-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rhr3rf/lQkdb3ld47jaJDiuNJAMdEo/yW0rWf+pZ8UEB0qmIbfljHKJq4J/Xt58Y SzYlMN28KbzPk2C+0by81Q== 0001021408-03-002948.txt : 20030214 0001021408-03-002948.hdr.sgml : 20030214 20030214155625 ACCESSION NUMBER: 0001021408-03-002948 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WASTE INDUSTRIES USA INC CENTRAL INDEX KEY: 0001125845 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 560954929 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78051 FILM NUMBER: 03567774 BUSINESS ADDRESS: STREET 1: 3301 BENSON DR STREET 2: STE 601 CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: 9193254000 MAIL ADDRESS: STREET 1: 3301 BENSON DR STREET 2: STE 601 CITY: RALEIGH STATE: NC ZIP: 27609 FORMER COMPANY: FORMER CONFORMED NAME: WASTE HOLDINGS INC DATE OF NAME CHANGE: 20001004 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: POOLE SCOTT J CENTRAL INDEX KEY: 0001055818 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O WASTE INDUSTRIES INC STREET 2: 3949 BROWNING PLACE CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: 9197820095 MAIL ADDRESS: STREET 1: C/O WASTE INDUSTRIES INC STREET 2: 3949 BROWNING PLACE CITY: RALEIGH STATE: NC ZIP: 27609 SC 13G/A 1 dsc13ga.htm SCOTT J. POOLE Scott J. Poole

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 5)*

 

 

WASTE INDUSTRIES USA, INC.


(Name of Issuer)

 

 

COMMON STOCK


(Title of Class of Securities)

 

 

941057 10 1


                                (CUSIP Number)                                

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨   Rule 13d-1(b)

 

¨   Rule 13d-1(c)

 

x   Rule 13d-1(d)

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No.

 


  1.


 

Name of Reporting Person

I.R.S. Identification No. of above person (entities only)

 

Scott J. Poole

   

  2.

 

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)   ¨

Not Applicable

   

  3.

 

SEC Use Only

 

   

  4.


 

Citizenship or Place of Organization

 

United States

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

        882,796         


  6.    Shared Voting Power

 

        1,826,018         


  7.    Sole Dispositive Power

 

        882,796         


  8.    Shared Dispositive Power

 

        1,826,018         


  9.


 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

2,708,814            

   

10.


 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

Not Applicable

   

11.


 

Percent of Class Represented by Amount in Row (9)

 

20.3%

   

12.


 

Type of Reporting Person (See Instructions)

 

IN

   


 

Item 1

(a)

  

Name of Issuer

      

Waste Industries USA, Inc.

Item 1

(b)

  

Address of Issuer’s Principal Executive Offices

      

3301 Benson Drive, Suite 601, Raleigh, NC 27609

Item 2

(a)

  

Name of Person Filing

      

Scott J. Poole

Item 2

(b)

  

Address of Principal Business Office, or, if None, Residence

      

3301 Benson Drive, Suite 601, Raleigh, NC 27609

Item 2

(c)

  

Citizenship

      

United States

Item 2

(d)

  

Title of Class of Securities

      

Common Stock

Item 2

(e)

  

CUSIP Number

      

941057 10 1

Item 3.

 

  

Filing Pursuant to Rules 13d-1(b) or 13d-2(b)

      

Not Applicable

Item 4.

 

  

Ownership

(a

)

  

Amount Beneficially Owned:

      

On December 31, 2002, Mr. Poole beneficially owned an aggregate of 2,708,814 shares of the Issuer’s common stock which includes (i) 882,014 shares of the Issuer’s common stock owned directly, (ii) options to purchase 782 shares of the Issuer’s common stock that were exercisable within sixty (60) days of December 31, 2002, (iii) 784,258 shares of the Issuer’s common stock held in a trust where Mr. Poole is co-trustee and (iv) 1,041,760 shares of the Issuer’s common stock held in a trust in which Mr. Poole is a beneficiary and has shared investment power.

(b

)

  

Percent of Class:

      

20.3%

(c

)

  

The shares as to which Mr. Poole has sole voting and dispositive power include 782 shares subject to currently exercisable options. As to the shares which Mr. Poole has shared voting and dispositive power, 784,258 of such shares are held by a trust of which Mr. Poole is a trustee and 1,041,760 of such shares are held by a trust of which Mr. Poole is a beneficiary with shared investment power.

 

3


 

Item 5.

 

Ownership of Five Percent or Less of a Class

   

        Not Applicable

Item 6.

 

Ownership of More than Five Percent on Behalf of Another Person

   

        Not  Applicable

Item 7.

 

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

   

        Not Applicable

Item 8.

 

Identification and Classification of Members of the Group

   

        Not Applicable

Item 9.

 

Notice of Dissolution of Group

   

        Not Applicable

Item 10.

 

Certification

   

        Not Applicable

 

4


 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 14, 2003


Date

 

 

/s/ Scott. J. Poole


Scott J. Poole

 

5

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