-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SL1xfyJ9gMEtwyt2xWSgOTIS22n1T5JBADMBmVji4O04yupUnTv+6oiu37i61nUZ tBOZtLJM/PDNhHpi9wBHpQ== 0001126328-11-000022.txt : 20110208 0001126328-11-000022.hdr.sgml : 20110208 20110208164619 ACCESSION NUMBER: 0001126328-11-000022 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110208 DATE AS OF CHANGE: 20110208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FROZEN FOOD EXPRESS INDUSTRIES INC CENTRAL INDEX KEY: 0000039273 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 751301831 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-15652 FILM NUMBER: 11583199 BUSINESS ADDRESS: STREET 1: 1145 EMPIRE CENTRAL PLACE CITY: DALLAS STATE: TX ZIP: 75247 BUSINESS PHONE: 2146308090 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 0224 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 SC 13G/A 1 finalfrozenfood02082011.htm SCHEDULE 13G/A - FROZEN FOOD EXPRESS INDUSTIRES finalfrozenfood02082011.htm - Generated by SEC Publisher for SEC Filing
CUSIP No. 359360104  13G/A  Page 1 of 5 Pages 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 5)*
 
Frozen Food Express Industries, Inc.
(Name of Issuer)
Common Stock, $1.50 par value
(Title of Class of Securities)
359360104
(CUSIP Number)
December 31, 2010
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed: 
x Rule 13d-1(b) 
¨  Rule 13d-1(c) 
¨  Rule 13d-1(d) 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form 
with respect to the subject class of securities, and for any subsequent amendment containing 
information which would alter the disclosures provided in a prior cover page. 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the 
purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the 
liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see 
the Notes). 

 



CUSIP No. 359360104  13G/A  Page 2 of 5 Pages 

 

1. Name of Reporting Persons. 
I.R.S. Identification No. of above persons (entities only). 
 
Delaware Charter Guarantee & Trust Company dba Principal Trust Company as 
Trustee for the Frozen Food Express Industries, Inc. 401(k) Savings Plan and the FFE 
Transportation Services, Inc. 401(k) Wrap Plan, IRS No. 51-0099493. 
2. Check the Appropriate Box if a Member of a Group: 
 
(a) ¨  
 
(b) ¨  
3. SEC Use Only 
4. Citizenship or Place of Organization: 
 
Delaware 
Number of Shares Beneficially Owned by Each Reporting Person With: 
 
  5. Sole Voting Power: 
  0 
 
Number of  6. Shared Voting Power: 
Shares  1,173,786 
Beneficially   
Owned By  7. Sole Dispositive Power: 
Each  0 
Reporting 
Person With:  8. Shared Dispositive Power: 
  1,173,786 
   
9. Aggregate Amount Beneficially owned by Each Reporting Person 
1,173,786 
10. Check if Aggregate Amount in Row (9) Excludes Certain Shares: 
 
¨
11. Percent of Class Represented by Amount in Row (9): 
6.7%   
12. Type of Reporting Person: 
EP   

 



CUSIP No. 359360104  13G/A  Page 3 of 5 Pages 

 

Item 1.       
 
(a) Name of Issuer:    Frozen Food Express Industries, Inc. 
(b) Address of Issuer’s Principal Executive Offices:  1145 Empire Central Place 
      Dallas, TX 75247-4300 
 
Item 2.       
 
(a) – (c) Name, Principal Business Address and Citizenship of Person Filing: 
 
Delaware Charter Guarantee & Trust Company dba Principal Trust Company as Trustee 
for the Frozen Food Express Industries, Inc. 401(k) Savings Plan and the FFE 
Transportation Services, Inc. 401(k) Wrap Plan   
1013 Centre Road     
Wilmington, Delaware 19805     
 
Citizenship:  Delaware     
 
(d) Title of Class of Securities:  Common Stock, $1.50 par value 
 
(e) CUSIP Number:  359360104   
 
Item 3. If this statement is filed pursuant to Rule 13D-1(b) or 13D-2(b) or (c), check whether the 
person filing is a:       
 
(f) x  An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); 
 
Item 4. Ownership - Provide the following information regarding the aggregate number and 
percentage of the class of securities of the issuer identified in Item 1. 
 
(a) The Frozen Food Express Industries, Inc. 401(k) Savings Plan (“401(k) Plan”) and the FFE 
Transportation Services, Inc. 401(k) Wrap Plan (“Wrap Plan”) (collectively, the “Plans”) are 
each subject to the Employee Retirement Income Security Act of 1974 (“ERISA”). Delaware 
Charter Guarantee & Trust Company dba Principal Trust Company acts as the Trustee for 
the 401(k) Savings Plan Trust and the 401(k) Wrap Plan Trust (collectively, the “Trusts”). As 
of December 31, 2010, the 401(k) Savings Plan Trust held 1,089,755 shares of the Issuer’s 
common stock and the 401(k) Wrap Plan Trust held 84,031 shares of the Issuer’s common 
stock for an aggregate of 1,173,786 shares of the Issuer’s common stock. The securities 
reported include all shares held of record by the Trustee as trustee of the Trusts. The Trustee 
follows the directions of the Employer, Frozen Food Express Industries (the “Employer”), or 
other parties designated in the trust agreement between the Employer and the Trustee, with 
respect to voting and disposition of shares. The Trustee, however, is subject to fiduciary 
duties under ERISA. The Trustee disclaims beneficial ownership of the shares of common 
stock that are the subject of this Schedule 13G.   

 



CUSIP No. 359360104  13G/A  Page 4 of 5 Pages 

 

(b) The 1,173,786 shares of common stock represent 6.7% of the Issuer’s outstanding shares of 
common stock. The percent of class is based on shares outstanding as of December 31, 2010, 
as provided by the Issuer. 
(c) Number of shares as to which such person has: 
(i)  Sole power to vote or direct the vote: 0 
(ii)  Shared power to vote or direct the vote: 1,173,786 
(iii)  Sole power to dispose or direct the disposition of: 0 
(iv)  Shared power to dispose or direct the disposition of: 1,173,786 
Item 5. Ownership of Five Percent or Less of Class 
Not Applicable 
Item 6. Ownership of More Than Five Percent on Behalf of Another Person 
Not Applicable 
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being 
Reported on by the Parent Holding Company 
Not Applicable 
Item 8. Identification and Classification of Members of the Group 
Not Applicable 
Item 9. Notice of Dissolution of Group 
Not Applicable 
Item 10. Certification 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above 
were acquired and are held in the ordinary course of business and were not acquired and are not held 
for the purpose of or with the effect of having or influencing the control of the issuer of the securities 
and are not acquired and are not held in connection with or as a participant in any transaction having 
that purpose or effect. 

 



CUSIP No. 359360104  13G/A  Page 5 of 5 Pages 

 

SIGNATURE 
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set 
forth in this statement is true, complete and correct. 

 

Delaware Charter Guarantee & Trust Company 
 
 
/s/ Kristin M. Camp 
Kristin Camp 
Vice President, Operations 
February 8, 2011 

 


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