0001127602-13-013941.txt : 20130416 0001127602-13-013941.hdr.sgml : 20130416 20130416143538 ACCESSION NUMBER: 0001127602-13-013941 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130415 FILED AS OF DATE: 20130416 DATE AS OF CHANGE: 20130416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATCLIFFE PETER GERVIS CENTRAL INDEX KEY: 0001243490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15136 FILM NUMBER: 13763590 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL PLC CENTRAL INDEX KEY: 0001125259 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 000000000 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 5 GAINSFORD ST STREET 2: CARNIVAL HOUSE CITY: LONDON WC1A 1PP ENGL STATE: X0 ZIP: 00000 BUSINESS PHONE: 011 44 20 7940 5381 MAIL ADDRESS: STREET 1: 77 NEW OXFORD ST CITY: LONDON STATE: X0 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC DATE OF NAME CHANGE: 20000929 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-04-15 0001125259 CARNIVAL PLC CUK 0001243490 RATCLIFFE PETER GERVIS C/O CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 Trust Shares (beneficial Interest In Special Voting Share) 2013-04-15 4 M 0 3088 0 A 20424 D Trust Shares (beneficial Interest In Special Voting Share) 2013-04-15 4 A 0 279 0 A 20703 D Restricted Stock Units 0 2013-04-15 4 M 0 3088 0 D 2013-04-13 Trust Shares (beneficial Interest In Special Voting Share) 3088 0 D Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. Represents shares released from restriction from a Restricted Stock Unit award granted in 2010. Represents settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award originally granted in 2010, which has now vested. No expiration date, RSU's either vest or are forfeited. /s/ Peter G Ratcliffe 2013-04-16