0001567619-19-014052.txt : 20190626 0001567619-19-014052.hdr.sgml : 20190626 20190626163428 ACCESSION NUMBER: 0001567619-19-014052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190624 FILED AS OF DATE: 20190626 DATE AS OF CHANGE: 20190626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OHARA RYAN CENTRAL INDEX KEY: 0001247490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33031 FILM NUMBER: 19922045 MAIL ADDRESS: STREET 1: 6922 HOLLYWOOD BLVD., 12TH FL CITY: LOS ANGELES STATE: CA ZIP: 90028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SHUTTERFLY INC CENTRAL INDEX KEY: 0001125920 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PHOTOFINISHING LABORATORIES [7384] IRS NUMBER: 943330068 FISCAL YEAR END: 0301 BUSINESS ADDRESS: STREET 1: 2800 BRIDGE PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-610-5200 MAIL ADDRESS: STREET 1: 2800 BRIDGE PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 4 1 doc1.xml FORM 4 X0306 4 2019-06-24 0 0001125920 SHUTTERFLY INC SFLY 0001247490 OHARA RYAN C/O SHUTTERFLY INC, 2800 BRIDGE PARKWAY REDWOOD CITY CA 94065 1 1 0 0 President and CEO Restricted Stock Units 2019-06-24 4 A 0 58668 0.00 A Common Stock 58668 58668 D Restricted Stock Units 2019-06-24 4 A 0 71481 0.00 A Common Stock 71481 71481 D Each of these restricted stock units (the "RSUs") represents a contingent right to receive one (1) share of Issuer common stock upon settlement for no consideration. The RSUs vest in two equal installments, subject to the Reporting Person's continuous service to the Issuer through each such vesting date, and further subject to vesting acceleration upon a change in control in which the Company is no longer a publicly traded company, with the first installment to vest on June 24, 2020. Vesting shares shall be settled within 30 days of the vesting date as set forth in the RSU Award Agreement. These RSUs will expire upon the earlier of the date: (i) when all are settled or (ii) when the Reporting Person ceases to provide services to the Issuer. The RSUs vest in four equal installments, subject to the Reporting Person's continuous service to the Issuer through each such vesting date, and further subject to vesting acceleration upon a change in control in which the Company is no longer a publicly traded company, with the first installment to vest on June 24, 2020. Vesting shares shall be settled within 30 days of the vesting date as set forth in the RSU Award Agreement . These RSUs will expire upon the earlier of the date: (i) when all are settled or (ii) when the Reporting Person ceases to provide services to the Issuer. /s/ Antonio Birbeck-Herrera, Attorney-in-Fact 2019-06-26