0001126328-17-000116.txt : 20170501
0001126328-17-000116.hdr.sgml : 20170501
20170501155537
ACCESSION NUMBER: 0001126328-17-000116
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170427
FILED AS OF DATE: 20170501
DATE AS OF CHANGE: 20170501
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dunbar Timothy Mark
CENTRAL INDEX KEY: 0001565742
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 17800579
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-04-27
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001565742
Dunbar Timothy Mark
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
EVP & Chief Investment Officer
Common Stock
2017-04-27
4
M
0
19905
60.10
A
64442
D
Common Stock
2017-04-27
4
S
0
19905
65.00
D
44537
D
Common Stock
2017-04-27
4
M
0
5000
22.21
A
49537
D
Common Stock
2017-04-27
4
S
0
5000
65.00
D
44537
D
Common Stock
114
I
By Spouse
Employee Stock Option (Right to Buy)
60.10
2017-04-27
4
M
0
19905
0
D
2011-02-26
2018-02-26
Common Stock
19905
0
D
Employee Stock Option (Right to Buy)
22.21
2017-04-27
4
M
0
5000
0
D
2013-02-23
2020-02-23
Common Stock
5000
6400
D
Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2016.
Includes 4,129 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Patrick A. Kirchner, by Power of Attorney
2017-05-01