0001126328-17-000116.txt : 20170501 0001126328-17-000116.hdr.sgml : 20170501 20170501155537 ACCESSION NUMBER: 0001126328-17-000116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170427 FILED AS OF DATE: 20170501 DATE AS OF CHANGE: 20170501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dunbar Timothy Mark CENTRAL INDEX KEY: 0001565742 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 17800579 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-04-27 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001565742 Dunbar Timothy Mark 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 EVP & Chief Investment Officer Common Stock 2017-04-27 4 M 0 19905 60.10 A 64442 D Common Stock 2017-04-27 4 S 0 19905 65.00 D 44537 D Common Stock 2017-04-27 4 M 0 5000 22.21 A 49537 D Common Stock 2017-04-27 4 S 0 5000 65.00 D 44537 D Common Stock 114 I By Spouse Employee Stock Option (Right to Buy) 60.10 2017-04-27 4 M 0 19905 0 D 2011-02-26 2018-02-26 Common Stock 19905 0 D Employee Stock Option (Right to Buy) 22.21 2017-04-27 4 M 0 5000 0 D 2013-02-23 2020-02-23 Common Stock 5000 6400 D Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2016. Includes 4,129 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Patrick A. Kirchner, by Power of Attorney 2017-05-01