0001127602-13-013941.txt : 20130416
0001127602-13-013941.hdr.sgml : 20130416
20130416143538
ACCESSION NUMBER: 0001127602-13-013941
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130415
FILED AS OF DATE: 20130416
DATE AS OF CHANGE: 20130416
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RATCLIFFE PETER GERVIS
CENTRAL INDEX KEY: 0001243490
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15136
FILM NUMBER: 13763590
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL PLC
CENTRAL INDEX KEY: 0001125259
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 000000000
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 5 GAINSFORD ST
STREET 2: CARNIVAL HOUSE
CITY: LONDON WC1A 1PP ENGL
STATE: X0
ZIP: 00000
BUSINESS PHONE: 011 44 20 7940 5381
MAIL ADDRESS:
STREET 1: 77 NEW OXFORD ST
CITY: LONDON
STATE: X0
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC
DATE OF NAME CHANGE: 20000929
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-04-15
0001125259
CARNIVAL PLC
CUK
0001243490
RATCLIFFE PETER GERVIS
C/O CARNIVAL CORPORATION
3655 NW 87TH AVE
MIAMI
FL
33178
1
Trust Shares (beneficial Interest In Special Voting Share)
2013-04-15
4
M
0
3088
0
A
20424
D
Trust Shares (beneficial Interest In Special Voting Share)
2013-04-15
4
A
0
279
0
A
20703
D
Restricted Stock Units
0
2013-04-15
4
M
0
3088
0
D
2013-04-13
Trust Shares (beneficial Interest In Special Voting Share)
3088
0
D
Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
Represents shares released from restriction from a Restricted Stock Unit award granted in 2010.
Represents settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award originally granted in 2010, which has now vested.
No expiration date, RSU's either vest or are forfeited.
/s/ Peter G Ratcliffe
2013-04-16