0001127602-13-004285.txt : 20130205 0001127602-13-004285.hdr.sgml : 20130205 20130205140941 ACCESSION NUMBER: 0001127602-13-004285 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130201 FILED AS OF DATE: 20130205 DATE AS OF CHANGE: 20130205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DINGLE DAVID CENTRAL INDEX KEY: 0001334322 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15136 FILM NUMBER: 13573342 MAIL ADDRESS: STREET 1: 3655 NW 87TH AVENUE CITY: MIAMI STATE: FL ZIP: 33178 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL PLC CENTRAL INDEX KEY: 0001125259 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 000000000 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 5 GAINSFORD ST STREET 2: CARNIVAL HOUSE CITY: LONDON WC1A 1PP ENGL STATE: X0 ZIP: 00000 BUSINESS PHONE: 011 44 20 7940 5381 MAIL ADDRESS: STREET 1: 77 NEW OXFORD ST CITY: LONDON STATE: X0 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC DATE OF NAME CHANGE: 20000929 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-02-01 0001125259 CARNIVAL PLC CUK 0001334322 DINGLE DAVID CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 CEO, Carnival UK Ordinary Shares 2013-02-01 4 A 0 1251 0 A 69172 D Ordinary Shares 2013-02-01 4 S 0 18785 40.4393 D 50387 D Represents settlement of dividend equivalents accummulated during the restricted period of a restricted stock unit award originally granted in 2010, which has now vested. The transaction was conducted in British Pounds. The sale price of GBP25.7636 was converted into US$ at the February 1, 2013 conversion rate of GBP1 = USD1.58205. This transaction was executed in multiple trades. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ David Dingle 2013-02-05