-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ij9mODEYxwRFOwh+Fd8TLxivo/S5defVvBjgduAetpxQUQKyii3ZpXMqpO5FD7yD rcRL2zNsyBZpAtnuAAt6xQ== 0001056823-07-000002.txt : 20070202 0001056823-07-000002.hdr.sgml : 20070202 20070202115826 ACCESSION NUMBER: 0001056823-07-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070202 DATE AS OF CHANGE: 20070202 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RELIANT ENERGY INC CENTRAL INDEX KEY: 0001126294 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 760655566 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-78063 FILM NUMBER: 07575163 BUSINESS ADDRESS: STREET 1: RELIANT ENERGY INC STREET 2: 1000 MAIN STREET CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132073000 MAIL ADDRESS: STREET 1: 1000 MAIN STREET CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: RELIANT RESOURCES INC DATE OF NAME CHANGE: 20001013 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON ASSET MANAGEMENT INC/NY CENTRAL INDEX KEY: 0001056823 IRS NUMBER: 133776334 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 646-495-7347 MAIL ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 SC 13G 1 horizonthirteengrri.txt HORIZONTHIRTEENGRRI UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Issuer-Reliant Energy, Inc. Securities Class-common stock CUSIP Number-75952B105 Event Requiring Filing -December 2006 Filed pursuant to Rule 13d-1(b) CUSIP Number 75952B105 Reporter- Horizon Asset Management, Inc. Tax ID#13-3776334 Place of Organization-New York Number of Shares-sole voting power-30,623,608 Sole dispositive power-30,623,608 Amount beneficially owned-30,623,608 Percent of Class represented by above-9.9% Type of Reporting Person-IA Name of Issuer-Reliant Energy, Inc. Address of Issuer-1000 Main Street, Houston, Texas 77002 Name of Person Filing-Horizon Asset Management, Inc. Address -470 Park Avenue South, 4th floor south, New York, New York 10016 Citizenship-New York Securities Class-common stock Filing re Section 240.13d-1(b) by investment adviser under Section 240.13d-1(b)(1)(ii)(E). Amount beneficially owned-30,623,608 Percent of class-9.9% sole voting power-30,623,608 shared power to vote or direct the vote-0 sole power to dispose/direct the disposition-30,623,608 shared power to dispose/direct the disposition-0 Certification pursuant to Section 240.13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date-February 2, 2007 Signature-Andrew M. Fishman Title-Chief Compliance Officer -----END PRIVACY-ENHANCED MESSAGE-----