0001126328-16-000613.txt : 20161201 0001126328-16-000613.hdr.sgml : 20161201 20161201112125 ACCESSION NUMBER: 0001126328-16-000613 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161201 DATE AS OF CHANGE: 20161201 EFFECTIVENESS DATE: 20161201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10106 FILM NUMBER: 162027398 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001126328 XXXXXXXX 09-30-2016 09-30-2016 true 2 NEW HOLDINGS PRINCIPAL FINANCIAL GROUP INC

711 HIGH STREET DES MOINES IA 50392-0300

13F COMBINATION REPORT 028-10106 028-10449 Columbus Circle Investors 028-3943 Edge Asset Management, Inc 028-13785 Origin Asset Management, LLP 028-12454 Post Advisory Group, LLC 028-11300 Spectrum Asset Management, Inc N Jill Hittner 515-248-2153 Jill Hittner Des Moines IA 11-29-2016 5 24 281909 1 028-1549 Principal Global Investors, LLC 2 028-10400 Principal Real Estate Investors, LLC 3 028-793 Principal Life Insurance Co 4 028-10107 Principal Financial Services, Inc 5 028-07402 Principal Management Corporation INFORMATION TABLE 2 pfg093016amend2.inftab.xml APPTIO INCCL A03835C1083285151364SHDFND1 3 415136400ASHLAND GLOBAL HLDGS INCCOM04418610427048233274SHDFND1 3 423327400ASHLAND GLOBAL HLDGS INCCOM0441861047116136SHDFND4 5613600AT HOME GROUP INCCOM04650Y1006275414242SHDFND1 3 441424200CARDTRONICS PLCSHS CL AG1991C10514829332487SHDFND1 3 433248700CARDTRONICS PLCSHS CL AG1991C1054379805SHDFND4 5980500DELL TECHNOLOGIES INCCOM CL V24703L1034459320SHDFND1 3 4932000DELL TECHNOLOGIES INCCOM CL V24703L1033066401SHDFND4 5640100FIRSTCASH INCCOM33767D10516522350946SHDFND1 3 435094600FIRSTCASH INCCOM33767D1053056468SHDFND4 5646800HOPE BANCORP INCCOM43940T10942724570SHDFND4 52457000HOPE BANCORP INCCOM43940T10915974919633SHDFND1 3 491963300IHS MARKIT LTDSHSG47567105442761179114SHDFND1 3 4117911400INTEGER HLDGS CORPCOM45826H1094302198323SHDFND1 3 419832300JOHNSON CTLS INTL PLCSHSG51502105806341732934SHDFND1 3 4173293400JOHNSON CTLS INTL PLCSHSG51502105411688459SHDFND4 58845900LIFE STORAGE INCCOM53223X10715544174775SHDFND1 3 417477500LIFE STORAGE INCCOM53223X10795010682SHDFND4 51068200MEDEQUITIES RLTY TR INCCOM58409L30611475976623SHDFND1 3 497662300TIVO CORPCOM88870P10617165881139SHDFND1 3 488113900TIVO CORPCOM88870P10631015918SHDFND4 51591800VERSO CORPCL A92531L2072684416199SHDFND1 3 441619900XL GROUP LTDCOMG98294104124336960SHDFND4 53696000XL GROUP LTDCOMG9829410412646376039SHDFND1 3 437603900