
Employee Stock Option (Right to Buy)
37.38
2017-06-21
4
M
0
4230
0
D
2017-02-22
2026-02-22
Common Stock
4230
8460
D
Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2017.
Includes 1,646 shares held in Principal Financial Group, Inc. Employee Stock Purchase Plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.80 - $64.97, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Clint Woods, by Power of Attorney
2017-06-23