0001062993-22-018340.txt : 20220818 0001062993-22-018340.hdr.sgml : 20220818 20220818142516 ACCESSION NUMBER: 0001062993-22-018340 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220817 FILED AS OF DATE: 20220818 DATE AS OF CHANGE: 20220818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walker Roberto CENTRAL INDEX KEY: 0001867763 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 221177176 MAIL ADDRESS: STREET 1: 711 HIGH ST. CITY: DES MOINES STATE: IA ZIP: 50392 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-08-17 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001867763 Walker Roberto 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 EVP, Principal Latin American Common Stock 2022-08-17 4 A 0 6000 30.70 A 49008 D Common Stock 2022-08-17 4 S 0 6000 78.58 D 43008 D Employee Stock Option (Right to Buy) 30.70 2022-08-17 4 M 0 6000 30.70 D 2014-02-25 2023-02-25 Common Stock 6000 5325 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.31 to $78.60, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Alex P. Montz 2022-08-18