0001019056-17-000770.txt : 20171114
0001019056-17-000770.hdr.sgml : 20171114
20171114172543
ACCESSION NUMBER: 0001019056-17-000770
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAGNON SECURITIES LLC
CENTRAL INDEX KEY: 0001125725
IRS NUMBER: 134087058
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06377
FILM NUMBER: 171203118
BUSINESS ADDRESS:
STREET 1: 1370 AVENUE OF THE AMERICAS
STREET 2: 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2125545000
MAIL ADDRESS:
STREET 1: 1370 AVENUE OF THE AMERICAS
STREET 2: 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001125725
XXXXXXXX
09-30-2017
09-30-2017
true
1
RESTATEMENT
false
GAGNON SECURITIES LLC
1370 Avenue of the Americas
24th Floor
New York
NY
10019
13F HOLDINGS REPORT
028-06377
N
Susan DuMont
Financial Operations Principal
212-554-5000
/s/ Susan DuMont
New York
NY
11-14-2017
0
95
269005
INFORMATION TABLE
2
infotable.xml
ABERCROMBIE & FITCH
CL A
002896207
350
24268
SH
SOLE
0
0
24268
ACTUA CORP
COM
005094107
475
31033
SH
SOLE
0
0
31033
AIR LEASE CORP
CL A
00912X302
17348
407043
SH
SOLE
0
0
407043
AKAMAI TECHNOLOGIES INC
COM
00971T101
771
15829
SH
SOLE
0
0
15829
ALPHA & OMEGA SEMICONDUCTOR LTD
SHS
G6331P104
7921
480355
SH
SOLE
0
0
480355
AMBER ROAD INC
COM
02318Y108
10011
1303508
SH
SOLE
0
0
1303508
AMERESCO INC
CL A
02361E108
8450
1083290
SH
SOLE
0
0
1083290
ARCHER DANIELS MIDLAND
COM
039483102
505
11886
SH
SOLE
0
0
11886
ATHENAHEALTH INC
COM
04685W103
3719
29906
SH
SOLE
0
0
29906
ATLANTIC POWER CORP
COM New
04878Q863
134
54742
SH
SOLE
0
0
54742
BEL FUSE INC
CL B
077347300
271
8684
SH
SOLE
0
0
8684
BENEFITFOCUS INC
COM
08180D106
430
12783
SH
SOLE
0
0
12783
BURBERRY GROUP PLC
COM
G1700D105
417
17651
SH
SOLE
0
0
17651
CAMECO CORP
COM
13321L108
205
21195
SH
SOLE
0
0
21195
CAREDX INC
COM
14167L103
8016
2166403
SH
SOLE
0
0
2166403
CARMAX INC
COM
143130102
1813
23911
SH
SOLE
0
0
23911
CASTLIGHT HEALTH INC
CL B
14862Q100
6384
1484726
SH
SOLE
0
0
1484726
CELCUITY INC
COM
15102K100
2749
224562
SH
SOLE
0
0
224562
CELGENE CORP
COM
151020104
287
1966
SH
SOLE
0
0
1966
CES ENERGY SOLUTIONS CORP
COM
15713J104
4519
895625
SH
SOLE
0
0
895625
CHIPOTLE MEXICAN GRILL INC
COM
169656105
746
2424
SH
SOLE
0
0
2424
CHRISTOPHER & BANKS CORP
COM
171046105
168
123311
SH
SOLE
0
0
123311
COACH INC
COM
189754104
1037
25755
SH
SOLE
0
0
25755
COMMVAULT SYSTEMS INC
COM
204166102
8690
142931
SH
SOLE
0
0
142931
D R HORTON INC
COM
23331A109
393
9839
SH
SOLE
0
0
9839
DENA CO LTD
COM
J1257N107
1004
44832
SH
SOLE
0
0
44832
DENISON MINES CORPORATION
COM
248356107
174
377302
SH
SOLE
0
0
377302
DURECT CORP
COM
266605104
2210
1248693
SH
SOLE
0
0
1248693
EOG RESOURCES INC
COM
26875P101
285
2943
SH
SOLE
0
0
2943
EQUINIX INC
COM PAR
29444U700
8473
18985
SH
SOLE
0
0
18985
ETHAN ALLEN INTERIOR INC
COM
297602104
819
25272
SH
SOLE
0
0
25272
EVERBRIDGE INC
COM
29978A104
8401
317971
SH
SOLE
0
0
317971
EXACTEARTH LTD
COM
30064C103
28
31671
SH
SOLE
0
0
31671
EXXON MOBIL CORP
COM
30231G102
790
9638
SH
SOLE
0
0
9638
FAIRFAX INDIA HOLDINGS CORPORATION
COM
303897102
246
13942
SH
SOLE
0
0
13942
FANHUA INC
SPONSORED ADR
30712A103
516
41080
SH
SOLE
0
0
41080
FIVE9 INC
CL A
338307101
12476
522015
SH
SOLE
0
0
522015
FLEXION THERAPEUTICS INC
COM
33938J106
3490
144331
SH
SOLE
0
0
144331
FRANKS INTERNATIONAL NV
COM
N33462107
124
16040
SH
SOLE
0
0
16040
GENERAC HOLDINGS INC
COM
368736104
1480
32217
SH
SOLE
0
0
32217
GENERAL ELECTRIC CO
CL A
369604103
771
31876
SH
SOLE
0
0
2083192
GENERAL FINANCE CORP
COM
369822101
10520
2083192
SH
SOLE
0
0
2114878
GENTEX CORP
CL A
371901109
947
47809
SH
SOLE
0
0
47809
GLOBAL X URANIUM
GLOBAL X URANIUM
37954Y871
323
24316
SH
SOLE
0
0
24316
HORNBECK OFFSHORE SERVICES INC
COM
440543106
64
15765
SH
SOLE
0
0
15765
HOVNANIAN ENTERPRISES INC
COM
442487203
313
162039
SH
SOLE
0
0
162039
INPHI CORPORATION
COM
45772F107
366
9233
SH
SOLE
0
0
9233
INSTRUCTURE INC
COM
45781U103
9099
274468
SH
SOLE
0
0
274468
JOHNSON & JOHNSON
CL A
478160104
366
2816
SH
SOLE
0
0
2816
KB HOME
COM
48666K109
482
19967
SH
SOLE
0
0
19967
KEANE GROUP INC
COM
48669A108
689
41279
SH
SOLE
0
0
41279
LENNAR CORP
COM
526057104
289
5469
SH
SOLE
0
0
5469
LIVEPERSON INC
COM
538146101
177
13026
SH
SOLE
0
0
13026
LUMBER LIQUIDATORS HOLDINGS INC
COM
55003T107
13548
347558
SH
SOLE
0
0
347558
MACYS INC
COM
55616P104
1262
57846
SH
SOLE
0
0
57846
MICROCHIP TECHNOLOGY INC
COM
595017104
741
8257
SH
SOLE
0
0
8257
MONSANTO CO
COM
61166W101
753
6287
SH
SOLE
0
0
6287
NAMIBIA RARE EARTHS INC
COM
62986A105
5
139465
SH
SOLE
0
0
139465
NAVIGATOR HOLDINGS LTD
SHS
Y62132108
8592
774072
SH
SOLE
0
0
774072
NEOVASC INC
COM
64065J106
5067
2980371
SH
SOLE
0
0
2980371
NETGEAR INC
COM
64111Q104
1440
30256
SH
SOLE
0
0
30256
NEW RELIC INC
COM
64829B100
9685
194485
SH
SOLE
0
0
194485
NINTENDO CO LTD
SPONSORED ADR
654445303
2980
64560
SH
SOLE
0
0
64560
OCADO GROUP PLC
COM
G6718L106
139
35473
SH
SOLE
0
0
35473
PAIN THERAPEUTICS INC
COM
69562K506
63
15568
SH
SOLE
0
0
15568
PAN ORIENT ENERGY CORP
COM
69806Y106
1094
984676
SH
SOLE
0
0
984676
PAYPAL HOLDINGS INC
COM
70450Y103
223
3478
SH
SOLE
0
0
3478
PFIZER INC
COM
717081103
325
9113
SH
SOLE
0
0
9113
PITNEY BOWES INC
COM
724479100
328
23406
SH
SOLE
0
0
23406
POWER SOLUTIONS INTL INC
COM
73933G202
4175
479886
SH
SOLE
0
0
479886
PROFOUND MED CORP
COM
74319B106
2375
3127124
SH
SOLE
0
0
3127124
RED HAT INC
COM
756577102
13828
124731
SH
SOLE
0
0
124731
ROYAL WOLF HOLDINGS LTD
COM
Q8153C103
122
85034
SH
SOLE
0
0
85034
RTI SURGICAL INC
COM
74975N105
289
63417
SH
SOLE
0
0
63417
RUDOLPH TECH INC
COM
781270103
10504
399394
SH
SOLE
0
0
399394
SECUREWORKS CORP
CL A
81374A105
5109
413714
SH
SOLE
0
0
413714
SORRENTO THERAPEUTICS INC
COM New
83587F202
54
31586
SH
SOLE
0
0
31586
STEALTHGAS INC
SHS
Y81669106
507
153053
SH
SOLE
0
0
153053
SUNCOR ENERGY INC
COM
867224107
10528
300550
SH
SOLE
0
0
300550
SYNCHRONY FINANCIAL
COM
87165B103
440
14182
SH
SOLE
0
0
14182
SYSMEX CORP
COM
J7864H102
590
9253
SH
SOLE
0
0
9253
T2 BIOSYSTEMS INC
COM
89853L104
396
94231
SH
SOLE
0
0
94231
TAILORED BRANDS INC
COM
87403A107
716
49595
SH
SOLE
0
0
49595
TALEND SA
ADS
874224207
6913
168849
SH
SOLE
0
0
168849
THERAPEUTICSMD INC
COM
88338N107
92
17382
SH
SOLE
0
0
17382
TITAN PHARMACEUTICALS INC
COM
888314309
61
35092
SH
SOLE
0
0
35092
UR ENERGY INC
COM
91688R108
197
343084
SH
SOLE
0
0
343084
URANIUM PARTICIPATION CORP
COM
917017105
39
13852
SH
SOLE
0
0
13852
VANDA PHARMACEUTICALS INC
COM
921659108
325
18131
SH
SOLE
0
0
18131
WESTROCK CO
COM
96145D105
365
6441
SH
SOLE
0
0
6441
WILEY JOHN & SONS INC
CL A
968223206
646
12074
SH
SOLE
0
0
12074
WPX ENERGY INC
COM
98212B103
9212
801028
SH
SOLE
0
0
801028
XEROX CORP
COM
984121608
763
22922
SH
SOLE
0
0
22922
XTREME DRILLING CORP
COM
98419V100
146
83392
SH
SOLE
0
0
83392
ZOGENIX INC
COM
98978L204
3637
103765
SH
SOLE
0
0
103765