0001019056-16-001510.txt : 20160824 0001019056-16-001510.hdr.sgml : 20160824 20160824102607 ACCESSION NUMBER: 0001019056-16-001510 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160824 DATE AS OF CHANGE: 20160824 EFFECTIVENESS DATE: 20160824 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GAGNON SECURITIES LLC CENTRAL INDEX KEY: 0001125725 IRS NUMBER: 134087058 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06377 FILM NUMBER: 161848533 BUSINESS ADDRESS: STREET 1: 1370 AVENUE OF THE AMERICAS STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125545000 MAIL ADDRESS: STREET 1: 1370 AVENUE OF THE AMERICAS STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001125725 XXXXXXXX 06-30-2016 06-30-2016 true 1 RESTATEMENT false GAGNON SECURITIES LLC
1370 Avenue of the Americas 24th Floor New York NY 10019
13F HOLDINGS REPORT 028-06377 N
Susan DuMont Financial Operations Principal 212-554-5000 /s/ Susan DuMont New York NY 08-24-2016 0 92 214357
INFORMATION TABLE 2 infotable.xml ACTUA CORPORATION COM 5094107 501 55498 SH SOLE 0 0 55498 AIR LEASE CORPORATION CL A 00912X302 12262 457882 SH SOLE 0 0 457882 AKAMAI TECHNOLOGIES INC COM 00971T101 1047 18727 SH SOLE 0 0 18727 ALPHA & OMEGA SEMICONDUCTOR LIMITED SHS 50579603 7231 519108 SH SOLE 0 0 519108 AMBER ROAD INC COM 02318Y108 11626 1507916 SH SOLE 0 0 1507916 AMERESCO INC CL A 02361E108 6280 1436964 SH SOLE 0 0 1436964 APPLE INC COM 37833100 313 3271 SH SOLE 0 0 3271 ARCHER-DANIELS-MIDLAND COM 39483102 458 10672 SH SOLE 0 0 10672 ATHENAHEALTH INC COM 04685W103 13600 98540 SH SOLE 0 0 98540 ATLANTIC POWER CORPORATION COM NEW 04878Q863 690 278259 SH SOLE 0 0 278259 BEL FUSE INC CL B 77347300 303 17023 SH SOLE 0 0 17023 BENEFITFOCUS INC COM 08180D106 914 23986 SH SOLE 0 0 23986 BLACK DIAMOND INC COM 09202G101 293 70865 SH SOLE 0 0 70865 BOINGO WIRELESS INC COM 09739C102 135 15100 SH SOLE 0 0 15100 BURBERRY GROUP COM G1700D105 282 18315 SH SOLE 0 0 18315 CANADIAN ENERGY SERVICES COM 14167L103 1807 576529 SH SOLE 0 0 576529 CAREDX INC COM 14167L103 5771 1339005 SH SOLE 0 0 1339005 CARMAX INC COM 143130102 1220 24875 SH SOLE 0 0 24875 CASTLIGHT HEALTH INC CL B 14862Q100 3935 993811 SH SOLE 0 0 993811 CHIPOTLE MEXICAN GRILL INC COM 169656105 638 1583 SH SOLE 0 0 1583 CHRISTOPHER & BANKS CORP COM 171046105 2391 1091765 SH SOLE 0 0 1091765 CNINSURE INC SPONSORED ADR 18976M103 7992 1124113 SH SOLE 0 0 1124113 COACH INC COM 189754104 1150 28227 SH SOLE 0 0 28227 COCA COLA COMPANY COM 191216100 361 7971 SH SOLE 0 0 7971 COMMVAULT SYSTEMS INC COM 204166102 6657 154122 SH SOLE 0 0 154122 D R HORTON INC COM 23331A109 387 12299 SH SOLE 0 0 12299 DENA COM J1257N107 991 42743 SH SOLE 0 0 42743 DENISON MINES CORP COM 248356107 415 754617 SH SOLE 0 0 754617 DURECT CORP COM 266605104 1169 957880 SH SOLE 0 0 957880 ENZYMOTEC LTD SHS M4059L101 2022 241870 SH SOLE 0 0 241870 EOG RESOURCES INC COM 26875P101 306 3669 SH SOLE 0 0 3669 EQUINIX INC COM 29444U700 12472 32165 SH SOLE 0 0 32165 ETHAN ALLEN INTERIORS INC COM 297602104 1048 31719 SH SOLE 0 0 31719 EXACTEARTH LTD COM 30064C103 42 39263 SH SOLE 0 0 39263 EXXON MOBIL CORP COM 30231G102 785 8370 SH SOLE 0 0 8370 FIVE9 INC COM 338307101 5041 423644 SH SOLE 0 0 423644 FOSSIL GROUP INC COM 34988V106 1279 44822 SH SOLE 0 0 44822 GENERAC HOLDINGS INC COM 368736104 1184 33863 SH SOLE 0 0 33863 GENERAL ELECTRIC CO COM 369604103 764 24255 SH SOLE 0 0 24255 GENERAL FINANCE CORPORATION COM 369822101 9442 2221667 SH SOLE 0 0 2221667 GENTEX CORP COM 371901109 955 61791 SH SOLE 0 0 61791 GREEN DOT CORPORATION CL A 39304D102 370 16103 SH SOLE 0 0 16103 HORNBECK OFFSHORE SERVICES COM 440543106 100 12013 SH SOLE 0 0 12013 HOVNANIAN ENTERPRISES INC CL A 442487203 272 162039 SH SOLE 0 0 162039 INPHI CORP COM 45772F107 716 22341 SH SOLE 0 0 22341 INSTRUCTURE INC COM 45781U103 376 19784 SH SOLE 0 0 19784 JOHNSON & JOHNSON COM 478160104 386 3179 SH SOLE 0 0 3179 KB HOME COM 48666K109 304 19967 SH SOLE 0 0 19967 LENNAR CORP CL A 595112903 252 5469 SH SOLE 0 0 5469 LIVEPERSON INC COM 538146101 95 14921 SH SOLE 0 0 14921 LUMBER LIQUIDATORS HOLDINGS INC COM 55003T107 9771 633631 SH SOLE 0 0 633631 MACYS INC COM 55616P104 301 8962 SH SOLE 0 0 8962 MICROCHIP TECHNOLOGY INC COM 78688718 944 18594 SH SOLE 0 0 18594 MONSANTO CO COM 61166W101 459 4435 SH SOLE 0 0 4435 NAMIBIA RARE EARTHS INC COM 62986A105 48 687425 SH SOLE 0 0 687425 NATIONAL CINEMEDIA INC COM 635309107 823 53188 SH SOLE 0 0 53188 NAVIGATOR HOLDINGS LTD SHS Y62132108 6418 558095 SH SOLE 0 0 558095 NEOVASC INC COM 64065J106 1253 2431837 SH SOLE 0 0 2431837 NETGEAR INC COM 64111Q104 1190 25028 SH SOLE 0 0 25028 NETSUITE INC COM 64118Q107 5417 74409 SH SOLE 0 0 74409 NINTENDO CO LTD SPONSORED ADR 654445303 1390 78235 SH SOLE 0 0 78235 NIVS INTELLIMEDIA TECHNOLOGYGROUP INC COM 62914U108 0 43594 SH SOLE 0 0 43594 NOVADAQ TECHNOLOGIES INC COM 66987G102 6378 648153 SH SOLE 0 0 648153 OVASCIENCE INC COM 10775124 223 42887 SH SOLE 0 0 42887 PAIN THERAPEUTICS INC COM 69562K100 152 69466 SH SOLE 0 0 69466 PFIZER INC COM 717081103 304 8647 SH SOLE 0 0 8647 POWER SOLUTIONS INTERNATIONAL INC COM NEW 73933G202 6380 357433 SH SOLE 0 0 357433 PROFOUND MEDICAL CORP COM 23309785 1881 1685021 SH SOLE 0 0 1685021 RED HAT INC COM 756577102 10787 148578 SH SOLE 0 0 148578 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 999 14878 SH SOLE 0 0 14878 RTI SURGICAL INC COM 74975N105 944 262950 SH SOLE 0 0 262950 RUDOLPH TECHNOLOGIES INC COM 781270103 11369 732085 SH SOLE 0 0 732085 SORRENTO THERAPEUTICS INC. COM NEW 83587F202 63 11191 SH SOLE 0 0 11191 STEALTHGAS INC COM Y81669106 358 94646 SH SOLE 0 0 94646 SUNCOR ENERGY INC COM 867224107 5376 193871 SH SOLE 0 0 193871 SYNCHRONY FINANCIAL COM 87165B103 374 14803 SH SOLE 0 0 14803 TAILORED BRANDS INC COM 87403A107 468 36983 SH SOLE 0 0 36983 TANGOE INC COM 11548466 920 119120 SH SOLE 0 0 119120 TITAN PHARMACEUTICALS INC COM 888314309 340 62219 SH SOLE 0 0 62219 TIVO INC COM 888706108 388 39191 SH SOLE 0 0 39191 UBIQUITI NETWORKS INC COM 90347A100 362 9355 SH SOLE 0 0 9355 URANIUM PARTICIPATION CORPORATION COM 917017105 300 96450 SH SOLE 0 0 96450 UR-ENERGY COM 91688R108 517 872126 SH SOLE 0 0 872126 VANDA PHARMACEUTICALS INC COM 921659108 458 40897 SH SOLE 0 0 40897 WESTROCK CO COM 96145D105 259 6667 SH SOLE 0 0 6667 JOHN WILEY & SONS INC CL A 968223206 617 11834 SH SOLE 0 0 11834 WORLD WRESTLING ENTERTAINMENT INC CL A 98156Q108 1513 82178 SH SOLE 0 0 82178 WPX ENERGY INC COM 98212B103 3663 393447 SH SOLE 0 0 393447 WPX ENERGY INC CL A PREFERED 98212b202 246 5321 SH SOLE 0 0 5321 XEROX CORP COM 984121103 287 30275 SH SOLE 0 0 30275 XTREME DRILLING & COIL SVCS CO COM 98419V100 151 75345 SH SOLE 0 0 75345 ZOGENIX INC COM 98978L204 1236 153595 SH SOLE 0 0 153595