0001127602-11-033313.txt : 20111229 0001127602-11-033313.hdr.sgml : 20111229 20111229093719 ACCESSION NUMBER: 0001127602-11-033313 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111228 FILED AS OF DATE: 20111229 DATE AS OF CHANGE: 20111229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOSCHI PIER LUIGI CENTRAL INDEX KEY: 0001248748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15136 FILM NUMBER: 111285137 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL PLC CENTRAL INDEX KEY: 0001125259 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 000000000 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 5 GAINSFORD ST STREET 2: CARNIVAL HOUSE CITY: LONDON WC1A 1PP ENGL STATE: X0 ZIP: 00000 BUSINESS PHONE: 011 44 20 7940 5381 MAIL ADDRESS: STREET 1: 77 NEW OXFORD ST CITY: LONDON STATE: X0 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC DATE OF NAME CHANGE: 20000929 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2011-12-28 0001125259 CARNIVAL PLC CUK 0001248748 FOSCHI PIER LUIGI CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 1 Chairman & CEO-Costa Crociere Ordinary Shares 2011-12-28 4 A 0 1814 33.078 A 132694 D Ordinary Shares 2011-12-28 4 S 0 24579 33.078 D 108115 D Represents settlement of dividend equivalents accummulated during the restricted period of restricted stock or restricted stock unit award originally granted in 2008, which has now been released. These shares were sold upon the vesting of restricted stock units granted under the Company's 2005 Employee Share Plan. The plan administrator aggregated all shares to be sold by plan participants and sold the shares over a three-day period ending on December 28, 2011. The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at prices between GBP21.52 and GBP20.90. The transaction was conducted in British Pounds. The sale price of GBP21.15 was converted into US$ at the December 28, 2011 conversion rate of GBP1 = USD1.564. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. /s/ Pier Luigi Foschi 2011-12-29