0001126328-17-000064.txt : 20170223 0001126328-17-000064.hdr.sgml : 20170223 20170223173047 ACCESSION NUMBER: 0001126328-17-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170222 FILED AS OF DATE: 20170223 DATE AS OF CHANGE: 20170223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Everett Nora Mary CENTRAL INDEX KEY: 0001636094 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 17633806 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-02-22 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001636094 Everett Nora Mary 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 President - RIS Common Stock 2017-02-22 4 M 0 11290 62.63 A 46269 D Common Stock 2017-02-22 4 S 0 11290 63.00 D 34979 D Employee Stock Option (Right to Buy) 62.63 2017-02-22 4 M 0 11290 0 D 2010-02-26 2017-02-26 Common Stock 11290 0 D Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. Includes 3,133 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Patrick A. Kirchner, by Power of Attorney 2017-02-23